County of Barnstable v. Commonwealth

661 N.E.2d 47, 422 Mass. 33, 1996 Mass. LEXIS 33
CourtMassachusetts Supreme Judicial Court
DecidedFebruary 9, 1996
StatusPublished
Cited by8 cases

This text of 661 N.E.2d 47 (County of Barnstable v. Commonwealth) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
County of Barnstable v. Commonwealth, 661 N.E.2d 47, 422 Mass. 33, 1996 Mass. LEXIS 33 (Mass. 1996).

Opinion

Greaney, J.

On September 25, 1990, eleven counties and the town of Nantucket filed this action in the Supreme Judicial Court for Suffolk County pursuant to G. L. c. 211, § 3 (1994 ed.). The counties sought a judgment requiring the Commonwealth to pay them the full amount of contract rent for leased courthouse buildings, despite the lack of appropriated funds sufficient to do so. A single justice of this court denied the requested relief and ordered the case transferred pursuant to G. L. c. 211, § 4A (1994 ed.), to the Superior Court. On the counties’ appeal, we affirmed the order of the single justice, and we directed the Superior Court to compile a record and to make findings on specified factual issues. County of Barnstable v. Commonwealth, 410 Mass. 326 (1991) (Barnstable I).

Following the transfer of the case to the Superior Court, the parties and the judge determined that it was not feasible to develop a record with respect to each county. They agreed instead to develop a record for two counties only, Bristol County and Norfolk County (Bristol and Norfolk) “on the understanding that the remaining plaintiff counties would be free to pursue further relief following and guided by the appellate disposition of the claims raised by Bristol and Norfolk.” The parties also agreed to use fiscal year 1991 (FY 1991) as a test year,2 and they proceeded to compile a record concerning the financial condition of the two counties for that year. A judge in the Superior Court considered the record that was ultimately developed,3 and entered a comprehensive and thorough 140-page memorandum of decision (as amend[35]*35ed), in which she concluded that Bristol and Norfolk had proved, on the basis of FY 1991 test year data with adjustments, that there was no potential source of funding to maintain their courthouse facilities at the level called for in their respective leases.

The case was subsequently retransferred to the Supreme Judicial Court for Suifolk County where a single justice reported to the full court the correctness of rulings made by the judge which were challenged by the parties and certain questions that needed consideration if we sustained the judge’s conclusions that Bristol and Norfolk had proved their initial claims. We consider the report as bringing the whole case before us and as raising essentially questions of law for this court to decide. See Aime v. Commonwealth, 414 Mass. 667, 675 n.11 (1993). We shall first summarize the background provided by the Barnstable I decision, and the decision reached by the judge. We shall next conclude, contrary to the judge, that Bristol and Norfolk have not proved that they currently lack available resources which, when combined with rent that has been appropriated, leave them unable to maintain and service their courthouse facilities at the levels required by the leases. Finally, we shall comment on the difficulties inherent in seeking a solution to the problems posed by the case by means of continuing litigation, and, while leaving the litigation pending if further resort to it is needed, we shall address alternative approaches that might more appropriately resolve this stubborn controversy.

1. Background. In Barnstable I, we considered the statutory provisions governing the operation of county owned courthouses. As a result of the Court Reorganization Act of 1978, St. 1978, c. 478, courthouse space is leased by the counties to the Commonwealth at an amount of rent which is “equitably established taking into account the cost of maintenance, repairs, utilities and the annual debt service provided [36]*36or paid by [each] county.” G. L. c. 29A, § 4 (1992 ed.).4 We construed the statutory scheme as requiring the counties to fund courthouse maintenance and related obligations to the extent that the Legislature failed to appropriate sufficient funds to pay the rent specified in the leases. Barnstable I, supra at 331-332, 335. We held that the Legislature has the power to impose such an obligation on the counties because the latter exist at the will of the Legislature, id. at 330-331, 335, and we concluded that the Commonwealth’s acknowledged failure to pay the full amount of the equitable rent established under G. L. c. 29A, § 4, and the governing leases, gave the counties no right to relief.

Despite these limitations on the counties’ rights, we went on to indicate that we would consider a narrow constitutionally based claim which each county could pursue, if it chose to do so, “on behalf of the judiciary.” Barnstable I, supra at 327. This claim would present a constitutional challenge to the operation in that county of the legislative scheme for courthouse financing (namely, “rental reimbursement from the Commonwealth backed by the residual duties of the counties,” id. at 332) as failing to provide funds sufficient “to maintain a minimally adequate court system.” Id. at 330.

This theory, we indicated, would depend on each county’s inability, despite its “exhaustion of all] available resources,” id. at 334, to fund the difference between the reimbursement [37]*37it receives and the expenditures necessary for the particular facilities and services that are “essential to the fulfillment of the courts’ obligations under the Constitution.” Id. at 333. Thus, under this theory, although a shortfall in rent paid as compared to the contract rent has no particular legal significance, a shortfall between all of a county’s available resources, including rent paid, and the costs of maintaining required facilities and services, might provide an occasion for exercise by the judiciary of its inherent powers. See O’Coin’s, Inc. v. Treasurer of the County of Worcester, 362 Mass. 507 (1972). Because the record did not provide the facts necessary to evaluate the theory, we could not address it.

We also proceeded to identify two questions to be examined before the constitutional claim could be considered. First, whether any particular county’s “available resources, combined with the rent appropriated by the Legislature, are insufficient to maintain and service the facilities occupied by the judicial branch at the contract level.” Barnstable I, supra at 333. Second, if such an insufficiency is found, “which expenditures for county facilities and related services are essential to the fulfillment of the court’s constitutional responsibilities.” Id. at 334.

We directed the Superior Court to make findings on the first question, placing the burden of proof on the counties to establish any claimed insufficiency. Id. at 333. We identified a list of potential available resources to be considered as to each county, including “any general unappropriated balance,” the “Capital Improvement Fund,” the “Reserve Fund,” the “Deeds Excise Fund,” “possible savings in the discretionary areas of the budget,” “additional borrowing capacity,” and “additional levy capacity.” Id. at 334. Only if a particular county met its burden of proof would the case proceed to the issue of which facilities are constitutionally required. We reserved the latter question to this court, id., but directed the Superior Court to compile certain factual information concerning the question. Id. at 334-335.

2. The Superior Court decision.

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Bluebook (online)
661 N.E.2d 47, 422 Mass. 33, 1996 Mass. LEXIS 33, Counsel Stack Legal Research, https://law.counselstack.com/opinion/county-of-barnstable-v-commonwealth-mass-1996.