Cox v. Cox

780 N.E.2d 951, 56 Mass. App. Ct. 864

• Court: Massachusetts Appeals Court
• Decided: December 31, 2002
• Docket: No. 99-P-1509
• Status: Published

Opinion

Lenk, J.

Reduced to essentials, the issue before us is whether a Probate Court judge erred in determining that the appellee Richard Cox is entitled to repayment from Edward Mahlowitz, his former wife’s lawyer, of counsel fees that Cox had paid to Mr. Mahlowitz pursuant to a judgment that was subsequently reversed on appeal.

I. Factual and procedural background. We distill and summarize such of the somewhat convoluted facts of record as are relevant to the issue on appeal. The plaintiff is Nancy Cox (wife),² the former wife of the defendant-appellee Richard Cox (husband). The wife retained Attorney Edward Mahlowitz — the true appellant here³ — to represent her following the entry of a divorce judgment that was predicated upon a settlement agreement as to which she apparently later had second thoughts. Mr. Mahlowitz thereafter successfully moved on the wife’s behalf to vacate the judgment as to the division of marital property, and following trial, a new judgment that was more favorable to the wife in that regard entered. In connection with these and related matters,⁴ as well as certain contempt proceedings against the husband, Mr. Mahlowitz requested, again on the wife’s behalf, the award of his counsel fees and costs. The judge ordered, as part of the amended judgment on further division of the marital assets, that the husband pay to Mr. Mahlowitz, as attorney for the wife, presumably pursuant to G. L. c. 208, § 38, and G. L. c. 215, § 34A,⁵ approximately $30,000 in counsel fees, a sum that was less than half of the fee requested.⁶ Thereafter, Mr. Mahlowitz again sought fees and costs specifically in connection with his prosecution of a second complaint for contempt and was awarded $1,075.00, presumably pursuant to G. L. c. 215, § 34A, as requested, and again less than half of the amount sought. The husband ultimately paid Mr. Mahlowitz the fees awarded.

The husband appealed both from the order vacating the judgment of divorce and from the subsequent judgment further dividing the marital assets. The wife retained new counsel to handle the appeal, who apparently elected not to appeal on her behalf from any portion of the judgments adverse to the wife. A panel of this court, in an unpublished memorandum and order issued pursuant to rule 1:28, Cox v. Cox, 44 Mass. App. Ct. 1118 (1998) (our memorandum and order), determined that it was error for the Probate Court judge to have allowed the wife’s motion to vacate the judgment, stating:

“It follows that the section 34 hearing, the amended judgment . . . that resulted from the hearing, and all orders arising out of the allowance of the motion to vacate and the entry of amended judgment were nullities.

“The allowance of the plaintiff’s motion to vacate the divorce judgment is vacated, and the original judgment of divorce is reinstated. The case is remanded to the Probate Court for the purpose of acting upon any application of the defendant to restore the parties to the status quo ante, consistent with this opinion.”

In short order thereafter, the husband moved to “restore the parties to status quo ante,” the Probate Court judge whose orders had been reversed on appeal abruptly recused himself sua sponte and without explanation, and the wife filed for bankruptcy. Despite the suggestion of bankruptcy and motion to continue filed on the wife’s behalf, a different Probate Court judge (the motion judge) acted on the husband’s motion and ordered the wife to take certain actions to restore the husband to his former position. As the husband requested, in addition to nullifying certain qualified domestic relations orders concerning pension benefits, the motion judge ordered the wife to pay the husband the $127,120 previously awarded her, plus interest, and to pay the husband $47,301.43 in counsel fees incurred in connection with the trial and appeal. As particularly relevant here, the order of the motion judge also stated that:

“Nancy L. Cox, and her attorney, Edward Mahlowitz, are hereby ordered to pay to the defendant, Richard E. Cox, the amount of . . . $31,075 together with interest at the rate of . . . 12% per annum from May 31, 1996 to date of payment, within ... 30 days of this Court’s order.”

This order as to Mr. Mahlowitz entered despite the fact that he had not been served with the husband’s “Motion to Restore Parties to Status Quo Ante Pursuant to Appeals Court Decision” and did not participate in the hearing, just as he had not participated in the appeal. In the motion judge’s written rationale for the order, he notes — presumably on the basis of inferences he drew from our memorandum and order — that the equities favored the husband since the wife and Mr. Mahlowitz had been “less than candid with the Court” in bringing the motion pursuant to Mass.R.Civ.P. 60(b), 365 Mass. 828 (1974), which was “without substance,” “a meritless proceeding,” and prosecuted in “bad faith.”

