Dale v. Governor
Opinion
By JUDGE TAYLOR.
Seve2'al points have been made by the counsel for the plaintiff in this case, but as my opinion on one of them, disposes of the case, so far as I am concerned, I shall notice only that one. It is the second in the order in which they were made, and is as follows, viz: “the act of the general assembly of 1821 was a contract, which that body had a right to create, and the act which repealed it, was unconstitutional and void.”
It is of the utmost importance that we should come to a correct conclusion, as regards the nature of this act. If indeed it be a contract, there cannot be a doubt of its binding force upon the parties, although the Slate forms one of those parties; and that it requires the consent of both to rescind or annul it. This question has been often decided by the highest judicial tribunal in the United States, and is too evidently embraced within that provision of the federal constitution, which provides, that “no State shall pass any law, impairing the obligation of contracts,” now to admit of doubt.
[395]*395Probably it may be advantageous to examine some of the cases on this subject, decided by the Supreme Court of the United States, and compare them with the case before us, that we may ascertain what effect those decisions should have upon the determination of this case. The first case of this kind which came before that Court, was the celebrated one of Fletcher v. Peck.
The Court declared that when a law was in its nature a contract, and absolute rights have vested under that contract, a repeal of the law could not divest those rights, nor annihilate or impair the title so acquired. A grant was a contract within the meaning of the constitution. The words of the constitution were construed to comprehend equally executory and executed contracts, for each of them contains obligations which are binding on the parties. A grant is a contract executed, and a party is always estopped by his own grant. A party cannot pronounce his own deed invalid, whatever cause may be assigned for its invalidity, and though that party be the legislature of the State. It was accordingly declared, that the State of Georgia, having parted from the estate of the lands, and that estate having passed into the hands of a bona fide purchaser, for a valuable consideration; that State was constitutionally disabled from passing any law, whereby the estate of the plaintiff could be legally impaired and rendered void.
Now in what does the similarity of the case of Fletcher v. Feck, to the one under consideration consist? No [396]*396ever doubted but that was the case of a contract. The 'State of Georgia had sold the land for a valuable consideration, and conveyed it by deed to the purchasers. The-title was actually vested in the grantees, and the contract executed. But had it been only executory, it would have been equally obligatory. Had the purchasers agreed at a future day to pay, and the State, in consideration thereof, agreed to convey the lands, this would equally and manifestly have been a contract. The only questions involved in the case were, does the constitutional provision extend to contracts made by States; and has a State, being a party to a contract, a right to declare that contract void, for fraud committed by its own government, in the execution of that contract, upon the rights of those it represented.
Surely that case gives us no information in the inquiry, does the law of 1821, constitute a contract between the plaintiff and the State of Alabama? In the one case, there was a purchaser, and consideration paid; and in return for that consideration, a grant executed with all requisite formalities, vesting the title of the grantor in the grantee. But had there been no consideration paid, the grant would have estopped the State of Georgia from asserting any claims to the lands. She constituted one party, the grantees the other; and it required the concurrence of both parties, and that too before third persons became interested, to annul the grant. If the State of Alabama had sued Samuel Dale for the money which had been paid to him before the repeal of the act of 1821, then he might have insisted, that notwithstanding an act requiring him to refund, he had a vested interest in the amount he had received, of which no subsequent act of the legislature of Alabama could deprive him.
The case of the State of New Jersey v. Wilson,
Suppose the Indians had parted from nothing, and the legislature had enacted, after reciting in the preamble, that this nation had continued at peace, while others had waged war against them, and that in consideration thereof, their lands should be forever free from taxation. I ask, would this have constituted a contract? could not a subsequent legislature repeal this statute, and impose a tax upon those lands? In my opinion, nothing could be plainer. The general assembly cannot, by declaring an act perpetual, render it so. The interest of the community, to which that of any individual is subordinate, forbids that such a power should be possessed by them.
Free access — add to your briefcase to read the full text and ask questions with AI
By JUDGE TAYLOR.
Seve2'al points have been made by the counsel for the plaintiff in this case, but as my opinion on one of them, disposes of the case, so far as I am concerned, I shall notice only that one. It is the second in the order in which they were made, and is as follows, viz: “the act of the general assembly of 1821 was a contract, which that body had a right to create, and the act which repealed it, was unconstitutional and void.”
It is of the utmost importance that we should come to a correct conclusion, as regards the nature of this act. If indeed it be a contract, there cannot be a doubt of its binding force upon the parties, although the Slate forms one of those parties; and that it requires the consent of both to rescind or annul it. This question has been often decided by the highest judicial tribunal in the United States, and is too evidently embraced within that provision of the federal constitution, which provides, that “no State shall pass any law, impairing the obligation of contracts,” now to admit of doubt.
[395]*395Probably it may be advantageous to examine some of the cases on this subject, decided by the Supreme Court of the United States, and compare them with the case before us, that we may ascertain what effect those decisions should have upon the determination of this case. The first case of this kind which came before that Court, was the celebrated one of Fletcher v. Peck.
The Court declared that when a law was in its nature a contract, and absolute rights have vested under that contract, a repeal of the law could not divest those rights, nor annihilate or impair the title so acquired. A grant was a contract within the meaning of the constitution. The words of the constitution were construed to comprehend equally executory and executed contracts, for each of them contains obligations which are binding on the parties. A grant is a contract executed, and a party is always estopped by his own grant. A party cannot pronounce his own deed invalid, whatever cause may be assigned for its invalidity, and though that party be the legislature of the State. It was accordingly declared, that the State of Georgia, having parted from the estate of the lands, and that estate having passed into the hands of a bona fide purchaser, for a valuable consideration; that State was constitutionally disabled from passing any law, whereby the estate of the plaintiff could be legally impaired and rendered void.
Now in what does the similarity of the case of Fletcher v. Feck, to the one under consideration consist? No [396]*396ever doubted but that was the case of a contract. The 'State of Georgia had sold the land for a valuable consideration, and conveyed it by deed to the purchasers. The-title was actually vested in the grantees, and the contract executed. But had it been only executory, it would have been equally obligatory. Had the purchasers agreed at a future day to pay, and the State, in consideration thereof, agreed to convey the lands, this would equally and manifestly have been a contract. The only questions involved in the case were, does the constitutional provision extend to contracts made by States; and has a State, being a party to a contract, a right to declare that contract void, for fraud committed by its own government, in the execution of that contract, upon the rights of those it represented.
