In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 18-1885V Filed: March 29, 2021 UNPUBLISHED
Special Master Horner JEFFREY COOPER,
Petitioner, Interim Attorneys’ Fees and v. Costs Decision SECRETARY OF HEALTH AND HUMAN SERVICES,
Respondent.
Ronald Craig Homer, Conway, Homer, P.C., Boston, MA, for petitioner. Lynn Christina Schlie, U.S. Department of Justice, Washington, DC, for respondent.
DECISION AWARDING INTERIM ATTORNEYS’ FEES AND COSTS1
On February 23, 2021, petitioner moved for an award of interim attorneys’ fees and costs in the amount of $56,591.67. (ECF No. 49.) In response, respondent deferred to the special master regarding both the amount and appropriateness of an award of interim attorneys’ fees and costs. (ECF No. 51.) However, respondent did note that “respondent is satisfied the statutory requirements for an award of attorneys’ fees and costs are met.” (Id. at 2.) For the reasons discussed below, I award petitioner interim attorneys’ fees and costs in reduced amount of $55,972.87.
I. Procedural History
On December 7, 2018, petitioner filed this claim, under the National Childhood Vaccine Injury Act, 42 U.S.C. § 300aa-10-34 (2012), alleging that as a result of his pneumococcal conjugate (“PVC”) vaccination he suffered Gullain Barre Syndrome
1 Because this decision contains a reasoned explanation for the special master’s action in this case, it will be posted on the United States Court of Federal Claims’ website in accordance with the E-Government Act of 2002. See 44 U.S.C. § 3501 note (2012) (Federal Management and Promotion of Electronic Government Services). This means the decision will be available to anyone with access to the Internet. In accordance with Vaccine Rule 18(b), petitioner has 14 days to identify and move to redact medical or other information the disclosure of which would constitute an unwarranted invasion of privacy. If the special master, upon review, agrees that the identified material fits within this definition, it will be redacted from public access.
1 (“GBS”). (ECF No. 1.) This case was first assigned to Special Master Sanders and then subsequently reassigned to my docket on August 29, 2019. (ECF Nos. 4, 25.)
On December 20, 2019, respondent filed his Rule 4(c) report, recommending against compensation. (ECF No. 30.) Subsequently, on February 27, 2020, petitioner filed an expert report from Dr. Norman Latov in support of his claim and respondent filed a responsive expert report from Dr. Brian C. Callaghan on May 29, 2020. (ECF Nos. 32, 36.) Further supplemental expert reports were also filed. (ECF Nos. 38, 41.) On August 20, 2020, I held a status conference to discuss the issues of this case including petitioner’s theory of causation and ordered Dr. Latov to file a supplemental report addressing the issues discussed. (ECF No. 42.) Petitioner filed an additional report from Dr. Latov on November 18, 2020 and respondent filed a further report from Dr. Callaghan on January 5, 2021. (ECF Nos. 44, 47.)
Petitioner filed the instant motion for interim attorneys’ fees and costs along with General Order No. 9 representing petitioner’s costs on February 23, 2021. Respondent filed his response on March 1, 2021, and no reply was filed. (ECF Nos. 49-51.) Accordingly, petitioner’s motion for interim attorneys’ fees and costs is now ripe for resolution.
II. An Award of Interim Attorneys’ Fees and Costs is Appropriate
Section 15(e)(1) of the Vaccine Act allows for the special master to award “reasonable attorneys' fees, and other costs.” § 300aa–15(e)(1)(A)–(B). Petitioners are entitled to an award of reasonable attorneys' fees and costs if they are entitled to compensation under the Vaccine Act, or, even if they are unsuccessful, if the special master finds that the petition was filed in good faith and with a reasonable basis. Avera v. Sec'y of Health & Human Servs., 515 F.3d 1343, 1352 (Fed. Cir. 2008).