Mr. Mahlowitz, upon being notified of the judge’s order, successfully moved to stay and vacate the order insofar as it concerned him. Sua sponte, however, the judge joined Mr. Mahlowitz as a party plaintiff and, following an April 1, 1999, limited evidentiary hearing,⁷ ordered him to repay the $31,075. The judge observed that:

“[I]t was he who initiated the [rjule 60(b) proceeding . . . which the Appeals Court found to be without merit. Further, Attorney Mahlowitz was notified by counsel for the husband of the appeal. He knew or should have known that if the appeal were successful, all orders made by the judge including those for attorney’s fees, were in jeopardy.

“Inasmuch as the judgment ... is a nullity, it follows that the order to pay legal fees to Attorney Mahlowitz pursuant to that nullified judgment is, in and of itself, a nullity. Only by repayment of the $31,075 can the husband (a party) be restored to the status quo ante [szc] contemplated by the Appeals Court decision. . . .

“Inasmuch as Attorney Mahlowitz did not receive any interest on any amounts paid to him and there has been no finding of unethical or improper conduct on Attorney Mahlowitz’s part (other than the statement in the Appeals Court decision that the allegations in the [rjule 60(b) motion were “at the very least, inexplicable”) in my discretion, I believe it would be inequitable to award interest retroactively.”

Mr. Mahlowitz complied with the order and paid the husband, then timely filed this appeal in which the wife did not participate.

II. Discussion. On appeal, Mr. Mahlowitz challenges on numerous grounds the order requiring him to repay counsel fees. Fie contends, variously, that the Probate Court was without subject matter jurisdiction to make such an order, that the motion judge erred in joining him as a party plaintiff, that the husband did not raise or preserve the counsel fee issue on appeal or give Mr. Mahlowitz timely notice that he was asserting such a claim against him, that the motion judge misinterpreted the scope and effect of this court’s memorandum and order, and that his constitutional rights were violated.

In addressing, this plethora of claims, we are struck by the fact that neither the husband nor Mr. Mahlowitz denominated the remedy that the husband sought by its proper name — restitution — and that they did not bring either to our attention or to the attention of the motion judge any pertinent cases or authorities on the subject. The resulting misdirection may account for the somewhat scattershot nature of many of the issues raised on appeal, the bulk of which can be disposed of with dispatch. This same misdirection, however, also necessitates a remand to permit consideration anew of the question whether the husband is entitled to a remedy in restitution against Mr. Mahlowitz, this time on the basis of relevant factors that we later outline.

Subject matter jurisdiction. There is no merit in Mr. Mahlowitz’s contention that the Probate Court was without jurisdiction to order him to make repayment. While the Probate Court is a court of limited jurisdiction, it has general equity powers. See G. L. c. 215, § 6; Young v. Department of Pub. Welfare, 416 Mass. 629 (1993). “Our Probate Court . . . [possesses] inherent powers apart from statutory authorization. These powers are broad and flexible, and extend to actions necessary to afford any relief in the best interests of a person under their jurisdiction.” Matter of Moe, 385 Mass. 555, 561 (1982). The court accordingly has the power to correct what has been wrongfully done, such as ordering a restitution of monies obtained under the court’s statutory authority after the decision has been overturned. See, e.g., Keller v. O’Brien, 425 Mass. 774 (1997) (Keller II); Heron v. Heron, 428 Mass. 537 (1998). See also United States v. Morgan, 307 U.S. 183, 197 (1939) (courts have inherent authority to order restitution).

Joinder. The motion judge sua sponte joined Mr. Mahlowitz as a party plaintiff, citing Edinburg v. Edinburg, 22 Mass. App. (1986), and Mass.R.Dom.Rel.P. 19(a). The sua sponte aspect of the joinder is beyond dispute under the rule. However, insofar as the husband maintained in his motion papers that the wife was jointly and severally liable for the counsel fee awarded, Mr. Mahlowitz was not technically a necessary party for joinder purposes. See Mongeau v. Boutelle, 10 Mass. App. Ct. 246, 253 (1980). Nonetheless, we think the point without consequence here since the husband had an independent cause of action in restitution against Mr. Mahlowitz which he could have asserted in the same court.