Surely that case gives us no information in the inquiry, does the law of 1821, constitute a contract between the plaintiff and the State of Alabama? In the one case, there was a purchaser, and consideration paid; and in return for that consideration, a grant executed with all requisite formalities, vesting the title of the grantor in the grantee. But had there been no consideration paid, the grant would have estopped the State of Georgia from asserting any claims to the lands. She constituted one party, the grantees the other; and it required the concurrence of both parties, and that too before third persons became interested, to annul the grant. If the State of Alabama had sued Samuel Dale for the money which had been paid to him before the repeal of the act of 1821, then he might have insisted, that notwithstanding an act requiring him to refund, he had a vested interest in the amount he had received, of which no subsequent act of the legislature of Alabama could deprive him.
The case of the State of New Jersey v. Wilson,
Suppose the Indians had parted from nothing, and the legislature had enacted, after reciting in the preamble, that this nation had continued at peace, while others had waged war against them, and that in consideration thereof, their lands should be forever free from taxation. I ask, would this have constituted a contract? could not a subsequent legislature repeal this statute, and impose a tax upon those lands? In my opinion, nothing could be plainer. The general assembly cannot, by declaring an act perpetual, render it so. The interest of the community, to which that of any individual is subordinate, forbids that such a power should be possessed by them. An act in such case, declaring that such lands never should be taxed, would have no more effect, than one which simply exempted them from taxation, which might be repealed, at any subsequent session.
The case of Dartmouth College v. Woodward,
[399]*399I come then to examine the statute on which the suit this case is founded, that we may ascertain whether comes within the description of a contract given in any of the cases which have been cited; whether the statute 1S21 in favor of the plaintiff, was a contract vesting in him a present interest in the amount to be paid him under it during life, or whether it was an ordinary act of legislation, liable to be repealed at any future time. It must be borne in mind, that all the decisions to which I have referred, expressly turn upon a provision of the constitution of the United States. Let that provision be repealed, and full effect would be given to all those statutes. The legislature, where not restricted by constitutional law, can with impunity violate all its contracts; and although the judiciary might view their proceedings as unjust, and feel every wish to rescind them, it would be compelled to enforce the statute. There must, therefore, of necessity be a difference observed in the construction of the acts of individuals, and of a legislative body. The interests of society require that the law making power should only be confined within the plain boundaries of the constitution. It would indeed be impolitic, if policy alone were consulted, for the Courts to declare every act passed by different legislatures, providing for the annual payments of sums of money in future years to individuals or corporations, without consideration, to be irrevocable. Great injury might result from such a course of decision. Men favorable to a particular course of policy, by accidentally forming a majority in one legislature, might entail upon the country, inconceivable evils, or secure a course of policy directly adverse to the opinions and wishes of a large majority of the community, and of all subsequent legislatures.
It is urged upon us thatthe statutue of 1821, in favor of the plaintiff, was passed for a valuable consideration; that this consideration is admitted in the preamble, which amounts to clear proof of the fact; being an admission of the party interested; that although the consideration was a past one, yet it constituted such an imperfect obligation on the State, as to make a subsequent promise to pay, binding. The title of the act, is “an act expressing the gratitude of the State of Alabama for the services rendered by Samuel Dale to this State.” So far as the title can aid us in ascertaining the object of the general assembly, that object was not to make a grant to, or enter into a contract [400]*400the plaintiff, for a valuable consideration; but to make a donation, for the purpose of evincing their grati - tude to him. It is not necessary to enter into a labored discussion, to prove that a promise arising from gratitude, is not binding; that has been admitted in the argument. But it is insisted that the preamble contains an acknowledgment of a valuable consideration, and that when the terms of a statute are plain, the title can never be resorted to for the purpose of varying the evident meaning of the statute. It is true, that not only his personal exertions and hazzards are adverted to in the preamble, but it is also stated that he was reduced to indigence, by his exertions in the war against the Creek Nation of Indians. But I would ask, are these admissions made in a way to satisfy the reader, that the legislature had proof of the facts set forth in the preamble? So far from it, that it appears to me no person can read this preamble, and believe there was any such proof. It contains internal evidence that it was an effusion of that gratitude which is spoken of in the title. That the amount and value of Colonel Dale’s sufferings and losses, formed no part of the inquiry; but the act was passed with the view of making him comfortable in life, from a feeling of gratitude alone. The preamble itself declares that the plaintiff was unable to produce to the general government, vouchers to prove his services, his sufferings and his losses; how then could he produce such vouchers to the State government? It is obvious that he could not, and did not do so; that in passing the law, there was no inquiry made into the extent of those services, sufferings and losses; but that the legislature intended to make a donation to the plaintiff, without considering any moral obligation which he held upon them, and only to reward him for his faithfulness and devotion to the country. If it were admitted that a previous imperfect obligation, would make a subsequent promise, founded thereon, binding upon the State; in this instance, there is no proof that such imperfect obligation existed. This preamble does not furnish it. It is drawn with great latitude, and evidently more with the intention of eulo-gising the plaintiff, than of giving a plain unvarnished statement ofhis claims upon the country. The preamble, like the title, as a common rule, forms no part of the statute, and can only be resorted to in aid of the construction of a statute, when the statute itself is doubtful and ambiguous; and the reason given for this is, that they are gen[401]*401erally very loosely and carelessly inserted, and are safe expositors of the law. They may serve to shew general scope and purport of the act, and the inducements which led to its enactment.® The provisions of the act itself in this instance, are plain and perspicuous, and not render a resort to the title and preamble necessary; but resort to the preamble is liad, to shewthe inducements to the act, and that they were such as render it obligatory upon the State as a contract. If the preamble has a tendency to prove this, the title which c.an be resorted to equally with the preamble, proves directly the contrary. The latter declares that it was an expression of the gratitude of the State, and the words of the former go far to prove this to have been the sole intention of the act, for its language is that of the highest eulogy, and nothing more.
