Courtway v. Carnahan

985 S.W.2d 350, 14 I.E.R. Cas. (BNA) 1140, 1998 Mo. App. LEXIS 1176, 1998 WL 326678
CourtMissouri Court of Appeals
DecidedJune 23, 1998
DocketNo. WD 54402
StatusPublished

This text of 985 S.W.2d 350 (Courtway v. Carnahan) is published on Counsel Stack Legal Research, covering Missouri Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Courtway v. Carnahan, 985 S.W.2d 350, 14 I.E.R. Cas. (BNA) 1140, 1998 Mo. App. LEXIS 1176, 1998 WL 326678 (Mo. Ct. App. 1998).

Opinion

EDWIN H. SMITH, Judge.

The appellants, fifty-eight named former Missouri Department of Revenue fee office agents who were appointed pursuant to § 136.0501, appeal the circuit court’s judgment denying their petition for declaratory judgment and injunctive relief on their claim of unlawful termination of their fee agent contracts. In their sole point on appeal, the appellants claim that the circuit court erred in denying their petition because the termination of their fee agent contracts violated [351]*351their rights under the First and Fourteenth Amendments to the United States Constitution and Article I, Sections 8 and 9 of the Constitution of the State of Missouri, which guarantee freedom of speech and association, in that there was not substantial evidence to support a finding by the circuit court that “political affiliation [was] an appropriate requirement for the effective performance of the duties of Department of Revenue fee office agents.”

We affirm.

Facts

Shortly after The Honorable Mel Carna-han, a Democrat, was elected Governor of Missouri in late 1992, but before he took office, the appellants, all Republicans, filed a four-count petition in the Circuit Court of Cole County, Missouri, wherein they sought, inter alia, a declaration that the First and Fourteenth Amendments to the United States Constitution and Article I, Sections 8 and 9 of the Constitution of the State of Missouri protected them from the termination of, or interference with, their fee office agent contracts with the Missouri Department of Revenue (DOR) on the basis of their political affiliation. The petition also sought a preliminary and permanent injunction enjoining the named defendants, the Honorable John Ashcroft, the then Governor of Missouri; Raymond Wagner, the then Director of Revenue; and their successors in office from terminating or interfering with their positions as fee agents on the basis of their political affiliation. After Governor Carna-han was sworn-in as governor, he was substituted as a named defendant for Mr. Ashcroft. Likewise, in 1993, after Janette M. Lohman was appointed the Director of Revenue (the Director) by Governor Carnahan, she was substituted as a named defendant for Mr. Wagner.

The appellants’ request for a preliminary injunction was denied. Shortly thereafter, appellants were terminated. They were replaced by new agents appointed by the Director at the direction of Governor Carnahan.

The case at bar proceeded to trial on January 14 and February 10, 1997, before the Honorable Thomas J. Brown, III. At trial, the appellants offered into evidence excerpts from the deposition of DOR officer Richard Lamb, answers to interrogatories prepared by the Director, and the testimony of two of the appellants. The respondents offered into evidence additional excerpts from the deposition of Mr. Lamb and excerpts from the deposition of Roy Temple, the former Chief of Staff for Governor Carnahan.

The evidence was that fee agents, appointed pursuant to § 136.055, are not required to personally operate their offices, but may hire their own employees and delegate office operations to them. They select their own office locations and pay their own operating expenses without any reimbursement from the State. They are not compensated by tax dollars, but by collecting statutorily authorized fees. They are not subject to the civil service code, and thus, are not required to cease their political activities once they are appointed. Historically, they have been viewed, by some, as ambassadors and agents of the Governor.

On March 3, 1997, the trial court entered its findings of fact and conclusions of law granting judgment to the respondents declaring that the appellants could be terminated on the basis of their political affiliation without violating their constitutional rights, finding that “political affiliation [was] an appropriate requirement for the effective performance of the duties of Department of Revenue fee office agents.” The appellants appealed the judgment to the Supreme Court of Missouri on the basis that the case involved constitutional issues. On May 27, 1997, the Supreme Court of Missouri transferred the case to this court pursuant to Article V, Section 11 of the Constitution of the State of Missouri, because the issue presented on appeal involved neither the validity of a statutory or constitutional provision or the title to any state office.

Standard of Review

In a declaratory judgment action wherein an injunction is also sought, the judgment entered by the trial court will be affirmed unless: (1) there is no substantial evidence to support it; (2) it is against the [352]*352weight of the evidence; or, (3) it erroneously declares or applies the law. Hills v. Greenfield Village Homes Ass’n, Inc., 956 S.W.2d 344, 348 (Mo.App.1997).

I.

In their sole point, the appellants claim that the circuit court erred in denying their petition because the termination of them fee agent contracts violated their rights under the First and Fourteenth Amendments to the United States Constitution and Article I, Sections 8 and 9 of the Constitution of the State of Missouri, which guarantee freedom of speech and association, in that there was not substantial evidence to support a finding by the circuit court that “political affiliation [was] an appropriate requirement for the effective performance of the duties of Department of Revenue fee office agents.” We disagree.

The United States Supreme Court has classified governmental terminations of public employees into two general factual scenarios: (1) if the employee is terminated solely on account of his political affiliation, it is classified as a “patronage dismissal” case; and, (2) if the employee’s termination is based at least in part on an element of speech, it is classified as a “Pickering”2 case. These classifications are significant in that they provide the appropriate legal tests to be used in determining whether the terminations in question here violated the asserted constitutional rights of the appellants. The parties agree, as do we, that the case at bar is a “patronage dismissal” case. As such, we will review the appellants’ terminations as “patronage dismissals” to determine if the record supports the decision of the trial court in upholding them as lawful.

Generally, patronage dismissals of public employees are held to be violative of the rights granted to them by the First and Fourteenth Amendments of the United States Constitution. Elrod v. Burns, 427 U.S. 347, 96 S.Ct. 2673, 49 L.Ed.2d 547 (1976); Branti v. Finkel, 445 U.S. 507, 100 S.Ct. 1287, 63 L.Ed.2d 574 (1980); Sweeney v. Bond, 519 F.Supp. 124 (1981). However, in this respect, these constitutional rights are not absolute, and may be curtailed for interests of vital importance, the burden of proving the existence of which rests upon the government. Elrod, 427 U.S. at 348, 96 S.Ct. 2673.

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Related

Elrod v. Burns
427 U.S. 347 (Supreme Court, 1976)
Branti v. Finkel
445 U.S. 507 (Supreme Court, 1980)
O'Hare Truck Service, Inc. v. City of Northlake
518 U.S. 712 (Supreme Court, 1996)
Sweeney v. Bond
519 F. Supp. 124 (E.D. Missouri, 1981)
State Ex Rel. Mitchell v. City of Sikeston
555 S.W.2d 281 (Supreme Court of Missouri, 1977)
Hills v. Greenfield Village Homes Ass'n
956 S.W.2d 344 (Missouri Court of Appeals, 1997)

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Bluebook (online)
985 S.W.2d 350, 14 I.E.R. Cas. (BNA) 1140, 1998 Mo. App. LEXIS 1176, 1998 WL 326678, Counsel Stack Legal Research, https://law.counselstack.com/opinion/courtway-v-carnahan-moctapp-1998.