Preservation/notice of counsel fee claim. Despite Mr. Mahlo-witz’s contention that the husband failed to challenge the fee award on appeal, the record is clear that the husband appealed from both the order vacating the judgment of divorce and the subsequent amended judgment on further division of the marital assets. The appeal from the order vacating the judgment of divorce itself placed the orders subsequent to it in jeopardy. Further, because the counsel award was one of four orders listed on the amended judgment, its propriety was without question among the matters challenged on appeal.⁸

That, of course, is not to say that Mr. Mahlowitz was fairly on notice that the issue had been raised or that, were the fee award tipped on appeal, his retention of it would be put at risk. When the husband was ordered to pay Mr. Mahlowitz $30,000 for counsel fees owed by the wife to Mr. Mahlowitz, it was in this sense the wife’s debt that the husband paid. That the wife might be required to repay that amount to the husband as a consequence of reversal on appeal does not of itself necessarily suggest that Mr. Mahlowitz was equally at risk. Mr. Mahlowitz was not a named party to that appeal, does not appear to have been served with the appellate briefs, and represented neither the wife nor himself in connection with the appeal. In our memorandum and order, the panel did not address Mr. Mahlow-itz’s status or liability and, when the husband brought his motion seeking to restore the parties to status quo ante, he did not serve it upon Mr. Mahlowitz. Presumably because of this, the motion judge vacated his initial order requiring Mr. Mahlowitz to repay the counsel fees and thereafter conducted a limited evi-dentiary hearing in which Mr. Mahlowitz participated, thereby rectifying, albeit belatedly, the deficiency in notice as to the restitution proceedings.

The memorandum and order pursuant to rule 1:28: its scope and effect. That the motion judge joined Mr. Mahlowitz as a party in connection with the husband’s motion does not mean that Mr. Mahlowitz was thereby transformed into a party ab initia. When the panel of this court remanded the matter for consideration of any application the husband might make to “restore the parties” to the status quo ante, the panel was referring to the parties to the action then before the court, viz., the husband and the wife. Moreover, our memorandum and order to “restore the parties” was not issued in a legal vacuum but rather within the context of well-established equitable remedies. Otherwise put, our memorandum and order contemplated the application of the remedy of restitution, not the mechanical imposition of a foreordained result. The wife has not challenged the orders entered against her, and we proceed on the assumption that the husband was entitled to the equitable relief that he sought from her.⁹

We have reviewed with care the transcript of the motion hearing in which Mr. Mahlowitz participated, as well as the motion judge’s findings, memorandum and resulting order that required Mr. Mahlowitz to repay the fee. We are persuaded that the motion judge mistakenly construed our memorandum and order as an edict requiring him to do whatever was necessary to put the husband in the position he had been in before the original judgment of divorce was vacated at the wife’s behest. This view of the matter had the result of hobbling Mr. Mahlo-witz in his efforts to raise defenses recognized as legitimate in restitution cases. Given this, we conclude that the order at issue cannot stand and that a new hearing, governed by the law of restitution, is necessary to determine whether Mr. Mahlowitz should repay the counsel fees he had been awarded.¹⁰

m. Restitution. We are unaware of any Massachusetts appellate authority addressing precisely the issue here, i.e., whether a party’s former attorney, who was himself neither a named party nor a participant in an appeal, may be ordered to restore a fee awarded him as part of a judgment that has been reversed. Before turning to the Restatement of Restitution (1937) and cases from other states that more nearly address this situation, we look to two recent Massachusetts cases that offer some guidance. See Keller II, 425 Mass. 774; Heron v. Heron, 428 Mass. 537.

Massachusetts decisions. In Keller II, the Supreme Judicial Court faced the question of whether and to what extent a former spouse can be ordered to reimburse an ex-spouse for alimony paid under an erroneous judgment. After the husband prevailed¹¹ in his effort to terminate his alimony obligations following his ex-wife’s remarriage, he sought a refund of the monies that he had paid to her after the filing of his initial complaint. The Probate Court judge declined to order the repayment. On appeal, the Supreme Judicial Court affirmed, after first discussing the applicable doctrine of restitution.

“Restitution is an equitable remedy by which a person who has been unjustly enriched at the expense of another is required to repay the injured party. Salamon v. Terra, 394 Mass. 857, 859 (1985), quoting Restatement of Restitution § 1 (1937). Jones v. Swift, 300 Mass. 177, 185 (1938). The fact that a person has benefitted from another ‘is not of itself sufficient to require the other to make restitution therefor.’ Restatement of Restitution, supra at § 1 comment c. Restitution is appropriate ‘only if the circumstances of its receipt or retention are such that, as between the two persons, it is unjust for [her] to retain it.’ Id. See National Shawmut Bank v. Fidelity Mut. Life Ins. Co., 318 Mass. 142, 146 (1945).”

(footnote omitted). Keller II, supra at 778. The issue before the court, then, was whether, as between the two former spouses, it was unjust for the wife to retain the payments she received after remarriage. Ibid. Decisional law was of little aid in this regard since no Massachusetts case was on point,¹² and no other jurisdiction had ordered a refund in similar circumstances.

Turning to the equities of the situation, the court determined that restitution would be unfair because the wife had no reason to anticipate, as matter of fact or law, that she would be asked to reimburse her husband for alimony received after her remarriage, and a retroactive application of the new rule would be substantially inequitable to the wife. The court declined to order restitution solely on the grounds that the trial court’s denial of the modification complaint was eventually reversed.