But if an imperfect obligation could be ripened into a perfect one, by the promise of a sovereign State, still under our constitution, the judgment in this case must be against the plaintiff. It will be admitted that where an individual is sued on a promise, the consideration of which isa previous imperfect obligation, not only the promise, but that previous imperfect obligation must be proved. This rule certainly extends also to a State. It might probably be replied, that the declarations of the individual, by which he acknowledged that obligation, would be sufficient. This is conceded; but high wrought encomiums, and professions of gratitude would not be sufficient. It may be well doubted, however, whether the most explicit acknowledgment by the general assembly, that the services and losses of the plaintiff had been proved to their satisfaction, would have been sufficient. The first section of the declaration of rights, declares that “no man or set of men, are entitled to exclusive, separate public emoluments or privileges, but in consideration of public services.” The legislature has no right then to grant exclusive emoluments, but in consideration of public services. Can the legislature, by an acknowledgment of public services, dispense with the necessity of their proof, when a Court of law is resorted to for the purpose of recovering “emoluments” which they have bestowed? If this can be done, the constitution may be violated with impunity. I am of opinion, under this section, that the plaintiff would have been bound to prove his losses and services, before he could have recovered, even had they constituted an imperfect obligation, and had the statute of 1821, ripened it into a perfect one.
[402]*402I cannot however admit, that the doctrine of moral or imperfect obligations, can be applied to a sovereign State. There is much difficulty in drawing the line of distinction, between that which does, and that which does net constitute.such obligation, as respects individuals, and it would he impolitic in the extreme, to extend it to the State and federal governments of this union. It would have a great tendency to prevent the reward of merit, and to destroy that stimulus to extraordinary exertion, which the hope of this reward secures; because such reward is generally bestowed in annuities, and if the statutes bestowing such annuities formed contracts, it would behoove the legislatures to be careful indeed how they enacted them. It is most certain that the statute of 1821, in favor of the plaintiff, would have been as obligatory without the preamble as with it If he'has performed services, or expended a dollar more than the law imperiously required of him, in aid of the operations, or in protection of the citizens of the country, proof of the facts, and that the act was induced by that circumstance, would have the same effect with the recital in the preamble, in giving him a vested right in the annuity. To what conclusion would this lead? Inevitably to this, that all pension laws are contracts, and can never be repealed. This is a doctrine which I believe has never been contended for; yet pensions are always given in consideration of real and supposed services to the public, or losses sustained in the cause of the country. The soldier who has lost a limb in his country’s cause, has as strong a claim as any other on its bounty, yet the claim is only on its bounty; and if a statute were passed recog-nising that claim, and in consideration thereof, settling upon .him, a pension to be paid annually, during life, this act would partake as much of the nature of a contract, as the statute on which this suit is founded; yet surely such a law might be repealed by the legislature at its next session.
The result of my investigations then is, that the plaintiff had no vested interest in the annuity, until it was paid to him; that the statute of 1821, was an act of ordinary legislation, which it was entirely competent for the body who enacted it, to repeal ata subsequent session; and that the repealing act was not unconstitutional.
I have purposely omitted the questions raised by the defendant’s counsel, with regard to the constitutionality of the act of 1821; and that of the imperfect obligation in [403]*403favor of the plaintiff, resting, if any where, on the government. Under my view of the' base,,.it.- was unne-' cessary to consider .these points.
Up$n reading tiie aetpf 1S21, it seems to me the idea must strike every mind, that the general assembly intended to settle a pension on the’plaintiff; the amount not to be governed by any losses of property he had sustained by his devotion to the country, or by the real value of his personal services; but simply regulated by that feeling of gratitude which is expressed in the title. To estimate in money, the services of a citizen, who in the time of need, braves eveiy danger, and breasts every enemy of his country, would be impossible. Yet the citizen owes all this to the land in which he lives. We admire the hero who has nobly opposed the invading foe, and almost single handed, and to the jeopardy of his life, repelled them, while others sought safety in flight; yet he has but done his duty; and should an annuity be settled upon him in consideration of such services, it is done not by way of contract: not to give an equivalent in dollars and cents, but to express a country’s gratitude. I should be among the last to arrest the little streamlet which issued from the act in favor of the plaintiff; but I cannot decide that the power which started, is not competent to'stop the current. It is my opinion that the judgment should be affirmed, and of this opinion is a majority of ihe Court.
By LIPSCOMB, Chief Justice.
The only question it seems to me that can be raised in this case is, whether a contract has been made between the State of Alabama and the plaintiff, by which he has acquired a vested right to the amount of money directed to be paid to him by the act of 1S21. If such a contract was enacted by that act, I have too much respect for the Court of which I am a member, to waste time in urging any argument in favor of the position, that it is not only our right, but our duty, and one that cannot be evaded, to declare any subsequent act of the legislature, abrogating the contract, wholly void. This doctrine is now too well settled to admit of a controversy. We will proceed then to inquire into the rights acquired by the plaintiff under the act of 1821. And the most favorable view that can be taken of it for the plaintiff is, to construe it in the same wa}' that we should a com tract between two individuals. The great, object in the construction of every instrument of writing, claimed tu [404]*404be the evidence of a contract, is to seek out the intention of the parties to it; that intention, when it is ascertained, must prevail. It is permitted not only to resort to the preamble, but to the title of a statute, for the purpose of determining its true intent and meaning. The title is, “an act expressing the gratitude of the State of Alabama, for the services rendered by Samuel Dale.” The preamble is as follows: “whereas, the territory now composing the State of Alabama, was during our late contest with the British government, subjected to all the hardships and cru-ellies, which a relentless war, waged by the merciless savage, is calculated to produce; and whereas, our venerable citizen, Colonel Samuel Dale, was first to interpose his aid and save its defenceless inhabitants from Indian rapine, and Indian barbarity; who during our bloody conflict with the Creek Nation, exposed himself to privations, hardships and difficulties, that have impaired his constitution, and reduced him to indigence; and whereas, the said Colonel Samuel Dale, not having it in his power, from the situation of the country, to produce to the general government, sufficient vouchers to prove his services, his sufferings and his losses, by which he has failed to receive even justice from that quarter. And whereas, we the representatives of the people of the State of Alabama, feeling it a duty we owe to ourselves and our constituents, not only to remunerate him for losses actually sustained, but also to compensate him for his distinguished services.” The act then proceeds to require the treasurer to pay to him the half pay of a colonel in the United States’army; the governor is required to commission him a brevet brigadier general; it provides that his pay shall be annual, on the first day of January, in each and every year, as long as he may live.
