HONORABLE RICHARD A. JONES 1
7 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON 8 AT SEATTLE
9 DANA MCARTHUR, et al., Case No. 2:22-cv-01071-RAJ
10 Plaintiffs, ORDER
11 v.
12 HOLLAND AMERICA LINE INC., et al., 13 Defendants. 14
15 I. INTRODUCTION 16 THIS MATTER comes before the Court on the Holland America Defendants’ 17 Motion for Certification for Interlocutory Appeal, Dkt. # 149. The Court has reviewed 18 the motion, the submissions in support of and in opposition to the motion, and the balance 19 of the record. The Holland America Defendants request oral argument, but the Court 20 finds oral argument is unnecessary to resolve the pending motion. For the reasons set 21 forth below, the Court GRANTS the motion. 22 II. BACKGROUND 23 This case arises from the tragic deaths of four Holland America cruise ship 24 passengers. During the cruise ship’s stop in Ketchikan, Alaska, the passengers took part 25 in a third-party floatplane tour of the Misty Fjords National Monument area (the “Misty 26 1 Fjords”) that unfortunately crashed and killed all on board. Family members of the 2 passengers sued the floatplane operator and the Holland America Defendants, but after 3 settlement, only the Holland America Defendants remain in this case. Dkt. # 86. On 4 February 4, 2025, Magistrate Judge Fricke issued a Report and Recommendation denying 5 the Holland America Defendants’ Motion for Summary Judgment. Dkt. # 141. On July 6 20, 2025, the Court adopted the Report and Recommendation in all material respects. 7 Dkt. # 145. The Report and Recommendation, as adopted by the Court, will be referred 8 to as the “Order.” 9 The Holland America Defendants now seek certification to file an interlocutory 10 appeal of the Order. They challenge the Order’s findings as to the following issues: 11 (1) obviousness of the risk of floatplane tours in the Misty Fjords and Ketchikan area; 12 (2) duty to warn for non-sponsored excursions past the point of disembarkation; and 13 (3) actual or constructive notice of the risk creating condition. 14 III. LEGAL STANDARD 15 Generally, only “final decisions of the district courts” may be appealed. See 28 16 U.S.C. § 1291. A party may, however, file an interlocutory appeal of a non-final order 17 if the district court certifies (1) “such order involves a controlling question of law”; (2) 18 “as to which there is substantial ground for difference of opinion”; and (3) “an immediate 19 appeal from the order may materially advance the ultimate termination of litigation.” 28 20 U.S.C. § 1292(b). The party seeking an interlocutory appeal bears the burden of 21 establishing all three elements. Couch v. Telescope Inc., 611 F.3d 629, 633 (9th Cir. 22 2010). Interlocutory appeals should be permitted “only in extraordinary cases where 23 decision of an interlocutory appeal might avoid protracted and expensive litigation.” U.S. 24 Rubber Co. v. Wright, 359 F.2d 784, 785 (9th Cir. 1966). “It was not intended merely to 25 provide review of difficult rulings in hard cases.” Id. “[W]hen a district court certifies 26 1 an order for appeal pursuant to Section 1292(b), it is the entire order that is on appeal, 2 not particular questions.” Nat’l Assoc. of African-American Owned Media v. Charter 3 Comm’cs, Inc., No. 16-cv-609, 2016 WL 10647193, at *4 (C.D. Cal. Dec. 12, 2016) 4 (citing Yamaha Motor Corp., U.S.A. v. Calhoun, 516 U.S. 199, 205 (1996)) (emphasis in 5 original). 6 IV. DISCUSSION 7 A. Duty to Warn 8 A key issue presented in this case is whether cruise ships can ever have a duty to 9 warn for risks associated with a non-sponsored third-party excursion past the point of 10 disembarkation. The Holland America Defendants argue the Order exceeded the limits 11 of Ninth Circuit law by finding such a duty could exist in this case. Dkt. # 149 at 12–15. 