“While we have not done so, some courts have ordered restitution where a judgment has been reversed after a party has been ordered by a court to make payment to another, and the judgment has been paid. See Restatement of Restitution § 74 (1937) (‘[a] person who has conferred a benefit upon another in compliance with a judgment. . . is entitled to restitution if the judgment is reversed or set aside, unless restitution would be inequitable . . .’).”

(Emphasis supplied.) Keller II, supra at 781.

Prospectively, however, the court stated:

“If a complaint for modification is brought and a probate judge refuses to terminate the alimony obligation, the decision may be appealed. Absent a request for, and the allowance of, a stay of that judgment, the payor spouse must continue to pay alimony pending the appellate court’s decision. But if it is later determined that the probate judge erred, the payments will not operate as a waiver of any timely claim for a refund of the alimony, and restitution may be ordered dating from the judgment of the Probate Court. Our rule is now clear, and we do not anticipate that any hardship will be imposed by restitution in those circumstances. Where hardship is claimed, perhaps by reason of some intervening, unanticipated event during the appellate process, probate judges are in the best position to resolve those claims.”

Keller II, supra at 785.

In Heron v. Heron, 428 Mass. at 542, the court touched upon restitutionary principles after it vacated a judgment of the Probate Court that had modified an out-of-State alimony award and division of marital assets, holding that full faith and credit required Massachusetts to honor the res judicata effect of the out-of-State divorce decree, i.e., the plaintiff’s claim was barred here because it would have been barred if brought there. The court remanded the case to the Probate Court for entry of an order staying the payment of alimony to the plaintiff and for a determination, after hearing, “whether equity requires that the plaintiff make restitution of all or part of the alimony paid to her.” Id. In doing so, the Supreme Judicial Court stated that the Probate Court should take into account “whether restitution would so impoverish [the wife] as to make her a ward of the public.” Id. at 542 n.4. The court also vacated the award of counsel fees, but without discussion of restitution, and the opinion is silent both as to whom the fee award was to be paid (the wife or her lawyer) and as to whether the award had been stayed pending appeal.

The Restatement of Restitution. As noted above, Keller II cited with approval the Restatement of Restitution § 1 (1937) (Restatement), emphasizing that unjust enrichment is the key predicate to recovery when a judgment has been reversed on appeal. The view of the Restatement, set out in § 74, follows directly from this, i.e., § 74 does not require restitution automatically upon reversal. This is largely consonant with the position later taken in the Restatement (Third) of Restitution and Unjust Enrichment § 18 (Tentative Draft No. 1, 2001) (Restatement [Third]), “Judgment Subsequently Reversed or Avoided: A transfer or taking of property, in compliance with or otherwise in consequence of a judgment that is subsequently reversed or avoided, gives the disadvantaged party a claim in restitution to the extent necessary to avoid unjust enrichment.”¹³

What this suggests, then, is that a party seeking restitution from another party after a judgment has been reversed on appeal may satisfy its initial burden of establishing unjust enrichment by showing that the order compelling payment was ultimately reversed. The burden shifts to the payee party to show why it should not be compelled to repay, whether by virtue of change of position, undue hardship or other limited affirmative defenses,¹⁴ thereby demonstrating that it would not be unjust for the payee party to retain the amount paid.

Neither Keller II nor Heron v. Heron contemplates any but the “relatively straightforward”¹⁵ situation where restitution is demanded by one party from another party. Neither addresses the situation where, as here, restitution is demanded by one party from the other party’s lawyer, i.e., a third party. In determining whether a third party in retention of an award that has been overturned has been unjustly enriched, we look to the Restatement and to decisions in other jurisdictions that have considered the question.

The Restatement and other jurisdictions as to third parties. Both the Restatement § 74, and the Restatement (Third) § 18, view third parties in quite a different light than they do parties to the judgment that was reversed. Whereas the initially prevailing party generally (albeit not automatically) will be liable in restitution to repay the other party upon reversal of the judgment pursuant to which payment was made, a nonparty creditor of the initially prevailing party who in good faith received a portion of the judgment proceeds generally will not be required to repay. See Restatement § 74 comments h, k; Restatement (Third) § 18. A nonparty may be liable, however, where the nonparty is effectively a party to the action, such as where an attorney retains portions of the judgment under a contingent fee arrangement.