If the preamble, the title, and the enacting clause were taken altogether, a different meaning would not be conveyed from that clearly pointed out by the title, or by the preamble taken separately. Take the parts then alto7 gether, or separately; so far from expressing any thing like a contract between the State and the plaintiff, it is clear that the terms used, repudiate the slightest presumption, that it was ever intended to be so construed. The only sense in which the statute was ever intended to be understood, is I think obvious; it was intended as a strong expression of gratitude and admiration for the character and chivalrous feats of the plaintiff. It wanted an essential [405]*405ingredient to a contract at the time, and contains no visions by which it could aftewards become such. Colonel Dale was not a party to it. He only appears as the subject acted on by the legislature, but has no agency as a party. It makes a distinction between what it does for the benefit of the plaintiff, and what in justice could be required, and clearly holds out the terms and the consideration on which the legislature acted; that it was a.free will offering of gratitude awarded; that they were not bound ex debito justicial to the plaintiff. The preamble declares that not even justice was rendered him by the general government, and by that declaration it is clearly shewn, that they felt the appeal as one to their generosity, and not depending on the justice of the case. Asense of the duty that the Representatives owed to themselves and their constituents, impelled them to this act of generosity; but they in no part of the act, acknowledge any obligatioii, either perfect or imperfect, to pay Colonel Dale as a creditor of the State. It is very clearly shewn, that the legislature considered the plaintiff as a bona fide creditor of the general government, and this shews conclusively that the State was under no moral obligation to pay the debt; nor was it intended that the State of Alabama, by assuming a debt due from the general government to the plaintiff, became either a debtor to the one, or a creditor of the other. And if as is frequently the case, Colonel Dale should procure evidence, that he had supposed was lost, by which his claims on his government would be amply sustained, it would not be prejudiced by payments made to him under the act of 1821. The general government could not say to him that Alabama, in the abundance of her gratitude, had assumed that debt, and that he must look to that quarter for his pay. If ten times the amount had been voluntarily paid by the State as a free gift, it would afford the general government no grounds for resisting payment. Colonel Dale might reply to such defence, “I appealed to the generosity of Alabama, but I now rely on law and justice, in asking payment at your hands.”
Had the legislature entertained the slightest idea, that they were directing a moneyed demand against the State, to be paid without requiring the customary vouchers, other terms would have been employed more expressive of the character of debtor and creditor, than those used in the “act, expressing the gratitude of the State of Alabama.” They intended nothing more than what is so concisely ex- [406]*406^ title of'the act, and never.intended to ae-knowledge that the State lay under an imperfect obligation, to pay for all the services rendered, and losses sustained by individuals in any part of the territory, now embraced in the State of Alabama, during the war between Great Britain and the United States. At the period referred to by the act of the legislature of 1821, the scene of Colonel Bale’s gallantry and achievements, composed apart of the Mississippi territory of the United States, and the inhabitants exercised and enjoyed no rights nor privileges, but such as were especially granted by Congress; they enjoyed not the rank and power,of aninde-~.pendent State; sovereignty to them was unknown; they were in a wild state of vassalage to the government of the United States, and as such had no voice in peace or in war; they were not parties to the war, and were only known in it as subjects of the federal government at Washington. Hence they were not in a situation to receive, or confer an obligation. What was done for them individually in the way of protection, was conferring an obligation on the parent government, and what was done by them in support of the war, was'done in behalf of the same power. If the inhabitants of that territory liad been members of an independent community, and services had been rendered, and protection afforded, and losses sustained in so doing, according to acknowledged principles of government, a good ground would exist to support a claim ‘ for compensation and remuneration; and this obligation would pursue the government through all its changes. But in the situation of the then inhabitants of the Mississippi territory, they were neither bound by the acknowledged laws of nations, nor by the rule of morality, to make such compensation, or immunity. The services if rendered, and of which there can be no doubt, constitute a good claim against the United States, but none against those who afterwards occupied the same country, under a different form of government. In the science of jurisprudence as well as every thing else, principle will often elude our grasp, unless it can be embodied and rendered tangible, by presenting it not in the abstract, but in its effects on a particular case; it may then be profitable to refer to a few cases illustrative of the influence of the principles I have endeavored to support.
It has been said, and said truly, that governments are bound to afford protection to their members, and to reinu-[407]*407Berate individual losses, sustained for the public In the progress of the war so often referred to, losses were sustained of property and life, at Fort Mims. By the rule laid down, which should be looked to for remuneration, the State of Alabama or the United States? if to the latter, the rule is not violated, but fully sustained, and ample justice is done; if to the former, you hold new parties liable, and liable too for consequences that they had no participation nor agency in bringing about. Most of the territories of the United States during the war, became in their time the scene of military operations, and every man capable of bearing arms, was under the immediate orders of the war department, to fight when and where he should be directed, however remote it might be from his own family and habitation. And in each of those territories, immense losses of private property were sustained; the inhabitants had no local sovereignty to protect them as it has been seen; would it be consistent then, with the rules of morality, that they should afterward be taxed to raise a fund out of which remuneration is to be made for losses, and compensation for services; the answer is a clear one, that the United States are alone responsible.
