Criswell v. Commissioner of Social Security

District Court, W.D. Washington·Decided February 6, 2023·No. 3:22-cv-05326·Unknown

Opinion

WESTERN DISTRICT OF WASHINGTON KENNETH D. C., Case No. 22-cv-05326-TLF Plaintiff, v. ORDER REVERSING AND REMANDING DEFENDANT’S ACTING COMMISSIONER OF SOCIAL DECISION TO DENY BENEFITS Defendant. Plaintiff filed this action pursuant to 42 U.S.C. § 405(g) for judicial review of defendant’s denial of plaintiff’s application for disability insurance benefits (“DIB”). Plaintiff filed his application on April 11, 2019, alleging a disability onset date of January 22, 2016. AR 16, 101–02. After a hearing on October 14, 2021 (AR 34–78), Administrative Law Judge (“ALJ”) Allen Erickson issued a decision finding plaintiff not disabled from his alleged onset date through June 30, 2017, plaintiff’s date last insured. AR 13–33. The Appeals Council denied review of the ALJ’s decision. AR 1–6. The parties have consented to have this matter heard by the undersigned Magistrate Judge. Dkt. 2. Plaintiff challenges the ALJ’s decision finding him not disabled. Dkt. 4, Complaint. I. ISSUES FOR REVIEW A. Whether the ALJ Erred in Evaluating Medical Opinion Evidence B. Whether the ALJ Erred in Evaluating Plaintiff’s Subjective Symptom Testimony C. Whether the ALJ Erred in Plaintiff’s Residual Functional Capacity (“RFC”) Assessment

A. Legal Framework Pursuant to 42 U.S.C. § 405(g), this Court may set aside the Commissioner's denial of Social Security benefits if the ALJ's findings are based on legal error or not supported by substantial evidence in the record as a whole. Revels v. Berryhill, 874 F.3d 648, 654 (9th Cir. 2017) (internal citations omitted). Substantial evidence is “‘such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.’” Biestek v. Berryhill, 139 S. Ct. 1148, 1154 (2019) (internal citations omitted). The Court must consider the administrative record as a whole. Garrison v. Colvin, 759 F.3d 995, 1009 (9th Cir. 2014). The Court also must weigh both the

evidence that supports and evidence that does not support the ALJ’s conclusion. Id. The Court may not affirm the decision of the ALJ for a reason upon which the ALJ did not rely. Id. Rather, only the reasons identified by the ALJ are considered in the scope of the Court’s review. Id. As an initial matter, plaintiff contends, and the Commissioner concedes, the ALJ de facto reopened plaintiff’s May 2017 and April 2018 disability claims. Dkt. No. 10 at 3; 11 at 1–2. The Court thus accepts that the ALJ de facto reopened plaintiff’s previous applications. B. Whether the ALJ Erred in Evaluating Medical Opinion Evidence

Plaintiff assigns error to the ALJ’s evaluation of the medical opinions of (1) Dr. Meiss, (2) Dr. Staley, (3) Dr. Regets, and (4) the Department of the Veterans Affairs. Dkt. 10 at 3–10. The ALJ found that plaintiff had the following severe impairments: “post-traumatic

stress disorder, major depressive disorder, and migraine headaches.” AR 19. Based on the ALJ’s review of the record, they found plaintiff’s RFC was: “a full range of work at all exertional levels” but with some nonexertional limitations – he was able understand, remember, and apply detailed but not complex instructions, and to perform predictable tasks. He was not able to work in a fast-paced, production-type environment. He could be exposed to occasional workplace changes. He could have only occasional interaction with the general public and with coworkers. AR 22. These were based on the questions and answers with the Vocational Expert (V.E.) during the administrative hearing. AR 70–71. Under the regulations applicable to this case (plaintiff filed his claim on April 11,

2019, AR 16, 101), the ALJ must “articulate how [they] considered the medical opinions” and “how persuasive [they] find all of the medical opinions” by considering their supportability, consistency, relationship with the claimant, specialization, and other factors, with supportability and consistency being the most important factors. 20 C.F.R. § § 404.1520c(b)(2), 404.1520c(c). Further, “an ALJ cannot reject an examining or treating doctor’s opinion as unsupported or inconsistent without providing an explanation supported by substantial evidence.” Woods v. Kijakazi, 32 F.4th 785 (9th Cir. 2022). 1. Dr. Meiss

Dr. Peter Meiss completed a psychiatric evaluation of plaintiff in May 2017 by reviewing plaintiff’s records and conducting a mental status exam. AR 1591–95. Based on plaintiff’s performance on his cognitive exam, Dr. Meiss opined plaintiff’s ability to perform simple and repetitive, as well as detailed and complex tasks, is poor. AR 1594.

Dr. Meiss further opined that based on plaintiff’s poor activities of daily living and performance on the cognitive exam, plaintiff’s ability to “perform work activities reliably and efficiently without special or additional instructions is very poor.” Id. Dr. Meiss also opined that based on plaintiff’s tendency to isolate himself in his room, his ability to maintain regular attendance in the workplace is “poor,” and that based on plaintiff’s interpersonal presentation and stated interpersonal difficulty, plaintiff’s ability to interact with coworkers and the public, and ability to adapt to usual workplace stresses is “poor to very poor.” Id. The ALJ found that while Dr. Meiss supported his opinion with objective findings, it was “not persuasive” because it “was based primarily on information from [plaintiff]

that . . . was at odds with [plaintiff’s] own statements to his own doctors and in his Function Report.” AR 26. How consistent a medical opinion is with the evidence from other medical sources and nonmedical sources, including in the claimant, is one of the most important factors an ALJ must consider. See 20 C.F.R. §§ 404.1502(e)(1), 404.1520c(c)(2). Here, the ALJ correctly points out that many of plaintiff’s statements to Dr. Meiss differ from plaintiff’s reports throughout the record, as further discussed below, infra, Section C. Yet in forming his opinion, Dr. Meiss also reviewed plaintiff’s work assessment, and VA treatment records. AR 1591. Dr. Meiss conducted a cognitive

exam, in addition to considering plaintiff’s statements. AR 1591, 1593. Dr. Meiss explained in the “Medical Source Statement” that his opinions were “based on the claimant’s psychiatric condition only as assessed by the information available today, including the claimant’s mental status exam.” See AR 1594 (emphasis added). Because

Dr. Meiss’s opinion was also based on Dr. Meiss’s review of plaintiff’s records and plaintiff’s mental exam, the ALJ erred in discounting it for its primary reliance on plaintiff’s statements. 2. Dr. Staley Dr. Norman Staley reviewed plaintiff’s medical records in August 2020 and rated plaintiff’s exertional limitations. AR 108–10. He explained that based on a “[p]ossible meniscus tear” on plaintiff’s left knee, plaintiff can occasionally lift and/or carry 20 pounds, frequently lift and/or carry 10 pounds, stand and/or walk for six hours in an eight-hour workday, sit for six hours in an eight-hour workday, and is unlimited in pushing or pulling. AR 108–09. The ALJ found Dr. Staley’s opinion “not persuasive,”

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