Comment h to Restatement § 74, entitled “Restitution from attorney or agent of judgment creditor,” states in relevant part:

“An attorney or other agent of the judgment creditor who receives payment from the judgment debtor ... is not liable if the judgment was valid before reversal and if he had no knowledge of any fraud used in securing it. Under the same conditions he is under no duty to repay money which he received on account of the judgment creditor and which he retains as payment for services or for a debt owed by the judgment creditor to him . . . since he received the money as a bona fide purchaser.”¹⁶

Cases from other jurisdictions taking essentially this view have held that an attorney acting in good faith is not required to restore monies paid to the attorney in satisfaction of a valid debt incurred for legal services rendered, which monies were received from the opposing party pursuant to a judgment that is subsequently reversed. See Wall v. Johnson, 80 So. 2d 362 (Fla. 1955); Martin v. Lenahan, 658 So. 2d 119 (Fla. Ct. App. 1995); Lowenstein v. Reikes, 258 N.Y. 444 (1932); Munitz v. Munitz, 132 N.Y.S.2d 644 (1954); Herkert v. Stauber, 127 Wis. 2d 87 (1985). See also Abrahami v. U.P.C. Constr. Co., Inc., 248 A.D.2d 272 (N.Y. 1998) (where investors won fraud suit at trial but lost on appeal, investors’ lawyers were required to make restitution of that portion of funds representing a contingent fee retained in connection with the matter but not for disbursements retained or made to third parties for client debts); 7 Am. Jur. 2d Attorney at Law § 252 (1997).

Comment k to Restatement § 74, entitled “Restitution against other parties,” articulates an exception to the rule exempting third parties from a repayment obligation where the third party is the real party in interest:

“After the reversal of a judgment any person who, although not a party to the action, was a real party in interest and who received payment in whole or in part as the beneficial owner or as one of several owners, is under a duty to restore the amount received by him.”¹⁷

Those courts that have required the attorney to make restitu-tian after the judgment is reversed, whether in reliance on comment k or otherwise, typically involve circumstances where the attorney’s right to and scope of compensation is contingent upon the client’s ultimate success (e.g., a contingency fee arrangement), but some also take into consideration whether the attorney had clear notice regarding the consequences of the appeal (e.g., payment of the monies under explicit protest or a rule codifying a duty to restore). See Mohamed v. Kerr, 91 F.3d 1124 (8th Cir. 1996); Berger v. Dixon & Snow, P.C., 868 P.2d 1149 (Colo. App. 1994); Excel Corp. v. Jiminez, 269 Kan. 291 (2000); Champion Intl. Corp. v. McChesney, 239 Mont. 287 (1989); Abrahami, supra; Transamerica Ins. Group v. Adams, 62 Or. App. 419 (1983). See also Waggoner v. Glacier Colony of Hutterites, 131 Mont. 525 (1957); Bruns v. Mattocks, 6 NJ. Super. 174 (1950); Pincus v. Pincus, 211 A.D. 128 (N.Y. 1924); Baker v. Baker, 17 A.D.2d 924 (N.Y. 1962); In re Marriage of Mason, 48 Wash. App. 688 (1987). Notably, many of the foregoing cases also involve the active participation of the attorney in the appeal and related proceedings.¹⁸

While not all of the cited cases reaching the same result can easily be reconciled, we think it is sensible to sort third parties, as the Restatement § 74 does, into two categories: bona fide creditors of the judgment creditor (not liable in restitution) and real parties in interest (liable in restitution). We also think it sensible, when the third party is an attorney, that the nature of the fee arrangement should be a chief consideration in determining the category into which the third party falls. As stated in the Restatement (Third) § 18 comment g:

“[A] lawyer who receives a share of a judgment pursuant to a contingent-fee [sic] arrangement does not take the money as a bona fide creditor of the judgment creditor, notwithstanding that the lawyer takes die money in good faith. Between lawyer and client, in such circumstances, the lawyer assumes the risk of nonrecovery: this makes the lawyer, not the client’s creditor, but the assignee pro tanto [sic] of the client’s judgment.”

See Mohamed v. Kerr, 91 F.3d at 1126. Otherwise put, a lawyer who has a fee for legal services rendered arrangement is entitled to payment of the fee irrespective of the client’s ultimate success and any unpaid counsel fees remain the client’s debt obligation.

We are in accord with the Restatement position that a bona fide creditor who in good faith receives payment from the proceeds of a judgment favoring his debtor is not liable in restitution to the person or entity whose payment satisfied the judgment when the judgment is reversed. Because the bona fide creditor is entitled to payment regardless of the judgment’s validity, that creditor is not unjustly enriched by retention of the payment after the judgment’s reversal.

