Dana-Farber Cancer Institute v. Ono Pharmaceutical Co., Ltd.

964 F.3d 1365
Court of Appeals for the Federal Circuit·Decided July 14, 2020·No. 19-2050·Published·Cited by 13 cases

Opinion

United States Court of Appeals for the Federal Circuit

DANA-FARBER CANCER INSTITUTE, INC., Plaintiff-Appellee

v.

ONO PHARMACEUTICAL CO., LTD., TASUKU HONJO, E.R. SQUIBB & SONS, L.L.C., BRISTOL-

MYERS SQUIBB COMPANY, Defendants-Appellants

2019-2050

Appeal from the United States District Court for the District of Massachusetts in No. 1:15-cv-13443-PBS, United States District Judge Patti B. Saris.

Decided: July 14, 2020

DONALD ROSS WARE, Foley Hoag LLP, Boston, MA, argued for plaintiff-appellee. Also represented by SARAH S. BURG, BARBARA A. FIACCO.

SETH P. WAXMAN, Wilmer Cutler Pickering Hale and Dorr LLP, Washington, DC, argued for defendants-appellants . Also represented by STEVEN JARED HORN, THOMAS SAUNDERS; MATTHEW TYMANN, Los Angeles, CA; DIANNE B. ELDERKIN, STEVEN D. MASLOWSKI, MATTHEW A. PEARSON, 2 DANA-FARBER CANCER INSTITUTE v. ONO PHARMACEUTICAL CO., LTD.

Akin, Gump, Strauss, Hauer & Feld, LLP, Philadelphia, PA.

Before NEWMAN, LOURIE, and STOLL, Circuit Judges.

LOURIE, Circuit Judge.

Ono Pharmaceutical Co. Ltd., Tasuku Honjo, E.R.

Squibb & Sons, L.L.C., and Bristol-Myers Squibb Co. (collectively , “Ono”) appeal from the judgment of the United States District Court for the District of Massachusetts after a bench trial ordering that Dr. Gordon Freeman and Dr. Clive Wood be added to U.S. Patents 7,595,048 (“the ’048 patent”), 8,168,179 (“the ’179 patent”), 8,728,474 (“the ’474 patent”), 9,067,999 (“the ’999 patent”), 9,073,994 (“the ’994 patent”), and 9,402,899 (“the ’899 patent”) as co-inventors. Dana-Farber Cancer Inst., Inc. v. Ono Pharm. Co., 379 F. Supp. 3d 53 (D. Mass. 2019) (“Decision”). Because we conclude that the district court did not err in its inventorship determination, we affirm.

BACKGROUND This appeal presents an inventorship dispute over groundbreaking work in the field of cancer treatment. Each patent at issue claims a method of treating cancer by administering antibodies targeting specific receptor-ligand interactions on T cells.

The human immune system comprises many different cell types, but two types of those cells are relevant here: dendritic cells and T cells. Dendritic cells detect pathogens and present antigens—proteins from a pathogen or tumor —to T cells. T cells have a variety of functions but, as relevant here, are responsible for processing information to develop an immune response in the body using receptors on their surfaces. The primary receptor on a T cell, the T cell receptor, can bind to antigens to activate an immune response. But a signal sent to a T cell receptor will not

DANA-FARBER CANCER INSTITUTE v. ONO PHARMACEUTICAL 3 CO., LTD.

activate the T cell unless a ligand binds to one of its costimulatory receptors, such as CD28. CD28 has two ligands , B7-1 and B7-2, which are expressed in dendritic cells that have detected infection or cancer. For a T cell to activate an immune response, two things must happen: (1) an antigen on a dendritic cell must bind to the T cell receptor, and (2) a B7 ligand on the dendritic cell must bind to the CD28 receptor on the T cell. In the absence of an infection or cancer, dendritic cells do not express B7 ligands on their surface thus blocking an immune response. B7 ligands also bind to an inhibitory receptor called CTLA-4, which is only expressed in highly activated T cells. B7 ligands bind more tightly to CTLA-4 than to CD28, so if both receptors are being expressed, CTLA-4 prevents the B7 ligands from activating the T cell through the CD28 receptor.