12 Plaintiffs respond that the Order correctly applied the prevailing Ninth Circuit legal 13 standard set out in Samuels v. Holland Am. Line-USA Inc., 656 F.3d 948 (9th Cir. 2011), 14 and that the Holland American Defendants “cited no case imposing a legal requirement 15 that the cruise line sell the excursion to trigger a duty to warn.” Dkt. # 151 at 11. The 16 Court finds this issue presents a matter of first impression in this Circuit and is 17 appropriate for interlocutory appeal. 18 The first and third elements of § 1292(b) are met. The extent of a cruise line’s 19 duty to warn presents a pure question of law. In addition, an immediate appeal will 20 materially advance the ultimate termination of litigation because it may result in the 21 Holland America Defendants’ dismissal or, alternatively, clarify and streamline the 22 issues for trial. 23 As to the second element, “[t]o determine if a ‘substantial ground for difference 24 of opinion’ exists under § 1292(b), courts must examine to what extent the controlling 25 law is unclear.” Couch, 611 F.3d at 633. “Courts traditionally will find that a substantial 26 1 ground for difference of opinion exists where ‘the circuits are in dispute on the question 2 and the court of appeals of the circuit has not spoken on the point, if complicated 3 questions arise under foreign law, or if novel and difficult questions of first impression 4 are presented.’” Id. (citation omitted). “However, ‘just because a court is the first to rule 5 on a particular question or just because counsel contends that one precedent rather than 6 another is controlling does not mean there is such a substantial difference of opinion as 7 will support an interlocutory appeal.” Id. (citation omitted). 8 Neither party cites any Ninth Circuit case expressly addressing whether there is a 9 duty to warn for non-sponsored excursions past the point of disembarkation, and the 10 Court is aware of none. Conversely, neither party cites a case from any federal court 11 expressly declining to impose a duty to warn for this reason. The two most relevant cases 12 cited by the parties are Samuels v. Holland Am. Line-USA Inc., 656 F.3d 948 (9th Cir. 13 2011) and Chaparro v. Carnival Corp., 693 F.3d 1333 (11th Cir. 2012). 14 In Samuels, the Ninth Circuit analyzed the duty to warn in a case where the 15 plaintiff disembarked from a Holland America cruise ship and was severely injured at a 16 nearby beach, which was not part of a cruise-sponsored excursion. Samuels, 656 F.3d at 17 949–50. In assessing the cruise ship’s duty to warn, the Ninth Circuit applied the 18 following legal standard: “Where the condition constituting the basis of the plaintiff’s 19 claims is not unique to the maritime context, a carrier must have ‘actual or constructive 20 notice of the risk-creating condition’ before it can be held liable.” Id. at 953 (citation 21 omitted). The Ninth Circuit concluded the cruise line had no duty to warn because it had 22 no actual or constructive notice of the dangerous condition at the beach. Id. at 954. The 23 opinion did not expressly address the fact that the plaintiff was injured during a non- 24 sponsored activity past the point of disembarkation.
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HONORABLE RICHARD A. JONES 1
7 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON 8 AT SEATTLE
9 DANA MCARTHUR, et al., Case No. 2:22-cv-01071-RAJ
10 Plaintiffs, ORDER
11 v.