Applying that principle to payments an attorney receives from the proceeds of a judgment favoring the attorney’s client, we conclude that the attorney is not liable in restitution to the judgment debtor upon reversal of the judgment unless the judgment debtor, on remand, proves either that the payment did not discharge an unconditional, bona fide obligation the client had to the attorney or that, although the payment did discharge such an obligation, other circumstances exist that make the attorney’s retention of the payment unjust.¹⁹ The foregoing principle applies at least when, as here, the attorney receives the payment directly from an opposing party pursuant to a court order.²⁰

IV. Application. In applying on remand the principle just described, several considerations will merit attention.²¹ The first such consideration is the nature of the fee arrangement between the wife and Mr. Mahlowitz, and the impact that the husband’s payment to Mr. Mahlowitz had on any bona fide debt existing pursuant to the lawyer-client arrangement at the time of payment. In that regard, we recognize that Mass.R.Prof.C. 1.5(d)(1), as amended, 432 Mass. 1301 (2000), prohibits contingent fees in divorce cases and that Mr. Mahlowitz submitted hourly time records in support of his motions for an award of counsel fees. If the husband cannot make a satisfactory evi-dentiary showing that his payment to Mr. Mahlowitz performed some function other than the unconditional discharge of a debt for hourly legal services rendered to the wife, then Mr. Mahlo-witz is to that extent a bona fide creditor.

The second consideration has to do with Mr. Mahlowitz’s conduct of the litigation that generated the aforesaid debt for legal fees. Although the motion judge indicated the absence of any unethical or improper conduct on Mr. Mahlowitz’s part, he nonetheless alluded to a statement in our memorandum and order characterizing the allegations in the rule 60(b) motion Mr. Mahlowitz filed on the wife’s behalf as, “at the very least, inexplicable.” Allowance of that motion, of course, generated a significant portion of the litigation in connection with which the fees were awarded. It may be that the circumstances surrounding Mr. Mahlowitz’s filing of the motion will bear on whether, satisfaction of his client’s unconditional obligation notwithstanding, it would be inequitable, at least as between Mr. Mahlowitz and the husband, to allow Mr. Mahlowitz to retain the amount the husband paid to Mr. Mahlowitz for attorney’s fees.²²

Should the judge on remand determine that Mr. Mahlowitz’s conduct of the litigation was such that equity would require him to restore to the husband some portion of the husband’s payment for legal fees, the matter would not be at an end; a further consideration would then come into play. Any such repayment to the husband would be subject to the wife’s right to show, and, thus, to Mr. Mahlowitz’s right to show on her behalf, that her retention of the benefits of the husband’s payment to Mr. Mahlowitz does not constitute unjust enrichment. See Restatement § 74. It appears, for example, that a portion of the payment was designed to cover the wife’s attorney’s fees resulting from the husband’s contumacious conduct. See Hennessey v. Sarkis, 54 Mass. App. Ct. 152, 156-157 (2002). As noted earlier, another portion of the fee may have been awarded under G. L. c. 208, § 38, a statute that is not predominantly success driven but is instead designed to level the playing field and allow both sides access to capable legal representation in divorce litigation. See Kindregan & Inker, Family Law and Practice § 6.1 (1996); Nelon v. Nelon, 329 Mass. 643 (1953); Kelly v. Kelly, 374 Mass. 826, 827 (1978); Brash v. Brash, 407 Mass. 101, 107 (1990) ; Peterson v. Peterson, 30 Mass. App. Ct. 932, 934 (1991) . See also G. L. c. 208, § 17. Repayment of portions of the fee awarded under either theory would appear not to be necessary in order to avoid the wife’s unjust enrichment and, if so, Mr. Mahlowitz’s retention of such portions of the fee award would likewise not be inequitable.²³

V. Conclusion. We do not suggest that the aforesaid considerations on remand are necessarily exhaustive. There may well be other pertinent factors suggested in the cases that the judge may consider in determining whether Mr. Mahlowitz will be unjustly enriched if permitted to retain the court-awarded fees. The order requiring Mr. Mahlowitz to repay the husband $31,075²⁴ is vacated and the matter is remanded for further proceedings not inconsistent with this opinion.

So ordered.

2 Though listed on the Appeals Court docket sheet as a party, the wife did not file a brief in this appeal.

3 Mr. Mahlowitz, listed on the Appeals Court docket sheet as an intevenerappellant, was belatedly added as a plaintiff to the proceedings by the motion judge, sua sponte, when hearing the husband’s postappeal restitution request.