Additionally, the Federal Circuit has concluded that interim fee awards are permissible and appropriate under the Vaccine Act. Shaw v. Sec’y of Health & Human Servs., 609 F.3d 1372 (Fed. Cir. 2010); Avera, 515 F.3d at 1352. In Avera, the Federal Circuit stated, “[i]nterim fees are particularly appropriate in cases where proceedings are protracted and costly experts must be retained.” Id. In denying an interim fee award, the Avera court reasoned, “The amount of fees here was not substantial; appellants had not employed any experts; and there was only a short delay in the award pending the appeal.” Id. In Shaw, the Federal Circuit clarified that “where the claimant establishes that the cost of litigation has imposed an undue hardship and there exists a good faith basis for the claim, it is proper for the special master to award interim attorneys’ fees.” 609 F.3d at 1375.
In his response, respondent indicated that the statutory requirements were met in this case. (ECF No. 51, p. 2.) I agree. Additionally, petitioner’s request for interim attorneys’ fees and costs is made after more than two years of litigation within the entitlement phase of this case and after petitioner incurred costs for providing multiple expert reports to support his claim. Moreover, the timing of the ultimate resolution of
2 this case remains unknown. Accordingly, I find that petitioner’s request for an award for interim attorneys’ fees and costs is reasonable at this juncture.
III. Reasonableness of the Requested Award
a. Attorneys’ Fees
It is “well within the special master’s discretion” to determine the reasonableness of fees. Saxton v. Sec’y of Health & Human Servs., 3 F.3d 1517, 1521-22 (Fed. Cir. 1993); see also Hines v. Sec’y of Health & Human Servs., 22 Cl. Ct. 750, 753 (1991) (“[T]he reviewing court must grant the special master wide latitude in determining the reasonableness of both attorneys’ fees and costs.”). The Federal Circuit has approved the lodestar approach to determine reasonable attorneys’ fees and costs under the Vaccine Act. Avera, 515 F.3d at 1347. This is a two-step process. Id. at 1347-48. First, a court determines an “initial estimate…by ‘multiplying the number of hours reasonably expended on the litigation times a reasonable hourly rate.’” Id. (quoting Blum v. Stenson, 465 U.S. 886, 888 (1984)). Second the court may make an upward or downward departure from the initial calculation of the fee award based on specific findings. Id. at 1348.
A reasonable hourly rate is “the prevailing market rate defined as the rate prevailing in the community for similar services by lawyers of reasonably comparable skill, experience, and reputation.” Avera, 515 F.3d at 1348 (citation and quotation omitted). The decision in McCulloch provides a further framework for consideration of appropriate ranges for attorneys’ fees based upon the experience of the practicing attorney. McCulloch v. Sec’y of Health & Human Servs., No. 09-293V, 2015 WL 5634323, at *19 (Fed. Cl. Spec. Mstr. Sept. 1, 2015), motions for recons. denied, 2015 WL 6181910 (Fed. Cl. Spec. Mstr. Sept. 21, 2015).
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In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 18-1885V Filed: March 29, 2021 UNPUBLISHED
Special Master Horner JEFFREY COOPER,
Petitioner, Interim Attorneys’ Fees and v. Costs Decision SECRETARY OF HEALTH AND HUMAN SERVICES,
Respondent.
Ronald Craig Homer, Conway, Homer, P.C., Boston, MA, for petitioner. Lynn Christina Schlie, U.S. Department of Justice, Washington, DC, for respondent.
DECISION AWARDING INTERIM ATTORNEYS’ FEES AND COSTS1
On February 23, 2021, petitioner moved for an award of interim attorneys’ fees and costs in the amount of $56,591.67. (ECF No. 49.) In response, respondent deferred to the special master regarding both the amount and appropriateness of an award of interim attorneys’ fees and costs. (ECF No. 51.) However, respondent did note that “respondent is satisfied the statutory requirements for an award of attorneys’ fees and costs are met.” (Id. at 2.) For the reasons discussed below, I award petitioner interim attorneys’ fees and costs in reduced amount of $55,972.87.