12 HOLLAND AMERICA LINE INC., et al., 13 Defendants. 14
15 I. INTRODUCTION 16 THIS MATTER comes before the Court on the Holland America Defendants’ 17 Motion for Certification for Interlocutory Appeal, Dkt. # 149. The Court has reviewed 18 the motion, the submissions in support of and in opposition to the motion, and the balance 19 of the record. The Holland America Defendants request oral argument, but the Court 20 finds oral argument is unnecessary to resolve the pending motion. For the reasons set 21 forth below, the Court GRANTS the motion. 22 II. BACKGROUND 23 This case arises from the tragic deaths of four Holland America cruise ship 24 passengers. During the cruise ship’s stop in Ketchikan, Alaska, the passengers took part 25 in a third-party floatplane tour of the Misty Fjords National Monument area (the “Misty 26 1 Fjords”) that unfortunately crashed and killed all on board. Family members of the 2 passengers sued the floatplane operator and the Holland America Defendants, but after 3 settlement, only the Holland America Defendants remain in this case. Dkt. # 86. On 4 February 4, 2025, Magistrate Judge Fricke issued a Report and Recommendation denying 5 the Holland America Defendants’ Motion for Summary Judgment. Dkt. # 141. On July 6 20, 2025, the Court adopted the Report and Recommendation in all material respects. 7 Dkt. # 145. The Report and Recommendation, as adopted by the Court, will be referred 8 to as the “Order.” 9 The Holland America Defendants now seek certification to file an interlocutory 10 appeal of the Order. They challenge the Order’s findings as to the following issues: 11 (1) obviousness of the risk of floatplane tours in the Misty Fjords and Ketchikan area; 12 (2) duty to warn for non-sponsored excursions past the point of disembarkation; and 13 (3) actual or constructive notice of the risk creating condition. 14 III. LEGAL STANDARD 15 Generally, only “final decisions of the district courts” may be appealed. See 28 16 U.S.C. § 1291. A party may, however, file an interlocutory appeal of a non-final order 17 if the district court certifies (1) “such order involves a controlling question of law”; (2) 18 “as to which there is substantial ground for difference of opinion”; and (3) “an immediate 19 appeal from the order may materially advance the ultimate termination of litigation.” 28 20 U.S.C. § 1292(b). The party seeking an interlocutory appeal bears the burden of 21 establishing all three elements. Couch v. Telescope Inc., 611 F.3d 629, 633 (9th Cir. 22 2010). Interlocutory appeals should be permitted “only in extraordinary cases where 23 decision of an interlocutory appeal might avoid protracted and expensive litigation.” U.S. 24 Rubber Co. v. Wright, 359 F.2d 784, 785 (9th Cir. 1966). “It was not intended merely to 25 provide review of difficult rulings in hard cases.” Id. “[W]hen a district court certifies 26 1 an order for appeal pursuant to Section 1292(b), it is the entire order that is on appeal, 2 not particular questions.” Nat’l Assoc. of African-American Owned Media v. Charter 3 Comm’cs, Inc., No. 16-cv-609, 2016 WL 10647193, at *4 (C.D. Cal. Dec. 12, 2016) 4 (citing Yamaha Motor Corp., U.S.A. v. Calhoun, 516 U.S. 199, 205 (1996)) (emphasis in 5 original). 6 IV. DISCUSSION 7 A. Duty to Warn 8 A key issue presented in this case is whether cruise ships can ever have a duty to 9 warn for risks associated with a non-sponsored third-party excursion past the point of 10 disembarkation. The Holland America Defendants argue the Order exceeded the limits 11 of Ninth Circuit law by finding such a duty could exist in this case. Dkt. # 149 at 12–15. 12 Plaintiffs respond that the Order correctly applied the prevailing Ninth Circuit legal 13 standard set out in Samuels v. Holland Am. Line-USA Inc., 656 F.3d 948 (9th Cir. 2011), 14 and that the Holland American Defendants “cited no case imposing a legal requirement 15 that the cruise line sell the excursion to trigger a duty to warn.” Dkt. # 151 at 11. The 16 Court finds this issue presents a matter of first impression in this Circuit and is 17 appropriate for interlocutory appeal. 18 The first and third elements of § 1292(b) are met. The extent of a cruise line’s 19 duty to warn presents a pure question of law. In addition, an immediate appeal will 20 materially advance the ultimate termination of litigation because it may result in the 21 Holland America Defendants’ dismissal or, alternatively, clarify and streamline the 22 issues for trial. 