4 Pursuant to his complaint for modification, the husband’s alimony obligation was reduced by half. See note 6, infra.

5 General Laws c. 208, § 38, as appearing in St. 1933, c. 288, states:

“In any proceeding under this chapter, whether original or subsidiary, the court may, in its discretion, award costs and expenses, or either, to either party, whether or not the marital relation has terminated. In any case wherein costs and expenses, or either, may be awarded hereunder to a party, they may be awarded to his or her counsel, or may be apportioned between them.” '

General Laws c. 215, § 34A, fourth par., inserted by St. 1982, c. 282, effective October 6, 1982, reads as follows:

“In entering a judgment of contempt for failure to comply with an order or judgment for monetary payment, there shall be a presumption that the plaintiff is entitled to receive from the defendant, in addition to the judgment on monetary arrears, all of his reasonable attorney’s fees and expenses relating to the attempted resolution, initiation and prosecution of the complaint for contempt. The contempt judgment so entered shall include reasonable attorney’s fees and expenses unless the probate

judge enters specific findings that such attorney’s fee and expenses shall not be paid by the defendant.”

6 Following the vacation of the judgment, the judge consolidated for hearing the wife’s complaints for division of marital assets and contempt and the parties’ respective complaints for modification as to alimony. The judgment as to the division of assets contained the counsel fee award while the judgment as to the husband’s contempt neither specifically discussed nor awarded fees. At the time the judgments entered, the court had before it Mr. Mahlowitz’s motion, as amended, for counsel fees, based upon his representation of the wife in all of the aforesaid proceedings. In awarding counsel fees, the judge cited Brash v. Brash, 407 Mass. 101, 106 (1990), and Grubert v. Grubert, 20 Mass. App. Ct. 811, 819-820 (1985), and stated: “As a result of the defendant’s fraudulent conduct and continuous obstructive behavior to discovery, the unraveling of the defendant’s financial affairs was extremely difficult and therefore required considerable expense and effort by the attorney for the plaintiff. Hence the court has granted plaintiff’s counsel the sum of $30,000 as a contribution towards plaintiff’s counsel fees.” The judge’s stated rationale suggests that the fees were largely awarded pursuant to G. L. c. 208, § 38, but the matter is not free from doubt.

7 The scope of the hearing was expressly limited by the motion judge to determining “(a) whether the husband paid fees to Attorney, and, if so, how much; (b) whether the payment included interest and, if so, how much; (c) whether any amount was repaid; (d) whether Attorney shall be ordered to repay the award, all or in part; (e) if so, whether interest is applicable; and (f) if so, the rate and amount of interest.”

8 The circumstances here being sui generis, we note that an appeal taken from an award of counsel fees should ordinarily be explicitly stated.

9 While the equities of the husband’s case for restitution against the wife may well have weighed strongly in his favor, involving as it did the original parties to the underlying proceedings, the result as to the wife was nonetheless not an inevitability. See Keller II, supra; Heron v. Heron, supra. The fact that the wife had filed for bankruptcy protection might well have affected the equities of the situation as between the two parties; indeed, the bankruptcy filing could have raised some concern as to whether the requested restitution might result in the wife becoming a ward of the public. See Heron v. Heron, 428 Mass. at 542 n.4. Because the matter is not raised by any party on appeal, we also prescind from any consideration of the propriety of adjudicating the husband’s motion in the face of the wife’s docketed suggestion of bankruptcy absent any indication that relief from the presumed automatic stay of proceedings had first been obtained.

10 Given our disposition of this matter, we do not address the constitutional issue that Mr. Mahlowitz asserts.

11 In Keller v. O’Brien, 420 Mass. 820, 821 (1995) (Keller I), the court vacated the Probate Court’s dismissal of the husband’s complaint for modification, holding for the first time that remarriage, in the absence of an agreement to the contrary, is a prima facie change of circumstances that terminates alimony obligations absent proof of some extraordinary circumstances. The Probate Court’s “erroneous judgment” reversed in Keller I was technically not an order to pay alimony but the dismissal of the husband’s complaint seeking to terminate or modify the pre-existing order requiring the payment of alimony.

12 Restitution had only been awarded in Massachusetts in cases “where a party has been unjustly enriched because of the breach of some duty, a violation of trust, bad faith, or fraud.” Keller II, supra at 779.

13 As is further noted in this regard in the Restatement (Third) § 18 comment e: “Some courts assert an equitable discretion to grant or withhold restitution upon the reversal or avoidance of a judgment, while others declare that restitution is available to the judgment debtor as a matter of right. The conflict on this point is more apparent than real. The claim of the judgment debtor is valid only to the extent of any unjust enrichment, as described in this Comment.”

14 Where the judgment was reversed on appeal because of a newly promulgated rule, it is also relevant whether retroactive application of the new rule would be consistent with equity. See Keller II, supra at 782. However, the Reporter of the Restatement (Third) § 18 comment g observed:

“Rather than enter the thicket of ‘prospective application,’ it is easier to consider that Keller v. O’Brien recognized an affirmative defense of change of position on the part of the former wife. The majority opinion emphasized the ‘devastating financial impact’ on the defendant of a res-titutionary liability that it characterized as ‘wholly unexpected’ and virtually unforeseeable, notwithstanding the pendency of the appeal on the issue of the former husband’s liability.”