It seems to me then very clear, that even if the legislature had designed that the act of 1821 should be considered as a grant or contract, that there would be no sufficient consideration, either of perfect or imperfect obligation to sustain it, and it could be revoked at any lime before consummation. The consummation of the promise on the part of the State, was the payment of the money; the revocation cannot affect the payment that had already been made; it could only act prospectively on what remained to be paid. The act as I have before said, was a mere free gift, induced by an impulse of noble and generous feeling, similar in its character to the one that produced the act of Congress, granting a township of land to General La Fayette; the gift in the last case was perfect and absolute in all its parts, and was therefore placed beyond the power of revocation. But if Congress, instead of this perfect and absolute gift, had only provided that at some future day, a certain quantity of land should be appropriated, or a certain subsidy of money should be paid as a more solid expression of national gratitude, than the hosanas of praise, that every where greeted the nation’s guest, who would have doubted the authority of that body [408]*408revoke the gift at any time before it had been executed; it is in the range of possibility that it would have been the duty of Congress to have made the revocation. SupPose that the gift had been made as I have put the case, and aftewards, and before its consummation, this great apostle of liberty and friend of mankind, had occupied the attitude of a public enemy of the country? the tide of national events, without loss of principle or honor, might have made it such; could Congress in such an event, hesitate to revoke the grant? I have put this case to illustrate the position, that the rights of Colonel Dale were divisible; that the gift of the whole was not made absolute and executed by the payment of the first, or any number of annuities; that it was executory as to all that had not fallen due, and not being supported by a valuable consideration, could be revoked. That an act of the legislature may in many cases, have the force and efleet of a contaact, is not questioned. In the case of a private corporation, where certain privileges are to be enjoyed by the corporation, in consideration of a supposed public benefit resulting from the corporation, the act of incorporation would be a contract. The State would be one party, and the members of the corporation in their corporate capacity, would be the other party to the contract. The case of Woowdard v. Dartmouth College, was of this description, where the inviolability of the charter was sustained by the Supreme Court of the United States. The State may, by an act of the legislature, sell its domain, and the contract be complete in all its parts, having parties and consideration to support it; such was the case of Fletcher v. Peck; the contest grew out of a sale made by the legislature of Georgia, of a large tract of land known as the Yazoo purchase; a valuable consideration had been paid to the State for the purchase; at a subsequent session of the legislature, an act was passed annulling the contract, on the ground that the act of the previous session making the contract was fraudulent. The Supreme Court sustained the contract, and declared the act rescinding it void. - There were many other cases referred to by counsel in the argument of this ease, supposed to sustain in principle, the plaintiff’s right; but with due deference, it does not appear to me that any of them bear the slightest similitude to the act of our legislature, on which he relies. In all of them a contract was clearly made out, and not a case has been found, where a mere gratuity by the legislature has been holden to be a contract, [409]*409siot to be revoked by the power that granted it. I therefore of opinion, that the act of the assembly relied on by the plaintiff, is not a contract, and that it was competent for the legislature to repeal it.
By JUDGE COLLIER.
In an inquiry into the design and intention which induced the passage of the act of December, 1821, we are saved the labor of calling in aid, the rules of construction which judicial decisions have established for the exposition of legislative enactments. The preamble to the act contains a declaration so brief, pointed and perspicuous, as to leave no room for their operation. It declares the intention of the legislature not only to remunerate the plaintiff for losses actually sustained, “but also to compensate him for his distinguished services.57 The principleswhich mark the moral duty of man, associated by governmental ties, not only approve, but commend the purposes of the legislature. The inducement to the social compact, was the common defence and advantage of its members, and the obligation reciprocally incurred, by each and all, is commensurate with the object which dictated their union. When therefore the public exigency demands the services or the property of the individual, he has no right to refuse obedience to the demand; for the interest of all is paramount to the interest of each. And such may be the pressure of the emergency, that no time is allowed to stipulate with the citizen; under such circumstances, the government appropriates private property to public purposes. In treating upon this subject, Vattel remarks, that “in the act of associating, in virtue of which, a multitude of men form together a state or nation, each individual has entered into an engagement with all, to procure the common welfare; and all havre entered into an engagement with each individual, to facilitate for him the means of supplying his necessities, and to protect and defend him. The entire nation is then obliged to maintain that association; and as in its duration, the preservation of the nation consists, it follows from thence, that every nation is obliged to perform the duty of self-preservation. ”
This train of reasoning, when practically applied, conduces to prove that it was competent for the territorial government of Mississippi, to have employed the services of the plaintiff, and have expended his property in the protection of her territory against invasion, or its inhabitants from the insult and aggression of a menacing foe. Yet the government had no right to putin requisition for these purposes, the personal services, or the property of the plaintiff, without making a just compensation for each. The end of the social connexion being the common benefit of each, no citizen can be required to contribute more than his proportion for its attainment. On this point Vat-tel asks, “is a state to make good to private persons the damages sustained in war?” and he answers the question thus: “we may see in Grotius, that authors are divided; here two kinds of damages are to be distinguished; those done by the state or sovereign, and those done by the enemy. Of the first kind, some are done voluntarily and by precaution, as when a field, a house, or garden, belonging toa private person, is made use of for building the rampart of a town, or some other piece of fortification, &c. such damages are to be made good to the owner, who-should bear only his quota; but other damages are caused [411]*411by inevitable necessity; as for instance, the havoc the artillery in retaking a town from the enemy. These are accidents; they are calamities, arising from fortune. The sovereign, if the state of his affairs permit, is to shew an equitable regard for the sufferer, but no action against the State for misfortunes of this nature, for losses which it has not occasioned willingly, but through necessity and fortuitously, and in the exercise of its rights.” Both the federal and state constitutions, maintain the inviolability of private properly, by declaring that whenever it shall be taken for public purposes, retribution shall be made to its owner.
In the scale of liioral justice, it is difficult to distinguish between the force of the obligation to make compensation, where an individual voluntarily'' expends his fortune for the benefit of his country; and where that country, by the strong arm of power, wrests it from him. If there be a difference, it has eluded my reflections, and I leave it for the casuist to determine. If one man rescues from loss, the properly of another, and in doing so, sustains an injury, surely the behests of duty require that the other should make compensation; and the right to demand it is considered by the civil law as a quasi contract, and the obligation to make remuneration as perfect.
