Cottrell v. Shafer

97 F.2d 121, 25 C.C.P.A. 1171, 1938 CCPA LEXIS 109
CourtCourt of Customs and Patent Appeals
DecidedMay 31, 1938
DocketNo. 3921
StatusPublished
Cited by3 cases

This text of 97 F.2d 121 (Cottrell v. Shafer) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cottrell v. Shafer, 97 F.2d 121, 25 C.C.P.A. 1171, 1938 CCPA LEXIS 109 (ccpa 1938).

Opinion

Jackson, Judge,

delivered tlie opinion of the court:

In this interference proceeding Cottrell, the junior party, appeals from a decision of the Board of Appeals of tlie United States Patent Office, affirming a decision of tlie Examiner of Interferences which awarded priority to the sénior party Shafer. Appellant is a patentee, whose patent, No. 1,970,841 ivas granted August 21, 1934, on an application, serial No. 642,094, filed November 10, 1932, which was a division of an application, serial No. 634,747, filed September 24, 1932. The application of appellee, serial No. 600,398, was filed March 22, 1932.

Appellant alone took testimony. Both parties filed preliminary statements. Although the preliminary statement of appellee does not appear in the record, the Examiner of Interferences, in his decision, says that—

In his preliminary statement, Shafer states that the invention defined in counts 8, 9 and 34 was constructively reduced to practice by the filing of his application Serial No. 587,036 on January'16, 1932. * * «•

Accordingly, we accept as a fact that the preliminary statement of appellee was duly filed and that the dates set forth by the Examiner of Interferences are correct.

Appellant, in his preliminary statement, alleged conception of the invention on February 2,1931, and its constructive reduction to practice on September 24, 1932, the date of filing his parent application previously mentioned.

Appellee, having filed his application more than six months prior to the filing of the application in the parent case of appellant., is the senior party, and the burden of proving priority by a preponderance of the evidence rests upon appellant.

The counts before us, in accordance with the reasons of appeal, are 1 to 9, inclusive, 13 to 21, inclusive, and 34.

Count 1 is illustrative and reads as follows:

1. In a car truck, the combination of tension and compression members, spaced integral connecting columns forming a window with said tension and compression members, said tension member having a spring housing disposed below said window, said housing having spaced seats therein fixed with respect thereto and being slotted for communication with said window, spring means supported on said seats, a load carrying member supported .on coil springs in said window and provided with a member extending through the slot and in engagement with said spring means, said spring means being of different character than said coil springs and operating in the same direction as said coil springs.

[1173]*1173The subject matter of the counts relates to specific features in the construction of trucks used on railway cars, to the specific manner in which coil and semielliptical leaf springs are mounted in the side frame of the truck, and to the wTay in which the springs are related to the bolster which is the load-carrying member. The object of the invention is to provide a truck which gives good riding qualities to the car.

The Examiner of Interferences and the Board of Appeals both held that appellee is entitled to conception of the invention and its constructive reduction to practice for counts 8, 9, and.84, as of Jan-' nary 16, 1932, the filing date of his aforesaid prior application, and they also held that, as to all the other counts, appellee is entitled to conception and constructive reduction to practice on March 22, 1932, the date of his present application. These holdings are not disputed by appellant.

Both tribunals below held that, on the counts before us, appellant proved his date of conception as early as December 12, 1931, and constructive reduction of the invention to practice on September 24, 1932, the date of filing his aforesaid prior application. These holdings are not disputed by appellee..

The only question presented for decision is whether appellant has shown diligence in reducing his invention to practice from a time just prior to January 16, 1932, up to September 24, 1932, in the case of counts 8, 9, and 34, and from a time just prior to March 22, 1932, up to September 24, 1932, on the rest of the counts before us.

Appellant is a mechanical engineer and assistant to the chief mechanical engineer of American Steel Foundries, appellant’s as-signee. The record discloses that on December 12, 1931, complete patent sketches had been made by appellant, but that no steps were taken to prepare an application for patent before September 1932.

It appears that during this time appellant’s assignee was busy conducting a series of expensive and elaborate road tests with various car trucks, many of which embodied coil and elliptical spring combinations. In all there were one hundred tests made, but in not a single instance did any of the devices tested conform to the counts of this interference. There is no contention on the part of appellant that they did.

When questioned as to what was done with the patent sketches, appellant’s superior answered as follows:

At that time we had a considerable number of novel truck constructions and spring systems under consideration and were engaged in testing some of them. I decided that these drawings would be kept under consideration during those tests which were being conducted to determine the merits of some of these principles involved in these constructions here, and that when these tests had gone [1174]*1174far enough, if we coulcl appraise the value of some of the principles involved we would he able to decide whether patent application should be made.

Appellant contends that the tests made by his assignee include a reduction to practice of the “principle” of his construction. By this contention it appears that appellant means that tests were made which involved bolster support by coil and leaf springs, and in which construction coil and elliptic springs act in parallel, the deflection of the coils being matched by the deflection on the elliptic.

Appellant admitted that none of the constructions shown on his patent sketches were actually tested.

We are of opinion that the tests made were insufficient to constitute diligence in reduction to practice. They all concerned the varying riding effects produced by different arrangements of leaf and coil springs set in different kinds of trucks. No truck used in the tests met the construction shown in counts 8, 9, and 34, which are drawn to truck structure alone with the springs excluded. No construction as described in these counts was attempted by appellant or his assignee during the critical period.

It appears from the record that appellant’s assignee was not interested in making and testing constructions based on appellant’s idea, but was particularly concerned in the relative proportions of leaf and coil springs to the end that it sought a truck which would enable a railroad car to ride with comparative smoothness. We can see no “principle” shown by the said tests other than that in trucks, different from those described in the counts, leaf and coil springs in certain arrangement and proportion in certain of the trucks would produce a better result than in different arrangements and proportions in others of the trucks.

There is no limitation of spring proportion, however, in the invention defined by the counts; hence it was not necessary to experiment on proportions to be certain of the merits of the truck covered by the counts.

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Bluebook (online)
97 F.2d 121, 25 C.C.P.A. 1171, 1938 CCPA LEXIS 109, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cottrell-v-shafer-ccpa-1938.