Cottingham v. Hhs

CourtCourt of Appeals for the Federal Circuit
DecidedAugust 19, 2020
Docket19-1596
StatusPublished

This text of Cottingham v. Hhs (Cottingham v. Hhs) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cottingham v. Hhs, (Fed. Cir. 2020).

Opinion

Case: 19-1596 Document: 36 Page: 1 Filed: 08/19/2020

United States Court of Appeals for the Federal Circuit ______________________

SUSAN COTTINGHAM, ON BEHALF OF HER MINOR CHILD, K.C., Petitioner-Appellant

v.

SECRETARY OF HEALTH AND HUMAN SERVICES, Respondent-Appellee ______________________

2019-1596 ______________________

Appeal from the United States Court of Federal Claims in No. 1:15-vv-01291-MCW, Senior Judge Mary Ellen Cos- ter Williams. ______________________

Decided: August 19, 2020 ______________________

ANDREW DOWNING, Van Cott & Talamante, PLLC, Phoenix, AZ, argued for petitioner-appellant.

VORIS EDWARD JOHNSON, JR., Vaccine/Torts Branch, Civil Division, United States Department of Justice, Wash- ington, DC, argued for respondent-appellee. Also repre- sented by ETHAN P. DAVIS, C. SALVATORE D'ALESSIO, CATHARINE E. REEVES. ______________________ Case: 19-1596 Document: 36 Page: 2 Filed: 08/19/2020

Before REYNA, WALLACH, and HUGHES, Circuit Judges. REYNA, Circuit Judge. Petitioner-Appellant Susan Cottingham filed an appli- cation for attorneys’ fees and certain litigation costs in- curred in connection with Cottingham’s claim for compensation under the National Vaccine Injury Compen- sation Program. The Special Master denied the applica- tion, and the United States Court of Federal Claims affirmed the denial. Because the Special Master abused his discretion in denying attorneys’ fees and costs, we va- cate and remand. BACKGROUND A. Vaccine Act Petition On October 30, 2015, Susan Cottingham, on behalf of her then minor daughter, K.C., filed a petition for compen- sation under the National Vaccine Injury Compensation Program, 42 U.S.C. § 300aa-10, (“Vaccine Act”). The peti- tion alleged that K.C. suffered various physical injuries that were caused by a Gardasil® vaccination she received on July 5, 2012, for the prevention of human papilloma vi- rus (“HPV”). Gardasil® is an FDA-approved vaccine indicated for prevention of numerous “diseases” including HPV. See J.A. 37–59 at 37 (Gardasil® package insert). Gardasil’s® pack- age insert identifies several potential adverse reactions as- sociated with its administration, including headache, dizziness, and syncope. J.A. 40–45. HPV Vaccines are included on the Vaccine Act’s vac- cine injury table as of February 1, 2007. 42 C.F.R. § 100.3(e)(7). At the time of petition in October 2015, the Vaccine Injury Table specified no conditions or onset times Case: 19-1596 Document: 36 Page: 3 Filed: 08/19/2020

COTTINGHAM v. HHS 3

for the HPV vaccine. See HHS Vaccine Injury Table, 42 C.F.R. § 100.3(a). 1 The record indicates that Cottingham first contacted counsel about K.C.’s injuries on May 15, 2015. For the next five months, counsel gathered K.C.’s medical records. Counsel also secured an affidavit from K.C. on October 28, 2015. J.A. 32–34. In the affidavit, K.C. declared that she began experiencing the initial symptoms of her alleged vac- cine injuries approximately four months after she received the Gardasil® vaccine. J.A. 32. Based on the date that K.C. reported first experiencing symptoms, counsel concluded that the three-year statute of limitations to file a Vaccine Act claim would potentially run on November 1, 2015, and filed Cottingham’s petition on October 30, 2015, before the U.S. Court of Federal Claims (“Claims Court”). The Claims Court appointed a special master to consider the claim. See J.A. 69. The petition alleged that K.C.’s July 5, 2012, vaccina- tion caused her to experience: (1) chronic headaches that began on November 1, 2012; (2) two episodes of fainting, one on March 29, 2013, and one on May 23, 2013; and (3) menstrual difficulties starting in “the latter part of 2013.” J.A. 6–7, J.A. 96–99. By March 15, 2016, Cottingham’s counsel obtained and filed relevant medical records. K.C.’s medical records