It has been argued for the defendant, that the obligation on the part of Alabama to requite the plaintiff is imperfect, and that the only retribution he can claim, is public grati- [412]*412and if he is entitled to compensation in a commociity of greater value, it should be rendered by the federal, and not the local government. Without instituting an inquiry upon the point, it has been already conceded, that the plaintiff’s right to remuneration, upon principles of municipal law, was not perfect; and the view which I take of the case, relieves me from considering this question upon principles of national law. Had the plaintiff’s right been perfect, the statute of 1821, was an act of supererogation, except so far as it made an appropriation for the plaintiff’s benefit, or awarded a compensation beyond the value of his services and losses; for the tribunals of justice are ever adequate to the enforcement of such rights. This argument it is apprehended has been generated by an adoption of Pothier’s general division of obligations, and the examples illustrative of each, as exclusive bf all others, and entirely loses sight of obligations, founded alone upon moral duty; which though they cannot be coerced by the power of the laws, they constitute, as already shewn, a sufficient consideration for promises predicated upon them. ‘‘There are many debts,” says Vattel, “sacred to him who knows his duty; though no action can be brought against him.
Having shewn that the act of December, 1821, so far as it proposes to compensate with money, the services and losses of the plaintiff, is sustained by the consideration of moral duty, imposed upon the territorial government of Mississippi, it may be well to inquire, whether in that point of view, the act is inhibited by constitutional principle. By- the first section of the declaration of rights, it is declared, “that all freemen, when they form a social compact, are equal in rights; and that no man or set of men, are entitled to exclusive sejaarate public emoluments or privileges, but in consideration of public services.” This declaration is restrictive of the right of the legislature, to confer exclusive privileges upon the citizen; but leaves that body free to remunerate public services, and indemnify losses incurred for the common advantage. Legislative action is not so much trammelled, as to forbid an appropriation of money for any other purpose than the discharge of the perfect obligations of the State. States are but an association of individuals for political purposes, and have moral duties to perform, which of course impose moral obligations for their performance. It could never have been the design of any people, cherishing a just system of ethics, to prevent the discharge of these, by the inhibition of fundamental law. In fact, the right to remunerate for public services, is expressly acknowledged. [414]*414the right to compensate for losses, is neither impliedly expressly taken away; it is one thing to grant emolument, but quite a different thing to reimburse an individ-his expenditures for the public interest; the one im~ plies profit or advantage, the other the payment of that which may be claimed ex debito jusiitix.
If the dictates of moral justice should have impelled the local government of Mississippi, to compensate the plaintiff for his sacrifices, sustained in the protection of her citizens, is not the obligation to do this, equally imperative upon Alabama? Her jurisdiction and sovereignty, by a change of government and geographic limits, now prevail over the portion of that territory where his services were rendered and his losses sustained. The right of a people to change their form of government, is a principle acknowledged as well by the law of nature as of nations, and is founded upon the duty of mankind, to provide for their security and happiness; but a change can have no influence, either upon the rights of individuals, or of nations, unless the continuance of these rights are incompatible with the new government. With regard to the public debts, as they were contracted by the consent of the creditor, so only can they be discharged, either by payment or the release of the debtor. This release must come from the creditor. In inquiring into the force of national engagements, we must distinguish between power and right, as abstractly considered; questions of the first description are not examinable by the judiciary; those of the second, form fit topics for their examination. Again, the moral obligations of states, like those of individuals, are in their nature permanent and continuing; and derive not their force from the vacillating opinions of man; they do not change with the tide of events; what to day was considered sufficient to impose a moral duty, was so considered yesterday, and will be to morrow; hence a State cannot he absolved from its performance by a change of its political condition.
The provision of the declaration of rights, which I am examining, does not seem to limit the legislature in conferring emoluments and privileges, for services which were rendered after its adoption. The language is general, and leaves the legislature free to compensate all public services, without regard to the period of their performance: as therefore an extended construction is most promotive of justice, and does not oppose the object which the framers [415]*415of the constitution bad in view, I am inclined to give this provision its full scope and operation. The act December, 1821 then, so far as it proposes to make to the plaintiff a pecuniary compensation for his services and losses, is not repugnant to constitutional restriction. will now test by the same standard, the validity of so much of that act, as directs the plaintiff to be commissioned as a brevet brigadier general in the militia of this State. The fourth section of the article of the constitution, in regard to the militia, directs that ‘‘all officers of the militia shall be elected or appointed in such manner as may be prescribed by law; provided, that the general assembly shall not make any such elections or appointments, other than those of adjutants general, and quarter masters general.” This provision is a clear inhibition of power in the legislature to appoint militia officers, other than those expressly excepted; and its wisdom is obvious. If appointments were made in any other manner than by election by the militia themselves, there would be likely to exist a want of confidence in the officers, which is essential to give strength and stability to an army, and to keep alive a proper subordination and discipline between the commanders and the commanded. Without employing further illustration upon this topic of inquiry, I will only remark that the statute and the constitution, in the parts we are considering, ai’e so conflietive with each other, that they cannot both stand together.
It has been argued for the defendant, that the statute cannot be invalidated in part, and operative for the residue; that, that part of the act which is opposed to the constitution, will so taint and corrupt the entire enactment, as to render it void in toto. This argument merits an examination: The act contains either two separate and independent provisions, the first requiring that the plaintiff shall be paid the half pay of a colonel in the army of the United States; the second conferring the rank of brevet brigadier general in the militia of this State; or else the latter provision is to be considered as a condition annexed to the first, and in either point of view, the result will be the same. Legislative grants, like the deeds of individuals, should be construed most strongly against the grantor, and most favorably for the grantee. Such an exposition must be given, if practicable, as will make every part operative and efficient, ui res magis valeat quamper-eat. If the validity of all its parts cannot be maintained [416]*416as 1’econcileable with the paramount law of the constitution, those parts which are not prohibited must stand; if a contrary rule were to prevail, then indeed would theju-diciary be justly1- chargeable with placing itself above the legislative power. Courts of justice are bound to give effect to statutes which do not oppose the constitution, and they have not the moral power to refuse effect to them entirely, because in some of their parts, they are objectionable; but it is their duty to scan them, and to distinguish between the parts which are valid and those which are invalid. Vide the Bank of Hamilton v. Dudley’s heirs.
