Cortes-Irizarry v. Corporacion

CourtCourt of Appeals for the First Circuit
DecidedApril 17, 1997
Docket96-1894
StatusPublished

This text of Cortes-Irizarry v. Corporacion (Cortes-Irizarry v. Corporacion) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cortes-Irizarry v. Corporacion, (1st Cir. 1997).

Opinion

UNITED STATES COURT OF APPEALS UNITED STATES COURT OF APPEALS FOR THE FIRST CIRCUIT FOR THE FIRST CIRCUIT

No. 96-1894

RAFAELA CORT S-IRIZARRY,

Plaintiff, Appellant,

v.

CORPORACI N INSULAR DE SEGUROS, ET AL.,

Defendants, Appellees.

APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF PUERTO RICO

[Hon. Salvador E. Casellas, U.S. District Judge]

Before

Torruella, Chief Judge,

Coffin, Senior Circuit Judge,

and Selya, Circuit Judge.

David Efron, with whom Kevin G. Little was on brief, for

appellant. Elisa M. Figueroa B ez, with whom Law Offices of Sigrid

Lopez Gonzalez was on brief, for appellees.

April 16, 1997

SELYA, Circuit Judge. Plaintiff-appellant Rafaela SELYA, Circuit Judge.

Cort s-Irizarry (Cort s), suing on behalf of her minor child,

Rafael Jos Mu iz Cort s (Jos ), challenges an order granting

summary judgment to Corporaci n Insular de Seguros (CIS) and its

insured, Juan Ram n Gonz lez Aristud (Dr. Gonz lez), in a medical

malpractice action. See Irizarry v. CIS, 928 F. Supp. 141, 147-

48 (D.P.R. 1996). We vacate the order and remand for trial.

I. BACKGROUND I. BACKGROUND

Although the accepted summary judgment protocol calls

for us to cast the facts in the light most complimentary to the

plaintiff's position, consistent with record support, see, e.g.,

Garside v. Osco Drug, Inc., 895 F.2d 46, 48 (1st Cir. 1990), we

temper that protocol here to the extent that we set off, as point

and counterpoint, conflicting evidence where the clash helps to

illuminate pertinent legal issues. For simplicity's sake we omit

any further reference to CIS and treat its insured as if he were

the sole defendant.

Dr. Gonz lez, a specialist in obstetrics, provided

prenatal care to Cort s after she became pregnant with Jos . On

December 15, 1979, Cort s related to Dr. Gonz lez that her last

menstrual cycle prior to conception began on November 2 and

lasted only two days. The length of her immediately preceding

menses was three days, and her periods typically had lasted two

or three days during the year prior to her current pregnancy.

Based on this data, Dr. Gonz lez calculated Cort s' estimated

delivery date (EDD) to be August 9, 1980. He delivered Jos by

cesarean section on July 30, 1980. The newborn weighed eight

pounds, eight and three-quarter ounces (two pounds more than

Cort s' first child) and exhibited no fetal distress.

According to the defendant's computations, Cort s was

in her thirty-ninth week of pregnancy when the baby arrived.

This calculation forms the nub of the case. The plaintiff's

theory is that Dr. Gonz lez misfigured the baby's fetal age and,

consequently, allowed the pregnancy to continue beyond forty-two

weeks, thus bringing into play a risk factor known as "post-

datism" or "post-maturity." A post-dated fetus is at risk of

oxygen deprivation during its extended stay in the mother's womb,

and brain damage is a predictable result. While Jos , at birth,

displayed no detectable symptoms suggesting a post-dated

delivery, the circumstances of the delivery revealed some

indications of potential perinatal difficulties; for instance,

the cesarean section took twenty-one minutes (roughly twice as

long as the norm), and, on one view of the proof, a tracheal

catheter was used to intubate the newborn.1

Time resolved these mixed signals. Jos showed signs

of neurologic abnormality at three months and was diagnosed with

1Other contemporaneous indicators were inscrutable. On the one hand, Jos had a relatively high Apgar score. An Apgar score is comprised of five components: heart rate, respiratory effort, muscle tone, reflex irritability, and color. It usually is compiled by the anesthesiologist at one minute after the delivery and again at the five-minute mark. A low score is generally thought to have predictive value in determining brain damage. On the other hand, testing at birth revealed a somewhat elevated serum bilirubin level (which could indicate an incipient metabolic problem).

impaired motor development and hearing loss at fourteen months.

His condition worsened as the years passed. As an adolescent, he

was diagnosed as severely brain damaged, epileptic, and

profoundly deaf. At that juncture, Cort s, then a citizen of

Florida, sued Dr. Gonz lez in Puerto Rico's federal district

court, see 28 U.S.C. 1332(a) (diversity jurisdiction), alleging

that the physician's negligence caused her son's infirmities.

Cort s' case rests primarily on the opinions of two

experts. An obstetrician, Dr. Bernard Nathanson, opined that a

competent obstetrician, rather than relying upon a reported two-

day menstrual period to calculate a gravid woman's EDD, would

have launched a more detailed gynecologic investigation. Had Dr.

Gonz lez done so, the witness stated, he would have discovered

that Cort s' actual EDD was July 9, 1980, and he would have

recognized that a substantial risk of post-datism arose when her

pregnancy extended past the EDD (a risk which he presumably could

have negated by performing the cesarean section earlier). In

reaching these conclusions, Dr. Nathanson stressed the unusual

brevity of the reported period (especially as contrasted with

Cort s' previous menses) and Dr. Gonz lez' failure to confirm the

EDD by performing various tests which the witness stated were

available in 1979-1980 (e.g., a B-scan ultrasound examination).

In Dr. Nathanson's opinion, the pregnancy was post-dated, and the

defendant's failure to realize it and take corrective action

violated the prevailing standard of care.

Dr. Nathanson also disputed Dr. Gonz lez' assertion

that he in fact performed a manual pelvic examination at Cort s'

initial appointment and subsequently measured her uterus

throughout her pregnancy to corroborate the EDD. Dr. Nathanson

saw no evidence that these steps had been taken. Moreover, Dr.

Gonz lez' office record did not mention either the periodic

uterine measurements or their results. Although some of Cort s'

prenatal charts apparently had been lost, Dr. Nathanson stated

that these data "are so vital that they should be in [Dr.

Gonz lez'] record in any case had he done them."

The plaintiff's second expert, Dr. Allan Hausknecht, a

neurologist, diagnosed Jos as suffering from Lennox Gasteault

Syndrome (LGS). This neurological condition is caused roughly

fifty percent of the time by perinatal brain damage (resulting

from a lack of sufficient oxygen to the fetal brain). Doctor

Hausknecht stated that, in his experience, this percentage

increases sharply when, as in this instance, no evidence of any

other known cause exists. Noting that the gradual development of

Jos 's condition was characteristic of a post-mature fetus, Dr.

Hausknecht rendered an opinion that Jos 's brain damage resulted

from the post-datism which Dr. Nathanson had identified. This

opinion was bolstered in some degree by Dr. Nathanson's statement

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