The discovery behind the present patents was the existence of an inhibitory receptor on T cells, PD-1, and that, when PD-1 binds to one of its ligands, either PD-L1 or PD- L2, the T cell is inhibited and does not attack the cell expressing the ligand. Expression of the PD-1 ligands in healthy cells generally shields them from attack, but some tumor cells can also express the ligands, allowing them to circumvent an immune response. The patents in this case capitalize on the discovery of the PD-1 receptor-ligand interaction . Each claim recites uses of antibodies that target either the PD-1 receptor or its PD-L1 ligand, blocking the receptor-ligand interaction. By blocking the interaction, the use of the inventions in effect stimulates the immune response against tumor cells that would otherwise have been hidden by their expression of the PD-L1/L2 ligands.

The appeal raises the question whether Drs. Freeman and Wood should be deemed inventors of the subject matter of the ’048, ’179, ’474, ’999, ’994, and ’899 patents alongside Dr. Tasuku Honjo. Essential to this determination is a recounting of each researcher’s work and the nature of their collaboration.

4 DANA-FARBER CANCER INSTITUTE v. ONO PHARMACEUTICAL CO., LTD.

Dr. Honjo, a professor at Kyoto University’s medical school, discovered the PD-1 receptor in the early 1990s. He isolated its DNA sequence and began working with the protein in mouse models with Dr. Nagahiro Minato, a colleague studying tumor immunology. Using knockout mice (wherein the PD-1 gene is not expressed), they discovered that mice without PD-1 showed symptoms typical of autoimmune disease, suggesting that the receptor was involved in immune-system inhibition. Based on its structure, Dr. Honjo believed at that time that PD-1 was in the same family of proteins as the inhibitory receptor CTLA-4. Drs. Honjo and Minato submitted their research for publication , and their work was published in Immunity in August 1999.

In mid-1998, Dr. Honjo enlisted a graduate student, Dr. Yoshiko Iwai, to conduct studies on PD-1 with knockout mice and human tumor cell lines. Dr. Iwai found binding of the PD-1 protein in a variety of cells, including in tumor cells, but she did not identify the molecule that was binding to the receptor. She also recognized that her experiments may have yielded false positives because she used a specific fusion protein. Her work did not continue at that time because she took a leave of absence because of illness.

In September 1998, Dr. Honjo met with representatives from Ono, now an assignee of Dr. Honjo’s rights in the instant patents, and the Genetics Institute, who connected him to Dr. Wood, a researcher at Genetics Institute. They discussed Dr. Honjo’s work with PD-1, and Dr. Wood agreed to collaborate with Dr. Honjo to find the PD-1 ligand . Dr. Wood believed that the PD-1 receptor could be a candidate for antibody therapy development, and accordingly Dr. Honjo shared with him PD-1 reagents and a confidential draft of the Immunity article.

In July 1998, Dr. Freeman, a researcher at Dana-Farber , was studying novel B7 ligands. He ran a search in the BLAST database for a sequence of 208 amino acids that

DANA-FARBER CANCER INSTITUTE v. ONO PHARMACEUTICAL 5 CO., LTD.

forms part of the binding portion of the B7-1 molecule. The search yielded 12 results—two of which were from human ovarian tumors—and Dr. Freeman began to investigate the sequence further, titling it “292” after its label in the database .

At this point, the timelines converge. Drs. Wood, Freeman , and Honjo began sharing information directly. Drs. Wood and Freeman began working together to determine whether PD-1 binds to 292, and Dr. Wood informed Dr. Honjo that it does. The three dubbed 292 “PD-L1” and ran further experiments. Dr. Wood sent Dr. Honjo plans for a journal article, and Dr. Honjo sent Dr. Wood anti- PD-1 antibodies for further experimentation. Dr. Freeman emailed Dr. Honjo for the first time at this point, discussing the possibility of a research collaboration on the PD-1/PD-L1 pathway.

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Dana-Farber Cancer Institute v. Ono Pharmaceutical Co., Ltd., 964 F.3d 1365 (Fed. Cir. 2020).

964 F.3d 1365 (Dana-Farber Cancer Institute v. Ono Pharmaceutical Co., Ltd.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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