If a contract be made between individuals, by which one of the parties obliges himself to, do several things, some of which are against, and others consistent with law, the contract shall be good to the extent of its legal stipulations.
It is inferable from what has been already said, that so much of the act of the 1st January, 1823, as declares that the plaintiff shall not rank as brevet brigadier general, by virtue of the act of December, 1821, is not opposed to the constitution, but is rather nugatory, because that act was not pro tanto constitutional. Whether the act of January, 1823, is unconstitutional, so far as it declares that that act shall be so construed as to prevent the plaintiff from receiving an allowance for forage and rations, depends upon the question of fact, whether these constitute a part of the pay of a colonel in the army of the United States. If they are allowed for the purpose of defraying his necessary expenses, and are not intended as a part compensation for his services, then is the act free from constitutional objections. These conclusions seem so necessarily to flow from what has been said on another branch of this case, that illustration would be superfluous.
A question of the gravest moment is yet to be examined. It is this, is the act of the 31st of December, 1823, an enactment within the legitimate sphere of legislative competency? This is confessedly a question of great delicacy, and I trust I approach it with a becoming sense of its importance; it brings into view, to some extent, the powers of the respective departments of government, and is well calculated to excite the jealousy of that branch which is charged with having transcended its constitutional limits. While I am fully impressed with these sentiments, I should be reckless of the station I occupy, and forgetful of my obligations to my country, did I not freely and candidly consider the question, and declare the conviction of my judgment thereupon. •
The right of the judiciary, to scan legislative acts, with the view to ascertain if they are repugnant to constitu-[418]*418inhibition, at'this period of our judicial history, would seem to be unquestionable. As however the. plaintiff’s counsel has cited authority, shewing the amplitude °f the power of the judiciary for this purpose, and as I am unapprised that there are some of respectable intelligence^ wj10 have not scrupled to maintain the omnipotence of the legislature, in the scale of political existence, I deem it proper very briefly to declare my opinion upon this very interesting topic- And I cannot do this in terms more felicitous, than by borrowing the language of Mr Justice Patterson. That learned judge, speaking upon the subject, observes, “it (a constitution) is the form of government, delineated by the mighty hand of the people, in which certain first principles of fundamental law are established. The constitution is certain and fixed; it contains the permanent will of the people, and is the supreme law of the land; it is paramount to the law of the legislature, and can be revoked or altered only by the authority that made it.” Again, “I take it to be a clear position, that if a legislative act oppugns a constitutional principle, the former must give way, and be rejected on the score of repugnance. I hold.it to be a position equally clear and sound, that in such case, it will be the duty of the Court to adhere to the constitution, and to declare the act null and void. The constitution is the basis of legislative authority; it lies at the foundation of all law, and is a rule and commission by which both legislators and judges are to proceed. It is an important principle, which in the discussion of questions of the present kind, ought never to be lost sight of, that the judiciary in this country is not a subordinate but a co-ordinate branch of the government.” The reasoning is so entirely satisfactory to my mind, that I will not attempt to illustrate the point by further argument, but will content myself with a reference to the leading adjudications, in which the power of the judiciary has been assumed and acted upon. 2 Dallas’ Reports, 304, 410, 414; 3 Dallas’ Reports, 266; Ibid, 386, 401; 1 Cranch’s Reports, 174; 6 Ibid, 125; 7 Ibid, 164; 9 Ibid, 43; 4 Wheaton Reports, 122; Ibid, 209; 8 Wheaton Reports, 1; Adams’ New Hampshire Reports, 99; 15 Massachusetts Reports, 447; 16 Johnson’s Reports, 233; 3 Connecticut Reports, 253; 2 Southern Reports, 466; Hardin’s Reports, 5; 3 Marshall’s Reports 73; 2 Littell’s Reports, 90; Cooke’s Reports, 217; 3 Desaussure’s Reports, 476; 1 Haywood’s Reports, 28; 2 Haywood’s Reports, [419]*419310, 374; 1 Carolina Law Reports, 244; and 1 Reports, fiS; 4 Wheaton’s Reports, 518; 2 Peters’ ports, 522.
The powers of the State government are divided into three distinct departments, and each of them confided to a separate body of magistracy; those which are legislative to one; those which are executive to another; and those which are judicial to a third. And each of these departments is inhibited the exercise of powers which properly-belong to either of the others, except in the instances excepted by the constitution.
In the great case of the Dartmouth College v. Woodward, the Supreme Court were called upon to examine into the validity of several acts of the legislature of New Hampshire, imparing the corporate privileges of the trustees of the Dartmouth College, which had been conferred by charter from the British crown, in 1769. The general powers of the legislature were discussed at the bar, and the very learned counsel who argued for the plaintiff in error, employed this language: “Itis not too much to [420]*420that the legislature of New Hampshire would not have been competent to pass the acts in question, and to make them binding on the plaintiffs without their assent, even if there had been in the constitution of New Hampshire, or of the United States, no special restriction on their power, because these acts are not the exercise of a power properly legislative. Their object and effect is to take away from one, rights, property and franchises, and to grant them to another. This is not the exercise of a legislative power. To justify the taking away of vested rights, there must be a forfeiture; to adjudge upon and declare which, is the proper province of the judiciary.” In the constitution of New Hampshire, there is no express negation of power in the legislature to decide upon a judicial question, but the argument is founded upon the inherent powers of the legislative and judicial departments. The Court expressed no opinion upon this argument, but reversed the judgment upon another ground. The learned counsel cites, in support of his argument, Calder and wife v. Bull and wife,
I have shewn that the second section of the second article of the constitution, inhibits the action of the legislature upon judicial questions. I have asserted that the right to annul a contract is a question of that character, and have endeavored to shew that the act of December, 1821, was a contract, so far as it proposed to compensate the plaintiff, for his services and losses. If these positions are maintainable, the conclusion necessarily follows, that the repealing act of December, 1823, is repugnant to the constitution, and cannot prevail.
