Corns v. Gervasi Vineyard & Italian Bistro, LLC

CourtDistrict Court, N.D. Ohio
DecidedDecember 7, 2023
Docket5:23-cv-01807
StatusUnknown

This text of Corns v. Gervasi Vineyard & Italian Bistro, LLC (Corns v. Gervasi Vineyard & Italian Bistro, LLC) is published on Counsel Stack Legal Research, covering District Court, N.D. Ohio primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Corns v. Gervasi Vineyard & Italian Bistro, LLC, (N.D. Ohio 2023).

Opinion

PEARSON, J.

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF OHIO EASTERN DIVISION

HOLLY ANN CORNS, ) ) CASE NO. 5:23CV1807 Plaintiff, ) ) v. ) JUDGE BENITA Y. PEARSON ) GERVASI VINEYARD & ITALIAN ) BISTRO, LLC, et al., ) ) ORDER Defendants. ) [Resolving ECF No. 10]

Pending before the Court are Defendants Gervasi Vineyard & Italian Bistro, LLC and Gervasi 1700 LLC’s Motion to Disqualify Attorney Robert Kapitan and Motion for Sanctions. ECF No. 10. The motions have been fully briefed and the Court has held a hearing.1 See Minutes of proceedings, 11/29/2023. As explained below, the Court grants Defendants’ motion, in large part. Attorney Kapitan is disqualified from the instant case, barred from recovering attorney’s fees from the instant case, and ordered to reimburse Defendants’ attorneys’ fees for removing the case, bringing the motion for sanctions, and attending the hearing.

1 Present for Plaintiff were Attorney Robert Kapitan, with his personal counsel, Andrew Dorman, and Attorney Thomas Holmes, co-counsel for Plaintiff, along with Defense counsel, Kristen Moore and Gary Corroto. Defendants’ Representative Scott Swaldo was also present. Minutes of proceedings, 11/29/2023. I. A. Gervasi I This case is related to one previously filed, (“Gervasi I”). See DeWitt v. Gervasi Vineyard & Italian Bistro, LLC, No. 5:22CV0476, 2023 WL 423244 (N.D. Ohio Jan. 25, 2023) In Gervasi I, Plaintiffs pursued claims under the Fair Labor Standards Act (“FLSA”) and the Ohio Minimum Fair Wage Standards Act (“OMFWSA”) against Defendants Gervasi Vineyard & Italian Bistro, LLC and Gervasi 1700, LLC. The Court approved the parties’ jointly filed stipulation regarding conditional certification and the issuance of a modified neutral notice to potential collective action members. Id. at *2. Approximately one month later, Defendants filed a motion for sanctions, claiming that Plaintiffs’ counsel had violated the Court’s authorized

notice procedure by sending highly prejudicial and improper electronic mail notices to the putative class encouraging them to join the suit contrary to federal law and the notice procedure approved by the Court. DeWitt, 2023 WL 423244 at *6. In January 2023, the Court ultimately found that Plaintiffs’ counsel failed to issue a neutral notice but instead issued a notice encouraging participation in the collective action. As a sanction, the Court granted Defendants’ alternative request and decertified the putative class, and awarded attorney’s fees to Defendants. Id. at *7. In its ruling, the Court plainly stated “[t]he other 34 opt-in Plaintiffs are dismissed without prejudice. They will have the right to initiate their own action should they choose to do so. But, The Lazzaro Law Firm, LLC cannot represent them, and cannot recover any fees or costs, for representing them in the present case.” Id. There

is no dispute that Holly Ann Corns, the Plaintiff in the instant case, was among the 34 opt-in plaintiffs dismissed from Gervasi I. The Court’s Order disqualifying the Lazzaro Law Firm is the basis for Defendants’ motions in the instant motion. Essentially, Defendants request that the Court enforce its previous Order disqualifying The Lazzaro Law Firm from representing the opt-in plaintiffs dismissed in Gervasi I. The Court, therefore, treats the instant motions as ones to enforce the Court’s previous Order and for the imposition of additional monetary sanctions. B. Instant Case On July 17, 2023, Plaintiff Corns filed this action in state court, alleging a state law claim of unpaid minimum wage. The following month, Plaintiff amended her complaint to add a federal FLSA claim and sought to certify the case as a collective action. Reasonably soon thereafter, Defendants filed their motion to disqualify and for sanctions. Specifically,