23 As to the second element, “[t]o determine if a ‘substantial ground for difference 24 of opinion’ exists under § 1292(b), courts must examine to what extent the controlling 25 law is unclear.” Couch, 611 F.3d at 633. “Courts traditionally will find that a substantial 26 1 ground for difference of opinion exists where ‘the circuits are in dispute on the question 2 and the court of appeals of the circuit has not spoken on the point, if complicated 3 questions arise under foreign law, or if novel and difficult questions of first impression 4 are presented.’” Id. (citation omitted). “However, ‘just because a court is the first to rule 5 on a particular question or just because counsel contends that one precedent rather than 6 another is controlling does not mean there is such a substantial difference of opinion as 7 will support an interlocutory appeal.” Id. (citation omitted). 8 Neither party cites any Ninth Circuit case expressly addressing whether there is a 9 duty to warn for non-sponsored excursions past the point of disembarkation, and the 10 Court is aware of none. Conversely, neither party cites a case from any federal court 11 expressly declining to impose a duty to warn for this reason. The two most relevant cases 12 cited by the parties are Samuels v. Holland Am. Line-USA Inc., 656 F.3d 948 (9th Cir. 13 2011) and Chaparro v. Carnival Corp., 693 F.3d 1333 (11th Cir. 2012). 14 In Samuels, the Ninth Circuit analyzed the duty to warn in a case where the 15 plaintiff disembarked from a Holland America cruise ship and was severely injured at a 16 nearby beach, which was not part of a cruise-sponsored excursion. Samuels, 656 F.3d at 17 949–50. In assessing the cruise ship’s duty to warn, the Ninth Circuit applied the 18 following legal standard: “Where the condition constituting the basis of the plaintiff’s 19 claims is not unique to the maritime context, a carrier must have ‘actual or constructive 20 notice of the risk-creating condition’ before it can be held liable.” Id. at 953 (citation 21 omitted). The Ninth Circuit concluded the cruise line had no duty to warn because it had 22 no actual or constructive notice of the dangerous condition at the beach. Id. at 954. The 23 opinion did not expressly address the fact that the plaintiff was injured during a non- 24 sponsored activity past the point of disembarkation. 25 26 1 In Chaparro, the plaintiffs’ family disembarked from the cruise ship, traveled to 2 a nearby beach, and one family member was shot and killed when gang-related violence 3 erupted as the family traveled back to the cruise ship. Chaparro, 693 F.3d at 1335. In 4 analyzing the cruise ship’s duty to warn, the Eleventh Circuit adopted the following rule: 5 “a cruise line owes its passengers a duty to warn of known dangers beyond the point of 6 disembarkation in places where passengers are invited or reasonably expected to visit.” 7 Id. at 1336. It held plaintiffs plausibly stated a claim for failure to warn. Id. at 1336–37. 8 Here, the Order applied the “actual or constructive notice” test from Samuels to 9 analyze the Holland America Defendants’ duty to warn, without expressly analyzing 10 whether the fact that the floatplane tour was sold through a third party should serve as an 11 additional limiting factor. Dkt. # 141 at 9–11. In a footnote, the Order stated it was not 12 “necessary to rely on the Eleventh Circuit’s holding [in] Chaparro to analyze Plaintiffs’ 13 duty to warn claim.” Id. at 10. Plaintiffs argue this was the correct application of Ninth 14 Circuit law and that “[i]f the legal standard were as Holland has conceived, then the Ninth 15 Circuit [in Samuels] would have simply held that Holland had no duty to warn because 16 Holland did not sell the excursion.” Dkt. # 151 at 11–12. They further argue that contrary 17 to the Holland America Defendants’ contention, the Order’s application of Samuels 18 would not lead to unlimited liability for cruise lines because the notice requirement is a 19 significant barrier for plaintiffs, and “[i]t is, and will continue to be, unusual for a cruise 20 line to possess the requisite knowledge of a risk-creating condition, particularly in a third- 21 party excursion case.” Id. at 12. While the Court adopted the Order for many of the same 22 reasons Plaintiffs articulate, it acknowledges there is substantial ground for difference of 23 opinion in this area. The Ninth Circuit never expressly analyzed the issue presented here 24 in Samuels or in any other case brought to the Court’s attention. 25 26 1 Moreover, even if some further limiting rule should apply, there still remains the 2 issue of whether the Ninth Circuit should adopt the Eleventh Circuit’s rule in Chaparro 3 or fashion its own rule on the subject. This is another question never addressed by the 4 Ninth Circuit and for which there is substantial ground for difference of opinion. 5 Accordingly, the Court finds it appropriate to certify the Order for interlocutory appeal. 