Dale A. Monroe v. Department of the Treasury

770 F.2d 1044, 1985 U.S. App. LEXIS 15254
CourtCourt of Appeals for the Federal Circuit
DecidedAugust 15, 1985
DocketAppeal 84-1523
StatusPublished
Cited by5 cases

This text of 770 F.2d 1044 (Dale A. Monroe v. Department of the Treasury) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dale A. Monroe v. Department of the Treasury, 770 F.2d 1044, 1985 U.S. App. LEXIS 15254 (Fed. Cir. 1985).

Opinion

BENNETT, Circuit Judge.

This is an appeal from the order of the Merit Systems Protection Board (board), 20 M.S.P.R. 620 (1984), rendering final the initial decision of the presiding official issued December 13, 1983. We affirm.

*1046 BACKGROUND

Petitioner Monroe had served in the Bureau of Alcohol, Tobacco and Firearms (the agency) for 12 years and was employed there as a special agent when his removal was proposed for falsification of government documents concerning the hours of his work and his contacts with a potential agency informant. The specific falsifications referred to in support of the charge included (a) misleading entries in a report of investigation submitted by Monroe to obtain approval for the use of the potential informant (Specification I), (b) six false or misleading diary entries concerning his meetings with the informant and his hours of work in other respects (Specification II), and (e) false entries on three administrative uncontrollable overtime reports (Specification III).

Monroe made an oral response to the charges before agency Deputy Director Sanders, the official initially designated to decide the case. Sanders, however, was transferred to another position and removed as deciding official. Without giving a recommendation or deciding on Monroe’s proposed removal, Sanders prepared a written summary of the oral response hearing. This, together with a written statement by Monroe and other documents, was reviewed by the new deciding official, agency Deputy Director Zimmerman, who sustained all of the specifications and the proposed removal.

On appeal to the board, Monroe was afforded a full hearing where he was required by the presiding official to detail all of his objections to the written summary of his oral response that had been prepared by Sanders. Thereafter, the presiding official submitted a thorough opinion reviewing the evidence and making explicit credibility determinations. Specification I was found not to have been supported by a preponderance of evidence, but all of the other specifications were sustained.

DISCUSSION

A. Oral Response Hearing

Monroe claims that his oral response to Sanders was given with the expectation that the latter would at least make a decision or a recommendation about the proposed removal. As this did not occur, and as Monroe was not notified that it would not, it is asserted that he was denied his right to a properly conducted oral response hearing. Monroe claims that he would have been more aggressive at the agency level in pointing out errors in the summary by Sanders had he been advised of Sanders’ true role in the process.

The conduct of the oral reply hearing is governed by 5 C.F.R. § 752.404(c)(2) (1983), which states:

The agency shall designate an official to hear the employee’s oral answer who has authority either to make or recommend a final decision on the proposed adverse action. The right to answer orally in person does not include the right to a formal hearing with examination of witnesses unless the agency provides one in its regulations in accordance with paragraph (g) of this section.

Monroe argues that this means the official who hears the oral answer of an employee must either make or recommend a final decision on the proposed adverse action. We disagree.

“The law is silent on whom the agency may designate to hear an employee’s oral answer. The Office’s regulations require that the person designated be one who has delegated authority in the agency to make or recommend a decision.” Federal Personnel Manual, ch. 752, subch. 3-3g(5) (December 31, 1980). No decision of this court has suggested what form the personal interview at the agency level ought to take. In the published order in Miller v. United States, 227 Ct.Cl. 618, 619-20 (1981), in response to an argument similar to that made here by Monroe, it was stated that:

Plaintiff mistakenly assumes that the person charged with making the final decision is the only appropriate party to conduct an oral reply. We find no authority to support ... [this] position.
*1047 What is required is that the person who hears the answer “shall be [selected from] persons who have authority either to make a final decision on the proposed adverse action or to recommend what final decision should be made.” (Emphasis in original.)

It has not been asserted that at the time of the oral response hearing Sanders lacked the authority to “make or recommend a final decision.”

When Sanders was reassigned within the agency, it was appropriate that he prepare a summary of the oral response by Monroe. That summary was made available to Monroe, who submitted his own response detailing points of disagreement. Both were reviewed with other materials by Zimmerman before making his decision on the proposed removal. Thus, all of the information and arguments that Monroe made in the course of his oral reply were before the deciding official.

Ironically, the effectiveness of the oral response hearing may have been undercut through a procedural strategy adopted by Monroe. Despite the desire of Sanders to go over each specification with Monroe, the latter, who was in the process of revising his written response to the proposed removal but did not have a copy with him at the hearing, declined to cooperate, in order to avoid being caught, as he put it, “in a contradiction.”

Assuming arguendo that in the conduct of the oral response hearing procedural error could be shown, Monroe still would not prevail because he has not demonstrated that the failure of Sanders to make a recommendation denied him the opportunity of “avoiding dismissal, however slim.” Cheney v. Department of Justice, 720 F.2d 1280, 1285 (Fed.Cir.1983). Monroe expressed to Sanders his own preference to rely on his written response as to many matters. This response and his critique of the summary of the oral reply prepared by Sanders were before the deciding official. We are at a loss, therefore, to understand what in Monroe’s case Sanders could have considered that was not also before Zimmerman.

In short, Monroe has not demonstrated the harmfulness of the purported error of the agency by a showing that the absence or cure of the error “might have caused the agency to reach a conclusion different than the one reached.” 5 C.F.R. § 1201.56(c)(3). This burden falls on Monroe. Id.) 5 U.S.C. § 7701(c)(2)(A). See generally Shaw v. United States Postal Service, 697 F.2d 1078, 1080 (Fed.Cir.1983).

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770 F.2d 1044, 1985 U.S. App. LEXIS 15254, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dale-a-monroe-v-department-of-the-treasury-cafc-1985.