Defendants request that Attorney Kapitan be disqualified from this case, barred from receiving attorney’s fees from this case and forced to disgorge those fees received from Gervasi I. ECF No. 10. In sum, Defendants argue that that Attorney Kapitan intentionally and wrongfully attempted to evade the Court’s sanction imposed in Gervasi I by filing in state court and under a different law firm’s name, Kapitan Legal Services. ECF No. 10-1. Attorney Kapitan responds in opposition, claiming that disqualification is not justified. ECF No. 12. II. Attorney Kapitan’s written response (ECF No. 12) is concerning for several reasons. It conveys both his clear understanding of the Court’s Order in Gervasi I and his blatant violation of that Order. See ECF No. 12. In his written opposition, Attorney Kapitan attempted to justify

his breach of both the language and spirit of the Gervasi I ruling by, among other things, denigrating the Court’s inherent authority to something less than its peers, the rules and laws governing the behavior of attorneys.2 “It is completely unacceptable for an attorney to defy an order of a federal court flagrantly and purposefully, even if the decision to do so is premised on a good-faith disagreement over the scope or validity of that order.”3 Banner v. City of Flint, 99 Fed.Appx. 29, 40 (6th Cir. 2004) (citing N. Am. Coal Corp. v. Local Union 2262, United Mine Workers of Am., 497 F.2d 459, 465 (6th Cir. 1974)). “Imposition of sanctions comes from the court’s power to police itself, so that a court can vindicate its authority without resorting to a finding of contempt of court.” Id. at 37. (citing Chambers v. NASCO, Inc., 501 U.S. 32, 46 (1991)). The law regarding the Court’s ability to impose sanctions has not been diminished since

Gervasi I. In that case, the Court remarked: Courts have the inherent power to sanction litigants for conduct that constitutes an abuse of the judicial process. Hazel-Atlas Glass Co. v. Hartford-Empire Co., 322 U.S. 238, 246 (1944), overruled on other grounds, Standard Oil Co. v. United States, 429 U.S. 17, 18, 97 (1976); see also Jones v. Continental Corp., 789 F.2d 1225, 1229 (6th Cir. 1986) (courts have the inherent power to punish with sanctions those who litigate in bad faith). “These powers come not from rule or statute but from ‘the control necessarily vested in courts to manage their own affairs so as to achieve the orderly and expeditious disposition of cases.’ ” Stalley v. Methodist Healthcare, 517 F.3d 911, 920 (6th Cir. 2008) (quoting Chambers v. NASCO, Inc., 501 U.S. 32, 43 (1991)). “Even if there [are] available sanctions under statutes or various rules in the Federal Rules of Civil Procedure . . . the inherent authority of the Court is an independent

2 Attorney Kapitan also cites concern about Clark v. A&L Homecare and Training Ctr., LLC, 68 F.4th 1003 (6th Cir. 2023) to justify filing this case in state court. Because Attorney Kapitan filed this case in state court two months after Clark was decided, the Court is not persuaded that Attorney Kapitan brought this claim in state court solely because of Clark. Even if he had, that does not permit him to disregard an Order of the Court.

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Related

Hazel-Atlas Glass Co. v. Hartford-Empire Co.
322 U.S. 238 (Supreme Court, 1944)
Standard Oil Co. of Cal. v. United States
429 U.S. 17 (Supreme Court, 1976)
Roadway Express, Inc. v. Piper
447 U.S. 752 (Supreme Court, 1980)
Chambers v. Nasco, Inc.
501 U.S. 32 (Supreme Court, 1991)
Metz v. Unizan Bank
655 F.3d 485 (Sixth Circuit, 2011)
Stalley v. Methodist Healthcare
517 F.3d 911 (Sixth Circuit, 2008)
Banner v. City of Flint
99 F. App'x 29 (Sixth Circuit, 2004)
Laukus v. Rio Brands, Inc.
292 F.R.D. 485 (N.D. Ohio, 2013)
Jones v. Continental Corp.
789 F.2d 1225 (Sixth Circuit, 1986)
Brooke Clark v. A&L Homecare &Training Ctr.
68 F.4th 1003 (Sixth Circuit, 2023)

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Corns v. Gervasi Vineyard & Italian Bistro, LLC, Counsel Stack Legal Research, https://law.counselstack.com/opinion/corns-v-gervasi-vineyard-italian-bistro-llc-ohnd-2023.