Cramer v. Wise

501 F.2d 959, 1974 U.S. App. LEXIS 6635
Court of Appeals for the Fifth Circuit·Decided October 3, 1974·No. No. 74-1174·Published·Cited by 12 cases

Opinion

AINSWORTH, Circuit Judge:

Appellant Cramer was convicted in March, 1972, of 15 counts of mail fraud, and was sentenced to the custody of the Attorney General pursuant to 18 U.S.C. § 5010(b),1 a provision of the Youth [960] Corrections Act.2 In addition, the district court imposed a fine in the sum of $10,000. Cramer subsequently brought this appeal under 28 U.S.C. § 2255 to vacate the $10,000 fine. In rejecting Cra-mer’s claim that a fine is inconsistent with Youth Correction Act sentencing, the trial court cited Cramer’s proceeds from his mail fraud activities ($90,000) and the broad discretion given district courts in sentencing matters in support of the propriety of the fine. The sole issue to be resolved is whether it is permissible for a court to impose monetary fines when sentencing a person under the Youth Corrections Act.3

This matter is one of first impression in the Fifth Circuit, and there have been only two cases which have considered the issue. In United States v. Hayes, 9 Cir., 1973, 474 F.2d 965, the defendants were convicted of possessing, with intent to distribute, approximately 18 pounds of marijuana. They were committed to the custody of the Attorney General for treatment and supervision under 18 U.S.C. § 5010(b) and fines of $2000 on one party and $1000 on the other were also imposed. The Ninth Circuit held that the monetary penalties were impermissible, concluding that YCA sentencing limited a judge to the options specified in the Act.

The Federal Youth Corrections Act is an alternative sentencing provision. At the discretion of the judge a youth offender deemed treatable under the Act can be sentenced to treatment rather than punishment under the applicable penalty provision provided by law. A combination of rehabilitative treatment and retributive punishment is not intended and is improper. See United States v. Waters, 141 U.S.App.D.C. 289, 437 F.2d 722, 726 (1970).
We conclude that a judge electing to commit a youth offender for treatment and supervision under the alternative sentencing provisions of the Federal Youth Corrections Act is foreclosed from imposing an additional punitive penalty under another provision.

Hayes, supra, 474 F.2d at 967.

In United States v. Waters, 1970, 141 U.S.App.D.C. 289, 437 F.2d 722, the defendant was convicted of three counts each of armed robbery and assault with a deadly weapon. The trial court sentenced him to 4 to 12 years for robbery and 3 to 9 years for assault (sentences to run concurrently); but at the same time “recommended” that defendant be placed in a youth institution. The D. C. Circuit found that the trial judge desired rehabilitative treatment for the youth, but also wanted to impose a penalty to act as a deterrent to other potential offenders. , The court found this admixture improper, stating:

[T]he statutory scheme does not envisage this particular combination of rehabilitation and deterrence. It appears that once it is determined that the convicted person is a youth offender (ages 18 to 22), then Congress [961] has decreed priority for the goal of rehabilitation. The objective of deterrence may be taken into account by the trial judge, not by overriding the statute’s rehabilitation provisions, but rather by combining them with a sentence exposing the defendant to a maximum term greater than that called for in subsection (b). (Citations omitted)

Waters, supra, 437 F.2d at 726.

Hayes and Waters properly emphasize that the purposes of the Youth Corrections Act are rehabilitative in nature. The House Report on the Act stated that its purpose was to “cure rather than accentuate the anti-social tendencies that have led to the commission of crime.” H.R.Rep.No.2979, 81st Cong., 2d Sess., 2 U.S.Code Cong.Serv., p. 3983 (1950). The Report noted further that the Act “departs from the mere punitive idea of dealing with criminals and looks primarily to the objective idea of rehabilitation.” Id. at 3985. Thus, the Youth Corrections Act is an avowedly non-punitive, rehabilitative statute. The logical inconsistencies resultant from allowing punitive fines to be imposed when sentencing under the Act make a strong case for vacating this fine.

A fair argument can be made, however, for upholding the power to impose fines in connection with YCA sentences. The language of 18 U.S.C. § 5010(b) 4 provides that if a youthful offender is convicted of an offense “punishable by imprisonment under applicable provisions of law other than this subsection, the court may, in lieu of penalty of imprisonment, . . . sentence the youth offender to the custody of the Attorney General . . . .” (Emphasis added). By its terms the statute does not prohibit imposing monetary fines, but only precludes the imposition of the penalty of imprisonment when sentencing under the Act. In Waters, a prison sentence and rehabilitative measures were combined, and thus the court’s conclusion was mandated by the language of the statute. Here and in Hayes, however, the combination of fines and treatment under the YCA is not specifically precluded by the Act’s language.

The Youth Corrections Act was derived from proposals forwarded by the Judicial Conference Committee on Punishment for Crime. The draft of the Conference’s youth sentencing provision provided that:

[T]he court may, as a penalty for the offense and in lieu of the penalty otherwise provided by law, sentence the youth offender to the custody of the Authority for treatment and supervision until discharged .... (Emphasis added).

Draft of an Act Recommended by the Committee to Provide a Correctional System for Adult and Youth Offenders Convicted in Courts of the United States, Tit. Ill, § 1(a).

The Act as enacted, however, specifically precluded only the penalty of imprisonment, and did not adopt the Conference draft which would clearly have disallowed monetary fines as well. The Ninth Circuit in Hayes states that it is not clear why this change was made, but that there is nonetheless no indication that fines were permissible. See 474 F.2d at 967. It can reasonably be contended, however, that this action by Congress supports a contention, that only the power to imprison (and not the power to impose fines) is precluded when sentencing under the Act.

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Cramer v. Wise, 501 F.2d 959, 1974 U.S. App. LEXIS 6635 (5th Cir. 1974).

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