Cormier v. Constantino

6 Mass. L. Rptr. 1
CourtMassachusetts Superior Court
DecidedSeptember 13, 1996
DocketNo. 941340C
StatusPublished

This text of 6 Mass. L. Rptr. 1 (Cormier v. Constantino) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cormier v. Constantino, 6 Mass. L. Rptr. 1 (Mass. Ct. App. 1996).

Opinion

Toomey, J.

BACKGROUND

Plaintiffs complaint alleges his intentional beating and denial of medical treatment by police officers of the Sterling Police Department and the Commonwealth of Massachusetts State Police. Plaintiff also claims violations of his civil rights, under 42 U.S.C. 1983 and under the Massachusetts Civil Rights Act, G.L.c. 12, Secs. 11H & 111, by police officers. Finally, he asserts that the Secretary of the Executive Office of Public Safety failed properly to train the officers involved.

Defendants, Commonwealth of Massachusetts and Secretary Thomas C. Rapone, Executive Office of Public Safety, have now moved, in accordance with Mass.R.Civ.P. 12(b)(6), to dismiss the plaintiffs third amended complaint. Defendants also seek to amend the plaintiffs complaint to substitute the present Secretary of the Executive Office of Public Safety due to the retirement of the former Secretary, Thomas C. Rapone. The defendants further contend that Secretary Rapone is being sued in his official capacity and, therefore, is entitled to the protection of the doctrine of qualified immunity. Next, defendants argue that plaintiff, alleging a respondeat superior theory, has sued Secretary Rapone under 42 U.S.C. Sec. 1983 and G.L.c. 12, Secs. 11H & 111 as to which liability will not lie. Finally, defendants assert that plaintiff has alleged only intentional torts by Commonwealth employees for which conduct the Commonwealth is not liable.

DISCUSSION

A. Substitution of a Party Defendant

The defendants allege that Secretary Rapone is not the proper party to this action as he has since resigned and the present Secretary of Public Safety should be substituted in his place. Rule 25(D)(1) of the Massachusetts Rules of Civil Procedure provides that, when a public official has been sued in his official capacity but, during the pendency of that action, resigns, the defendant’s successor is automatically substituted in his place. The substitution is, of course, only mandated if the public official is sued in his official capacity. Accordingly, the threshold inquiry is whether or not the plaintiff has sued the Secretary in his official capacity.

In determining whether an official is sued in his official capacity, judicial focus is directed upon the existence, vel non, of a claim that the “official policy is responsible for the deprivation” of the plaintiffs rights. Monell v. Department of Social Services of New York, 436 U.S. 658, 689, 98 S.Ct. 2018, 2035 (1978). At bar, paragraph 26 of plaintiffs complaint alleges that the abuse to which the plaintiff was subjected was “consistent with the institutionalized practices” of the Department of Public Safety and was condoned and affirmed by its Secretary. That allegation is tantamount to a claim against the policies of the Department of Public Safety and suggests that the suit has been brought against the public official in his official capacity.

Treating the motion to dismiss as a motion to substitute a party defendant pursuant to Mass.R.Civ.P. 25(d)(1), the motion is ALLOWED and the complaint shall, in accordance with Mass.R.Civ.P. 25(d)(2), hereinafter refer to the “Secretary, Executive Office of Public Safety,” in lieu of “Thomas C. Rapone,” as a party defendant.

B. Qualified Immunity

Defendants next contend that, insofar as Secretary Rapone is also being sued in his individual capacity he is entitled to qualified immunity, or “good faith” immunity, which precludes “liability for mere negligence or errors in the exercise of judgment and discretion in the discharge of his duties.” Gildea v. Ellershaw, 363 Mass. 800, 822 (1973).

Qualified immunity, as a defense, is available to public officers who are “acting in good faith, without malice, and without corruption.” Id. To defeat the defense of qualified immunity, the plaintiff must allege that:

the defendant knew or reasonably should have known that the action he took within his sphere of official responsibility would violate the constitutional rights of the plaintiff, or, if he took the action with the malicious intention to cause a deprivation of constitutional rights or other injury.

Harlow v. Fitzgerald, 457 U.S. 800, 815, 102 S.Ct. 2727, 2736 (1982). But plaintiff cannot prevail if all he does is assert malice because, “bare allegations of malice will not suffice.” Id. at 817. Additionally, there must be an assertion by plaintiff of a causal connection or an ‘affirmative link’ between the acts or omissions of the defendant and the harm to the plaintiff. Priestly v. Doucette, 1 Mass. L. Rptr. No. 20, 415 (Mass. [2]*2Super. 1993), quoting Gutierrez-Rodriquez v. Cartagena, 882 F.2d 553 (1st Cir. 1989). The assertions in the instant complaint are insufficient with respect to defendant’s scienter, malice and causative impact.

Furthermore, the defense of qualified immunity will succeed if the plaintiff has only alleged negligence in the exercise of discretionary authority. Gildea, supra, 363 Mass. at 822. Discretionary authority exists whenever “the law fails to specify the precise action that the official must take in each instance.” Breault v. Chairman of Board of Fire Commissioners, 401 Mass. 26, 33 (1987). In Breault, the Supreme Judicial Court denied immunity to the defendant because the defendant “enjoyed no discretionary authority” not to rehire the plaintiff after a leave of absence as a Massachusetts statute required. The Court found the defendant had acted solely in a ministerial capacity and was, therefore, not entitled to shield himself with immunity. At bar, however, the clear import of plaintiffs claim is that defendant abused his discretion.

The plaintiff, in Paragraph 26 of his complaint, alleges that the Secretary took no steps to prevent the type of “misconduct” which the plaintiff allegedly endured. Additionally, in Paragraph 27, plaintiff claims that the Secretary did not discourage the unlawful use of excessive force. Those allegations of secretarial wrongdoing constitute allegations that the Secretary’s discretion was implicated and abused. The plaintiff has pointed to no particular regulation, policy, or statute which would render the Secretary’s acts, which the plaintiff claims to be negligent omissions, ministerial in nature. The complaint must be viewed, therefore, as resting upon a misuse, by the Secretary, of his discretion.

The motion to dismiss the amended complaint, as thus substituted, shall be ALLOWED, insofar as the motion seeks dismissal of the complaint against “Secretary, Executive Office of Public Safety” in his individual capacity for the reason that the cause of action is grounded in the Secretary’s discretionary conduct as to which qualified immunity operates to bar recovery by the plaintiff. Gildea v. Ellershaw, 363 Mass. 800, 822 (1973).

C. Sovereign Immunity

Assuming, arguendo,

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Related

Monell v. New York City Dept. of Social Servs.
436 U.S. 658 (Supreme Court, 1978)
Harlow v. Fitzgerald
457 U.S. 800 (Supreme Court, 1982)
Dobos v. Driscoll
537 N.E.2d 558 (Massachusetts Supreme Judicial Court, 1989)
Gildea v. Ellershaw
298 N.E.2d 847 (Massachusetts Supreme Judicial Court, 1973)
Delaney v. Dias
415 F. Supp. 1351 (D. Massachusetts, 1976)
Breault v. Chairman of the Board of Fire Commissioners
513 N.E.2d 1277 (Massachusetts Supreme Judicial Court, 1987)

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Bluebook (online)
6 Mass. L. Rptr. 1, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cormier-v-constantino-masssuperct-1996.