1 In 2017, three conditions for the vaccine were added to the Vaccine Injury Table: anaphylaxis with onset in less than four hours; shoulder injury with onset in less than 48 hours, and vasovagal syncope with onset in less than 1 hour. HHS Vaccine Injury Table, 42 C.F.R. § 100.3 (2017). These conditions do not apply to Cottingham’s pe- tition, however, because they apply to petitions filed on or after February 21, 2017. HHS Vaccine Injury Table, 42 C.F.R. § 100.3(e) (2017). Case: 19-1596 Document: 36 Page: 4 Filed: 08/19/2020

consist of numerous medical-examination reports detailing K.C.’s medical history. J.A. 35, 36, 60, 61, 62, 63–67. For example, on November 30, 2012, K.C. complained of head- aches “off and [on] all week.” J.A. 35. On January 31, 2013, K.C. again reported a headache. J.A. 61. On March 29, 2013, K.C. reported dizziness, syncope, and headache. J.A. 62. On May 23, 2013, K.C. complained of syncope and headache. J.A. 63–65. On July 25, 2013, K.C. reported ex- periencing “several episodes of dizziness and passing out.” J.A. 36. And in May 2015, K.C.’s medical reports document a chief complaint of amenorrhea, that K.C. “ha[d] not had a period in [four months]” and another report of K.C. “not [having] a menstrual cycle in [six] months.” J.A. 60, 66– 67. K.C.’s May 14, 2015, medical report documents K.C.’s mother’s “concern[] that the Gardasil series may have had something to do with the recent changes noted in [K.C.’s] menstrual cycle.” J.A. 60. During a March 2016 status conference with the Spe- cial Master, counsel for the Appellee Secretary of Human Health and Services (“Secretary”) “noted that reasonable basis for bringing the case may not be present for [Cotting- ham].” In response, Cottingham’s counsel requested addi- tional time to seek and obtain expert opinion to support the claim. The Special Master granted Cottingham’s request. Between April and October 2016, Cottingham’s counsel contacted two different experts. See J.A. 2. Neither expert provided a favorable opinion, and Cottingham was unable to submit an expert opinion supporting her claim. See id., J.A. 107. On October 7, 2016, Cottingham’s counsel filed a motion to dismiss the petition, and on October 13, 2016, the Special Master issued a decision denying entitlement to compensation. B. Attorneys’ Fees and Costs On October 26, 2016, Cottingham’s counsel filed an ap- plication for attorneys’ fees and litigation costs in the amount of $11,468.77 that were incurred in connection Case: 19-1596 Document: 36 Page: 5 Filed: 08/19/2020

COTTINGHAM v. HHS 5

with bringing the petition for Vaccine Act compensation. See 42 U.S.C. § 300aa-15(e)(1). The question of attorneys’ fees and costs garnered three distinct decisions by the Spe- cial Master, each reviewed by the Claims Court, which twice remanded back to the Special Master. We review each of the Special Master’s decisions in turn. First, on March 30, 2017, the Special Master issued a decision denying fees and costs on grounds that the vaccine claim lacked a reasonable basis. The Special Master found that “the medical records included ‘no evidence to support the petition’s vaguely asserted claims that the HPV vac- cination caused K.C.’s headaches, fainting, or menstrual problems’ and that [Cottingham] did not present an opin- ion from a retained expert supporting the contention that a vaccination harmed K.C.” J.A. 2–3.

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