15 See Restatement (Third) § 18 comment a (“Where the issue in restitution is still between the original parties to the underlying proceedings, the remedy for a successful restitution claim is relatively straightforward. In some circumstances, however, the remedy in restitution will turn on the availability of relief against third parties”).

16 Illustration 20 under this comment states:

“A obtains a valid judgment against B for $3,000. B pays the amount of the judgment to C, A’s attorney. At A’s direction C expends $1,000 to satisfy A’s creditors and retains $2,000 as compensation for his services in this suit and in previous ones. Upon reversal of the judgment, B is not entitled to restitution from C.”

17 The relevant illustrations to comment k are:

“27. A obtains a judgment against B for $2,000. B pays the $2,000 to A who pays it to C, for whom A is trustee with respect to the subject matter of the action. Upon reversal of the judgment, B is entitled to

restitution from C.”

“28. A, an administrator, obtains a judgment against B for $3,000. B pays A the amount of the judgment which A distributes among the next of kin of the deceased. The judgment is reversed. B is entitled to restitution of the amount received by each of the next of kin.”

See also illustration 25 to comment j:

“25. A obtains a judgment against B. Execution is levied upon B’s land and at the execution sale it is purchased by A. A transfers title of the land to C who pays value, although knowing that an appeal is pending. The judgment is reversed. B is not entitled to restitution from C.”

18 In the case of In re Marriage of Mason, supra (Mason), which has certain factual similarities to the case at bar, the wife’s attorney in a divorce action was ordered to return a fee award, even though he neither represented the spouse on appeal nor was appended formally as a party to the action. See Baker v. Baker, supra (ordering restitution from spouse’s former attorney). The Mason court thought comment k more apt than comment h given its view that, under its rules of appellate procedure, a party is entitled to restitution as a matter of right against persons who received a benefit from an order that was reversed. Id. at 691-692 & n.l. We do not think Mason apposite, however, because there is no such analog in our rules. See Keller II, 425 Mass. at 781 (“While we have not done so, some courts have ordered restitution where a judgment has been reversed after a party has been ordered by a court to make payment to another, and the judgment has been paid”) (emphasis added). We note, too, that the Mason court was apparently unaware of decisional law such as Wall v. Johnson, supra, and Munitz v. Munitz, supra, and relied instead upon cases that factually are quite distinguishable. See Bruns v. Mattocks, supra (fee paid under protest); Transamerica Ins. Group v. Adams, supra (contingency fee arrangement).

19 See note 12, infra.

20 Different considerations may well apply when the attorney receives the payment from his or her own client but the client pays out of the proceeds of a judgment subsequently vacated.

21 It bears repeating that the wife has already been found liable in restitution to the husband for, inter alla, the legal fees he paid on her behalf to Mr. Mahlowitz. To the extent that the husband shows that he has been unable to recover from her the full amount of payment made for legal fees, he may seek payment from Mr. Mahlowitz, the relevant third party.

22 Questions surrounding the equity of Mr. Mahlowitz’s retention of the fee paid by the husband cannot be resolved solely by examining our memorandum and order pursuant to rule 1:28, the appellate briefs, or the concessions made on appeal by successor counsel to the wife. It seems largely undisputed that Mr. Mahlowitz did not participate in the wife’s appellate strategy and had no role either in determining to forswear a cross appeal or in shaping the arguments to make or forego in briefs and at oral argument. The question of whether Mr. Mahlowitz had a good faith, nonfrivolous basis for initially bringing and then maintaining the postjudgment proceedings should be squarely confronted upon remand on the basis of such broader relevant evidence as may be proffered by the husband and Mr. Mahlowitz.

23 Analysis and fact-finding in (his difficult area would be aided immeasurably if the judge had described the basis for the fee award and the considerations underlying it at the time he made the award itself.

24 That Mr. Mahlowitz has complied with the motion judge’s order and repaid the fee to the husband during the pendency of this appeal (which fee the husband had paid before to Mr. Mahlowitz during the pendency of the first appeal) adds an interesting wrinkle. Because a domestic relations fee award is not automatically stayed pending appeal, however, it is a wrinkle likely to be peculiar to divorce situations. Compare Mass.R.Civ.P. 62 with Mass.R.Dom. Rel.P. 62 and Brash v. Brash, supra at 106. Assuming without deciding that, on remand, the judge will order the husband to repay any monies to Mr. Mahlowitz, the husband’s liability in restitution, as a party to the proceedings, is straightforward. See supra at 875-876. Of course, the husband may in that eventuality assert such affirmative defenses as are available to him. See Keller II.