In Durham, v. Lewiston,
As this branch of the case was but briefly touched in argument, I perhaps have given to it too extended an examination. The conclusions however which I have expressed, are the convictions of my judgment, formed upon much reflection. I now proceed to consider further the act of December, 1823, with a view to ascertain its compatibility with other provisions of the constitution. By the nineteenth section of the declaration of rights,
A contract is defined in the English law, to be an agree-[423]*423rnent upon sufficient consideration to do, or not to do, particular thing. The act of December, 1S21, is obviously embraced by this definition; it contains an agreement to pay to the plaintiff, the half pay for life, of a colonel in the army of the United Stales, upon of services rendered and losses sustained, by him in the defence of the country, against a public enemy. By the passage of the act, the plaintiff acquired a right to the pro-. vision which it made for him; and any law which absolves the State from a compliance with its agreement, is sustainable only upon the hypothesis, that it is competent for the legislature to divest individual rights, and impair the obligation of contracts.
The case of the State of New Jersey v. Wilson,
In the case of Terrett v. Taylor,
But the most elaborate discussion of the right of the legislature to modify or abrogate contracts, was reserved tor the great case of the Dartmouth College v. Woodward. It was there held, that the charter granted by the British crown, to the trustees of Dartmouth College, in 1769, was a contract in the meaning of the constitution, and protected by it; that the College was a private chari-[424]*424institution, not liable to legislative control; and that alteration of the charter, in a material respect, wilh-out the consent of the corporation, was an act imparing tbe obligation of the charter, and therefore void. The Chief Justice, in the opinion which he pronounced, observed that the provision in the constitution had only been understood to embrace contracts in regard to property, or objects of value, and which confer rights that may be asserted in a Court of justice. Mr Justice Story, in his opinion, speaking of the nature of contracts which the constitution designed to protect, denied the right of the legislature to dissolve any legitimate contract, even that of marriage, without a breach by either party, against their consent.
This doctrine came again under discussion, in the case of Green v. Biddle.
The deductions inferable from authority on this subject, are these: 1st. That vested rights cannot be taken away by an act of legislation. 2d. Any law which annuls or modifies a contract, whether executed or executory, impairs its obligation within the meaning of the constitution. 3d. Legislative grants are themselves contracts, and as well as every other description of contracts made by the legislature, or under its authority, cannot be impaired by law. 4th. Every law that alters a contract, however immaterial tbe alteration may be, impairs its obligation, and is consequently void. 5th. The constitution protects grants made, or contracts entered into before its adoption, as well as those made, or entered into subsequently, [425]*425where they are consistent with the provisions of that strumcnt.
I do not intend in any thing I may havesaid, to convey the idea that legislative grants, are made with such solemnity and deliberation, that they can never be annulled. I only insist that they cannot be avoided at the mere v|olgtion of the grantor. If they are made upon a sufficient consideration, I cannot conceive of a reason, why they should be relieved from the operation of those rules which control individual contracts. I will not say but the State might be relieved from the obligation of the grant, by making it appear that the legislature were influenced in the passage of the act, by false suggestions; but I will say that the grant must be operative, unless its invalidity can be shewn by extrinsic proof. To suppose the grant to be a gratuitous act, would be to discard the acknowledgment of a consideration, by the legislature, inthe absence of all contradictory proof, which a respect for precedent, and a solicitude to preserve harmony in judicial decisions, prevent me from doing. In the conclusions to which I have attained, I believe myself sustained, both by principle and authority. Could I have entertained a doubt that the repealing act was not unconstitutional, a respect for the body that enacted it, would have constrained me to maintain its validity.
Hitherto I have examined the case upon its merits; it now remains to consider several objections which were raised by the defendant’s counsel, not affecting the plaintiff’s right to recover, when abstractly considered. It is first objected, that the finding of the jury does not discover an unappropriated balance in the treasury. If an execution was the regular method by which satisfaction of a judgment recovered against the State, is procured, the objection would not be free from difficulty; for the act directs that the plaintiff shall be paid from any money in the treasury not otherwise appropriated; and it would follow that if there were no unappropriated money in the treasury, he could not insist upon payment. But the satisfaction of a judgment against the State, is never coerced by execution. The object of an action against the State, can only be to ascertain whether there is aright; the satisfaction of that right is to be provided for by the legislature. It is however apprehended, that this objection is predicated upon a mistake in point of fact; for the finding of the jury explicitly states a refusal of the treasurer to pay to the [426]*426ibe sum due him under the act of 1821. They do not it is true, find the cause of that refusal to have been a want of money in the treasury. If the refusal was dictated by any cause which affects the plaintiff’s right to recover, the jury should have found the fact. In the absence of such finding, were it necessary to assign a cause, it would be quite as reasonable to attribute the refusal to the supposed influence of the acts of January and December, 1823.
In the second place, it is objected that the plaintiff cannot have judgment, because he has not brought his action against the proper party, nor in the proper manner. The writ, it is obvious, is not framed conformably to the directions of the act of the 0th January, 1827, “directing in what manner and in what Courts suits may be brought against the State of Alabama.” It is in form, a writ of capias ad respondendum; the indorsement states the cause of action to be the non-payment of the sum of money due the plaintiff, by the appropriation made by the act of 1821. The second section of the statute of the 6th January, 1827, directs that suit shall be instituted against the State, by the suing out of the office of the clerk of the Circuit Court, in which the suit shall be brought, a summons, &c., returnable, &c., which shall be served by the sheriff on the Governor, and be deemed the leading process in the cause, and have the same effect and incidents as writs, &c. The provision requires that a summons shall be the first process in a cause against the State. The declaration, in charging the State as a party, supposes that the Governor has been summoned, and sets forth a cause of action against the State, and is free from objection. The object of the summons is to give notice of the commencement of the action, and if an objection had been taken at the proper time, that the action was improperly brought, I will not say that it should not have been sustained; but it is certainly too late, after the defendant is admitted to be in Court, and issue made up and tried, to listen to the objection, that the defendant was not properly brought in; an appearance of record dispenses with process.
The verdict is not perhaps drawn with so much accuracy,.as a greater regard for technicality would have dictated; and my first reflections induced a doubt, whether the Court below should not have declined rendering any judgment upon it, but have awarded a venire facias de novo.
Judgment affirmed.
6 Cranch R. 87.
3 Stew. 387 (Dale v. Governor) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.