Cruz v. Wanamaker

18 Pa. D. & C.4th 410, 1993 Pa. Dist. & Cnty. Dec. LEXIS 202
CourtPennsylvania Court of Common Pleas, Bradford County
DecidedApril 22, 1993
Docketno. 90 CV 000533
StatusPublished

This text of 18 Pa. D. & C.4th 410 (Cruz v. Wanamaker) is published on Counsel Stack Legal Research, covering Pennsylvania Court of Common Pleas, Bradford County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cruz v. Wanamaker, 18 Pa. D. & C.4th 410, 1993 Pa. Dist. & Cnty. Dec. LEXIS 202 (Pa. Super. Ct. 1993).

Opinion

MOTT,

HISTORY

On February 28, 1991, the plaintiffs filed a complaint against the defendants alleging that Catherine Cruz suffered a median nerve injury as a result of a negligently performed cardiac catherization or a negligently performed brachial arteiy bypass.

At one point during her treatment for pain and numbness in her right arm and back, Catherine Cruz sought a second opinion from John Presper, M.D. Later, the plaintiffs’ attorney, in anticipation of this litigation, sought and received an expert opinion from Dr. Presper in connection with the conditions complained of in this suit. Dr. Presper’s report did not support the plaintiffs’ claims, and, consequently, the plaintiffs do not intend to call Dr. Presper as an expert witness at trial.

The defendants have obtained a copy of the expert report prepared by Dr. Presper. The defendants claim that the plaintiffs voluntarily provided the report in response to a discovery request, while the plaintiffs state [412]*412that the defendants obtained the report by subpoenaing Geisinger Medical Group records.

The defendants now intend to call Dr. Presper as an expert witness at trial. The plaintiffs have filed a motion for a “protective order” seeking to prevent the defendants’ from utilizing Dr. Presper’s expert opinion and report. This motion is now before this court for disposition.

DISCUSSION

The plaintiffs have labeled their motion as one for a protective order. It is apparent upon a reading of Pa.R.C.P. 4012, however, that a protective order is intended to be a mechanism through which a court may limit or control the discovery of information which might subject a party to “unreasonable annoyance, embarrassment, oppression, burden or expense.” Although a motion for a protective order in this case may have been appropriate prior to discovery of Dr. Presper’s expert report, the defendants have already discovered the report.

The relief sought by the plaintiffs is more consistent with a motion in limine, which is a device “whereby exclusion is sought of anticipated prejudicial evidence, keeping extraneous issues out of the underlying proceeding, precluding reference to prejudicial matters, or preventing encumbering the record with immaterial matters.” Commonwealth v. Pikur Enterprises Inc., 142 Pa. Commw. 114, 127, 596 A.2d 1253, 1259 (1991). The plaintiffs’ motion requests that this court “prevent the defendants’ utilization of the expert report of John Presper, M.D.” We interpret the relief sought to be consistent with a motion in limine, and we will treat the plaintiffs’ motion as such.

The issue before this court is whether it is proper for the defendants to use Dr. Presper’s expert opinion or report [413]*413at trial. Several factors complicate this question. First, Dr. Presper was formerly retained by the plaintiffs as an expert witness, but the plaintiffs do not intend to call him to testify as an expert. Second, Dr. Presper was consulted by Catherine Cruz for a second opinion prior to his retention by the plaintiffs as an expert. And finally, Dr. Presper is apparently willing to testify on behalf of the defendants. This combination of these three factors gives rise to an issue that has not yet been addressed by a Pennsylvania appellate court.

In Columbia Gas Transmission Corp. v. Piper, 150 Pa. Commw. 404, 615 A.2d 979 (1992), the Commonwealth Court addressed a tangential issue: whether a trial court should compel the testimony of an individual who was retained as an expert by an opposing party but who is not expected to testify on behalf of that party. Id. The court affirmed the trial court’s refusal to compel testimony by the expert. Id. at 418, 615 A.2d at 987. The Commonwealth Court also affirmed the exclusion of an expert report in Westinghouse Electric Corp. v. Board of Assessment, 138 Pa. Commw. 30, 587 A.2d 820 (1991). In that case, Westinghouse attempted to introduce a report prepared by an expert who had been retained by the board, though the expert did not testify for the board. Id.

Instrumental in both the Columbia Gas and Westinghouse decisions was the rationale supporting Pa.R.C.P. 4003.5(a)(3). That rule provides:

“A party may not discover facts known or opinions held by an expert who has been retained or specially employed by another party in anticipation of litigation or prosecution for trial and who is not expected to be called as a witness at trial ... except on order of court ... upon a showing of exceptional circumstances under which it is impracticable for the party seeking dis[414]*414coveiy to obtain facts or opinions on the same subject by any other means, subject to such restrictions as to scope and provisions concerning fees and expenses as the court may deem appropriate.” Id. (emphasis added) The Columbia Gas court stated that an order directing an expert to testify on behalf of one party about the contents of an expert report rendered for that party’s adversary “definitely would violate the spirit and purpose of Rule 40035(a)(3).” Columbia Gas at 412, 615 A.2d at 984.

“The purpose of Rule 4003.5(a)(3) is to encourage parties to consult freely with experts by minimizing the likelihood that the information provided to an expert and the opinions that the expert forms may be used against any party who obtained or specially employed this expert. ” Goldblum v. Insurance Co. of North America, 11 D.&C.3d 354, 356 (1979). See Claster v. Citizens General Hospital, 14 D.&C.3d 243, 251 (1980).

We believe that the purpose and spirit of Pa.R.C.P. 4003.4(a)(3) would also be violated if the defendants were permitted to call Dr. Presper as an expert witness or introduce his expert report into evidence.

The Rule reflects a choice to encourage the use of expert witnesses. Such experts are indispensable in the context of modem litigation where the technology and specialized knowledge which is often the basis of a lawsuit is well beyond the ken of the average juror. For an attorney to zealously represent a client, he or she must frequently seek expert support for the client’s case. The Rule implicitly recognizes that the fear of discovery of an unfavorable opinion rendered by an expert may deter zealous and thorough preparation by counsel. The express language of Pa.R.C.P. 4003.5(a)(3) alleviates that fear. Notwithstanding the limited express protection of the Rule, we believe that when a party has somehow discovered an expert opinion rendered for his adversary that is un[415]*415favorable to his adversary, the spirit and purpose of the Rule should prevent him from using it at trial.

The defendants claim that the plaintiffs waived any arguments based on Pa.R.C.P. 4003.5(a)(3) when they turned Dr. Presper’s report over in response to a discovery request. We disagree. First, we cannot be sure on the record now existing just how the defendants obtained Dr. Presper’s report. Second, we do not believe it matters how the defendants obtained the report.

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Related

Columbia Gas Transmission Corp. v. Piper
615 A.2d 979 (Commonwealth Court of Pennsylvania, 1992)
Westinghouse Electric Corp. (R & D Center) v. Board of Property Assessment
587 A.2d 820 (Commonwealth Court of Pennsylvania, 1991)
Commonwealth v. Pikur Enterprises, Inc.
596 A.2d 1253 (Commonwealth Court of Pennsylvania, 1991)
United States v. 23.76 Acres of Land
32 F.R.D. 593 (D. Maryland, 1963)

Cite This Page — Counsel Stack

Bluebook (online)
18 Pa. D. & C.4th 410, 1993 Pa. Dist. & Cnty. Dec. LEXIS 202, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cruz-v-wanamaker-pactcomplbradfo-1993.