Dai v. United States

238 F. 68, 1916 U.S. App. LEXIS 1301
CourtCourt of Appeals for the Third Circuit
DecidedDecember 23, 1916
DocketNo. 2116
StatusPublished
Cited by5 cases

This text of 238 F. 68 (Dai v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dai v. United States, 238 F. 68, 1916 U.S. App. LEXIS 1301 (3d Cir. 1916).

Opinion

WOOLLEY, Circuit Judge.

This is an appeal from an order of deportation. The appellant (defendant below) was charged with -being a Chinese laborer unlawfully within the United States, in violation of the Chinese Exclusion Act. 27 Stat. 25; 28 Sfat. 7. At the hearing he admitted that when arrested he was a laborer, but offered evidence tending to show that he came to this country in 1890;, that then and throughout the registration period following, he was a merchant; that subsequently he became a laborer, and therefore was lawfully in this country. The government rested its case (1) upon evidence that the defendant was smuggled into the country in 1908; and, failing in that, (2) upon the ground that the defendant had failed to establish his right to remain in the country by affirmatively and satisfactorily proving his mercantile status.

[1] It was testified that the defendant’s business name is Louie Tai. When arrested, there was found in his house a head tax certificate, issued by the Dominion of Canada, at Vancouver, on April 2, 1908, to one Louie Dai. The government maintained that the certificate identified the defendant and proved that at or subsequently to its date, he had been smuggled into the United States.

The defendant met the inference of the government’s evidence of smuggling, by producing four white witnesses and one Chinese witness, who testified that they had known him as a resident of Lans-downe, Pennsylvania, engaged in the laundry business, long before the date of the head tax certificate and continuously throughout periods beginning respectively in 1901, 1902, 1903 and 1904.

. In .reply, the government introduced statements of the defendant made when arrested, that he arrived in Vancouver in 1908, crossed into the United States, and that the head tax certificate was his. These admissions are diametrically opposed to the defendant’s testimony given before tire Commissioner, and would end the case, were it not for the positive and wholly convincing testimony of the four white witnesses to the effect that the defendant had been a laundrynran at Lansdowne, Pennsylvania, for- a period beginning long before the date of the certificate. The testimony of these witnesses is of a character that simply compels belief. The admissions of the defendant, in opposition to their testimony and in conflict with his own subsequent testimony, are incomprehensible, except that such conflict quite customarily occurs in. cases of this character and is some[71]*71times properly explained, by the theory that the defendant, frightened by arrest and answering through an interpreter, does not wholly understand the question, or does not tell the exact 'truth. We cannot allow these admissions, damaging as they are upon their face, to overcome the uncontroverted and very convincing testimony of five un-impeached witnesses to the contrary. We are therefore of opinion, as evidently was the District Court, that the government had failed to sustain its contention that the defendant had been smuggled into the country, and that the case resolved itself solely into an issue'of the defendant’s status at the time he arrived here.

Upon this issue the defendant testified, that before leaving China in 1890, he procured a “merchant’s certificate,” and that upon arriving in this country he went into partnership with his uncle in the grocery business in San Francisco; that he continued in that business until 1895, when, involving the partnership by gambling, he ran away and left his certificate with his uncle; that his unde has since died and the certificate has disappeared. The defendant’s testimony was supported by that of two Chinese witnesses. One was a Chinese doctor who spent six months of 1891 in San Francisco settling the affairs of a deceased relative, to whom the uncle of the defendant was indebted. Fie testified that his business with the defendant’s uncle repeatedly brought him in contact with the defendant and that the defendant was in partnership in the grocery business with his uncle in San Francisco. The other Chinese witness testified that he was employed in a store in San Francisco just around the corner from the place where the defendant conducted the grocery business. He could not say that the defendant was in partnership with the uncle, but knew that the defendant was working in the store. ~ '

Opposed .to this, the government produced only informal testimony, that is, a letter of .the American Consul General at Canton, China, stating that in the somewhat uncertain records kept by his office in 1890, there is no entry that a “passport” in the nature of a merchant’s certificate of the defendant was viséed at that office or fees received therefor; and a letter of the Commissioner of Immigration at San Francisco to the effect that his records fail to disclose the defendant’s arrival at San Francisco at the time he stated. The government thereafter relied mainly upon the failure of the defendant’s testimony to sufficiently establish his right lawfully to remain in the country.

1 While the question of the defendant’s status is one solely of fact, two questions of law a.re raised concerning the evidence required by the statute to establish the fact. These are: (1) On whom is the burden of proving that the defendant was a merchant during the registration period? and (2) by the testimony of what class of witnesses may that- fact be established ?

[2] Upon the first question the defendant maintains that all that is required of him is some proof that he was a merchant during the registration period; that having no statutory presumption to 'overcome, as in the case of a laborer failing to produce a certificate of residence, that proof may be merely prima facie, and that such prima [72]*72facie proof is sufficient to establish his right to remain in the country until the government, like any public prosecutor, proves the contrary by evidence beyond a reasonable doubt. We do not believe this is a correct statement of the rule.

An inquiry into the scheme of the Chinese Exclusion Act discloses what the Congress intended was the restriction of Chinese labor in this country by the exclusion of Chinese laborers; that in carrying out this purpose, the Congress recognizing treaty obligations, very carefully preserved the right of all Chinese (whether laborers or others) then lawfully in the country to remain here thereafter. Being directed against laborers as a class, tire act required every Chinese laborer to register within a certain time and procure a certificate that he was a resident of the United States at the time of the passage of the act, and to further effectaate its purpose, the act provided that “Any Chinese laborer * * * found within the jurisdiction of the United Stbtes without such certificate shall be deemed and adjudged to be unlawfully within the United States,” and accordingly deported. 28 Stat. 7, § 1 (sec. 6). There were in the country at the time Chinese of favored classes, notably merchants, who were not subjected to the requirement of registration. They were permitted to register if they chose, but were not required to do so, and were entitled to remain without registration. In re Chin Ark Wing (D. C.) 115 Fed. 412; United States v. Lee You Wing, 211 Fed. 939, 128 C. C. A. 437.

[3] While not burdened with the duty of registering or with the consequences of deportation for failure to produce a certificate of registration imposed upon laborers, Chinese merchants are not wholly free from the operation of the act.

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Cite This Page — Counsel Stack

Bluebook (online)
238 F. 68, 1916 U.S. App. LEXIS 1301, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dai-v-united-states-ca3-1916.