I. Procedural History
On December 7, 2018, petitioner filed this claim, under the National Childhood Vaccine Injury Act, 42 U.S.C. § 300aa-10-34 (2012), alleging that as a result of his pneumococcal conjugate (“PVC”) vaccination he suffered Gullain Barre Syndrome
1 Because this decision contains a reasoned explanation for the special master’s action in this case, it will be posted on the United States Court of Federal Claims’ website in accordance with the E-Government Act of 2002. See 44 U.S.C. § 3501 note (2012) (Federal Management and Promotion of Electronic Government Services). This means the decision will be available to anyone with access to the Internet. In accordance with Vaccine Rule 18(b), petitioner has 14 days to identify and move to redact medical or other information the disclosure of which would constitute an unwarranted invasion of privacy. If the special master, upon review, agrees that the identified material fits within this definition, it will be redacted from public access.
1 (“GBS”). (ECF No. 1.) This case was first assigned to Special Master Sanders and then subsequently reassigned to my docket on August 29, 2019. (ECF Nos. 4, 25.)
On December 20, 2019, respondent filed his Rule 4(c) report, recommending against compensation. (ECF No. 30.) Subsequently, on February 27, 2020, petitioner filed an expert report from Dr. Norman Latov in support of his claim and respondent filed a responsive expert report from Dr. Brian C. Callaghan on May 29, 2020. (ECF Nos. 32, 36.) Further supplemental expert reports were also filed. (ECF Nos. 38, 41.) On August 20, 2020, I held a status conference to discuss the issues of this case including petitioner’s theory of causation and ordered Dr. Latov to file a supplemental report addressing the issues discussed. (ECF No. 42.) Petitioner filed an additional report from Dr. Latov on November 18, 2020 and respondent filed a further report from Dr. Callaghan on January 5, 2021. (ECF Nos. 44, 47.)
Petitioner filed the instant motion for interim attorneys’ fees and costs along with General Order No. 9 representing petitioner’s costs on February 23, 2021. Respondent filed his response on March 1, 2021, and no reply was filed. (ECF Nos. 49-51.) Accordingly, petitioner’s motion for interim attorneys’ fees and costs is now ripe for resolution.
II. An Award of Interim Attorneys’ Fees and Costs is Appropriate
Section 15(e)(1) of the Vaccine Act allows for the special master to award “reasonable attorneys' fees, and other costs.” § 300aa–15(e)(1)(A)–(B). Petitioners are entitled to an award of reasonable attorneys' fees and costs if they are entitled to compensation under the Vaccine Act, or, even if they are unsuccessful, if the special master finds that the petition was filed in good faith and with a reasonable basis. Avera v. Sec'y of Health & Human Servs., 515 F.3d 1343, 1352 (Fed. Cir. 2008).
Additionally, the Federal Circuit has concluded that interim fee awards are permissible and appropriate under the Vaccine Act. Shaw v. Sec’y of Health & Human Servs., 609 F.3d 1372 (Fed. Cir. 2010); Avera, 515 F.3d at 1352. In Avera, the Federal Circuit stated, “[i]nterim fees are particularly appropriate in cases where proceedings are protracted and costly experts must be retained.” Id. In denying an interim fee award, the Avera court reasoned, “The amount of fees here was not substantial; appellants had not employed any experts; and there was only a short delay in the award pending the appeal.” Id. In Shaw, the Federal Circuit clarified that “where the claimant establishes that the cost of litigation has imposed an undue hardship and there exists a good faith basis for the claim, it is proper for the special master to award interim attorneys’ fees.” 609 F.3d at 1375.
In his response, respondent indicated that the statutory requirements were met in this case. (ECF No. 51, p. 2.) I agree. Additionally, petitioner’s request for interim attorneys’ fees and costs is made after more than two years of litigation within the entitlement phase of this case and after petitioner incurred costs for providing multiple expert reports to support his claim. Moreover, the timing of the ultimate resolution of
2 this case remains unknown. Accordingly, I find that petitioner’s request for an award for interim attorneys’ fees and costs is reasonable at this juncture.