6 B. Remaining Issues 7 The Holland America Defendants also argue the Order erred by finding there is 8 an issue of fact as to (1) the obviousness of the risk of floatplanes in the Misty Fjords and 9 Ketchikan area; and (2) that the Holland America Defendants had actual or constructive 10 notice of the risk creating conditions. As noted above, certification under § 1292(b) 11 applies to the entire order and not just to particular questions. Nat’l Assoc., 2016 WL 12 10647193, at *4. Because the Court finds the Order contains a certifiable issue as to the 13 duty to warn, the entire Order must be certified and the Court need not address the 14 remaining bases for appeal. See id. Nevertheless, the Court briefly notes that it does not 15 find the remaining two issues appropriate for the extraordinary remedy of an 16 interlocutory appeal. 17 First, they do not present pure questions of law, but rather challenge the Order’s 18 application of established law to the facts of this case. See Bluetooth SIG, Inc. v. FCA 19 US LLC, No. 18-cv-1493, 2021 WL 1922975 (W.D. Wash. May 13, 2021) (“A ‘question 20 of law’ means a pure question of law, not a mixed question of law and fact or an 21 application of law to a particular set of facts.”); McFarlin v. Conseco Servs., LLC, 381 22 F.3d 1251, 1259 (11th Cir. 2004) (“§ 1292(b) appeals were intended, and should be 23 reserved, for situations in which the court of appeals can rule on a pure, controlling 24 question of law without having to delve beyond the surface of the record in order to 25 determine the facts.”). 26 1 Second, and more significantly, they do not present issues for which there is 2 substantial ground for difference of opinion. As to obviousness, even if there is an 3 obvious baseline risk associated with an activity, the extent of the risk may not be open 4 and obvious if there are additional unique risks associated with performing the activity 5 in a particular circumstance. See Taylor v. Royal Caribbean Cruises Ltd., 437 F. Supp. 6 3d 1255, 1260 (S.D. Fla. 2020) (finding that although there is general risk associated with 7 iFly activity, there as an issue of fact as to whether the specific conduct of the iFly 8 instructor leading to plaintiff’s injury was open and obvious); Andersen v. Royal 9 Caribbean Cruises Ltd., 543 F. Supp. 3d 1346, 1355 (S.D. Fla. 2021) (“while the wetness 10 of the floor may have been open and obvious to Plaintiff, there is evidence that the 11 slipperiness of the floor was both unreasonable and not open and obvious.”). The 12 Holland America Defendants rely heavily on Hodges v. Summer Fun Rentals, Inc., 203 13 Fed. App’x 89 (9th Cir. 2006), but that case is distinguishable because it addressed only 14 the baseline risks associated with wake jumping; there was no evidence of some 15 additional unique risk in the particular circumstances of the case. Id. at 91. Here, the 16 Order appropriately found that the unique weather, terrain, and traffic conditions of the 17 Misty Fjords and Ketchikan area create an issue of fact as to whether the extent of the 18 risk of floatplanes in that area is open and obvious to the average person. Contrary to 19 what the Holland America Defendants appear to advocate, no case cited by them, 20 including Taylor and Andersen, required the plaintiff to make a mathematical comparison 21 of the number of accidents at the incident site versus elsewhere. 22 As to actual or constructive notice, while substantially similar prior accidents is a 23 common way to demonstrative notice, the Holland America Defendants do not cite any 24 Ninth Circuit case stating that is the only way to show notice. Regardless, the Court 25 clarifies that it finds there is an issue of fact regarding whether substantially similar prior 26 1 accidents put the Holland America Defendants on constructive notice of the risks 2 associated with floatplanes in the Misty Fjords. For example, like the crash in this case, 3 the 2015 Promech crash also involved a Misty Fjords floatplane tour that crashed due to 4 deteriorating weather conditions. While the Holland America Defendants raise 5 additional factors that they say differentiate that crash, such as an inexperienced pilot, 6 this ultimately presents an issue for the jury. 7 V. CONCLUSION 8 For the foregoing reasons, the Court GRANTS the Holland America Defendants’ 9 Motion for Certification for Interlocutory Appeal, Dkt. # 149. The Report and 10 Recommendation, as adopted by the Court’s July 20, 2025 order, is certified for 11 interlocutory appeal. 12 13 Dated this 13th day of November, 2025. 14
15 A
16 17 The Honorable Richard A. Jones United States District Judge 18 19 20 21 22 23 24 25 26