Cynthia Williams v. Brown-Forman Corporation

CourtCourt of Appeals of Kentucky
DecidedSeptember 2, 2021
Docket2020 CA 000470
StatusUnknown

This text of Cynthia Williams v. Brown-Forman Corporation (Cynthia Williams v. Brown-Forman Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cynthia Williams v. Brown-Forman Corporation, (Ky. Ct. App. 2021).

Opinion

RENDERED: SEPTEMBER 3, 2021; 10:00 A.M. TO BE PUBLISHED

Commonwealth of Kentucky Court of Appeals

NO. 2020-CA-0470-MR

CYNTHIA WILLIAMS APPELLANT

APPEAL FROM JEFFERSON CIRCUIT COURT v. HONORABLE AUDRA J. ECKERLE, JUDGE ACTION NO. 16-CI-002963

BROWN-FORMAN CORPORATION APPELLEE

OPINION AFFIRMING

** ** ** ** **

BEFORE: ACREE, CALDWELL, AND LAMBERT, JUDGES.

ACREE, JUDGE: Cynthia Williams appeals the Jefferson Circuit Court’s March

5, 2020 opinion and order dismissing her age-discrimination and retaliation claims

against Brown-Forman Corporation. Finding no error, we affirm. BACKGROUND

This case is before the Court for a second time. See Williams v.

Brown-Forman Corporation, No. 2017-CA-002043-MR, 2019 WL 1313411 (Ky.

App. Mar. 22, 2019) (“Williams I”). Our previous opinion includes a full

background of this case; here, we present a factual and procedural synopsis as

necessary.

Williams began working for Brown-Forman in 1997 and received

many awards from the company. In 2013, she became Group Manager of Shopper

Insights, and in February 2015, Cheryl Small became Williams’s supervisor.

The parties agree that the relationship between Williams and Small

was strained. They also agree that other members of the Shopper Insights team

complained about Small’s management style. Upper management deemed it

appropriate to appoint someone outside its North American Region Group to

investigate Small’s behavior. This assignment fell to Diane Nguyen. After several

months of investigation and employee interviews, Nguyen completed her

investigation. She concluded no illegal conduct occurred. However, Nguyen was

critical of Small’s management and leadership style, noting that it was often

“competitive,” “disruptive,” and “disrespectful.”

Before Nguyen’s investigation was complete, Small placed Williams

on a Performance Improvement Plan (“PIP”). The PIP identified areas for

-2- improvement. As more fully described in Williams I, Williams failed to meet

periodic goals. Williams claims Small constantly “moved the goal post” and

undermined her ability to succeed. Nevertheless, citing failures to meet objectives,

Small and Geoff Cronan, Brown-Forman’s Director of Sales and Marketing

Integration and Execution, made the decision to fire Williams. The termination

was effective January 25, 2016. Williams was 50 years and 3 months old.

A year later, Williams filed an age-discrimination and retaliation

lawsuit against Brown-Forman under the Kentucky Civil Rights Act, KRS1

344.010, et seq. (“KCRA”).

After more than a year of discovery, Williams presented no evidence

to contradict the sworn statements of Small and Cronan that they were not aware of

Williams’s age or of her claims of age discrimination when they decided to

terminate her. Fourteen months after Williams filed her complaint, the trial court

dismissed Williams’s case because she failed to present evidence:

either that she was subjected to substantially disparate treatment from similarly situated younger employees, or that she had been replaced by a substantially younger employee. With respect to the retaliation claim, the trial court found that Williams failed to present evidence showing that either Small or Cronan were aware of Williams’s complaints of age discrimination at the time they fired her. Based on these conclusions, the trial court dismissed the complaint.

1 Kentucky Revised Statutes.

-3- Williams I, 2019 WL 1313411, at *3.

However, no one was hired to replace Williams until after Brown-

Forman’s motions for judgment were filed. Id. at *7. In July 2017, eighteen

months after Williams was terminated, Brown-Forman hired Lori Oles, age 45

years and 8 days.

In Williams I, this Court found no impropriety in Brown-Forman’s

delay in hiring Williams’s replacement, but we said the timing affected Williams’s

theory of her case and justified allowing her more time for discovery. Specifically,

this Court decided that “Williams alleged sufficient facts to warrant additional

discovery on whether the age difference between her and [her replacement] was

substantial. . . . For similar reasons, we conclude[d] that the trial court granted

summary judgment prematurely on Williams’s retaliation claim.” Id. We

remanded the case for further discovery.2 Id. at *8.

2 In her first appeal, Williams argued that, before her case was dismissed, she had adduced “evidence . . . sufficient to warrant additional discovery on her disparate treatment claim.” Id. at *5. As did the trial court, we rejected that argument, “concluding that additional discovery would not be relevant to establish whether [three younger employees, Mattingly, Eichberger, and Tyler] were similarly situated to Williams.” Id. We held “that Williams failed to establish the disparate treatment element of her prima facie case.” Id. Our mandate then said, “we remand this matter for additional proceedings on the merits of Williams’s remaining claims.” Id. at *8 (emphasis added). Those remaining claims were: (1) that she was replaced by a substantially younger employee and (2) that her termination was motivated by retaliation. Notwithstanding the specific mandate, the trial court allowed Williams to again present her third claim, the disparate treatment claim, but the trial court again reached the conclusion that Williams failed to establish a prima facie case for disparate treatment. Williams does not appeal the dismissal of her age-discrimination claim to the extent it alleges disparate treatment.

-4- Back in the trial court, Brown-Forman’s document production

indicated to Williams that Small continued a pattern of discriminatory, harassing

conduct toward older employees, including Oles. Despite the additional discovery,

and upon Brown-Forman’s renewed motion, the trial court dismissed Williams’s

age-discrimination claim because she presented no direct or circumstantial proof

she was replaced by someone substantially younger.3 Consequently, she could not

establish a prima facie case of age discrimination.

The trial court also granted summary judgment in favor of Brown-

Forman on Williams’s retaliation claim because Small’s and Cronan’s affidavits

established that neither supervisor was aware of Williams’s age-discrimination

complaints and Williams “provided the [trial court] with neither direct nor

circumstantial evidence” to create a genuine issue regarding that material fact.

(Opinion and order, Record (“R.”) at 829.)

Williams then brought this appeal to challenge the trial court’s second

opinion and order that dispensed with all her claims. We discuss further facts and

procedure as necessary to the analysis below.

3 See supra, footnote 2.

-5- ANALYSIS

A defendant may test a plaintiff’s claim in different ways, depending

on the nature of the claim itself. In this case, Brown-Forman successfully tested

Williams’s retaliation claim pursuant to CR4 56.02, and successfully tested her

age-discrimination claim based on McDonnell Douglas Corporation v. Green, 411

U.S. 792, 93 S. Ct. 1817, 36 L. Ed. 2d 668 (1973), as adopted for Kentucky for

claims under the KCRA in Harker v. Federal Land Bank of Louisville, 679 S.W.2d

226, 230 (Ky. 1984).5 We review the dismissal of those claims in that order.

Dismissal of the retaliation claim was proper.

Brown-Forman presented the trial court with affidavits showing “the

nonexistence of an issue of material fact.” Steelvest, Inc. v.

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