III. Reasonableness of the Requested Award
a. Attorneys’ Fees
It is “well within the special master’s discretion” to determine the reasonableness of fees. Saxton v. Sec’y of Health & Human Servs., 3 F.3d 1517, 1521-22 (Fed. Cir. 1993); see also Hines v. Sec’y of Health & Human Servs., 22 Cl. Ct. 750, 753 (1991) (“[T]he reviewing court must grant the special master wide latitude in determining the reasonableness of both attorneys’ fees and costs.”). The Federal Circuit has approved the lodestar approach to determine reasonable attorneys’ fees and costs under the Vaccine Act. Avera, 515 F.3d at 1347. This is a two-step process. Id. at 1347-48. First, a court determines an “initial estimate…by ‘multiplying the number of hours reasonably expended on the litigation times a reasonable hourly rate.’” Id. (quoting Blum v. Stenson, 465 U.S. 886, 888 (1984)). Second the court may make an upward or downward departure from the initial calculation of the fee award based on specific findings. Id. at 1348.
A reasonable hourly rate is “the prevailing market rate defined as the rate prevailing in the community for similar services by lawyers of reasonably comparable skill, experience, and reputation.” Avera, 515 F.3d at 1348 (citation and quotation omitted). The decision in McCulloch provides a further framework for consideration of appropriate ranges for attorneys’ fees based upon the experience of the practicing attorney. McCulloch v. Sec’y of Health & Human Servs., No. 09-293V, 2015 WL 5634323, at *19 (Fed. Cl. Spec. Mstr. Sept. 1, 2015), motions for recons. denied, 2015 WL 6181910 (Fed. Cl. Spec. Mstr. Sept. 21, 2015). The Office of Special Masters has subsequently updated the McCulloch rates, and the Attorneys’ Forum Hourly Rate Fee Schedules for 2015-2016, 2017, 2018, 2019 and 2020 can be accessed online.2
In this case, petitioner is seeking $31,137.50 in interim attorneys’ fees for work performed in 2017 through 2021.3 I have reviewed the billing records submitted with petitioner’s request, and in my experience, the hourly rates billed for 2017 through 2021 for attorney time, law clerk time, and paralegal time, are all reasonable and also in accord with prior awards made by other special masters.
Turning next to the requested hours expended, special masters may rely on their experience within the Vaccine Program to determine the reasonable number of hours
2 Each of the Fee Schedules for 2015 through 2021 can be accessed at http://www.cofc.uscourts.gov/node/2914. The hourly rates contained within the schedules are derived from the decision in McCulloch, 2015 WL 5634323. The schedules for 2017, 2018, 2019, 2020, and 2021 are adjusted for inflation using the Producer Price Index for Offices of Lawyers (“PPI-OL”). 3 In this case the hours billed in calendar year 2021 were for work performed prior to publication of the 2021 fee schedule. No rate increase was requested for this work and the question of appropriate hourly rates for 2021 is therefore not reached.
3 expended. Wasson v. Sec’y of Health & Human Servs., 24 Cl. Ct. 482, 484 (1991), rev’d on other grounds and aff’d in relevant part¸ 988 F.2d 131 (Fed. Cir. 1993). Special masters have previously reduced the fees paid to petitioners due to excessive and duplicative billing. See Ericzon v. Sec’y of Health & Human Servs., No. 10-103V, 2016 WL 447770 (Fed. Cl. Spec. Mstr. Jan. 15, 2016) (reduced overall fee award by 10 percent due to excessive and duplicative billing); Raymo v. Sec’y of Health & Human Servs., No. 11-654V, 2016 WL 7212323 (Fed. Cl. Spec. Mstr. Nov. 2, 2016) (reduced overall fee award by 20 percent), mot. for rev. denied, 129 Fed. Cl. 691 (2016). Special masters can reduce a fee request sua sponte, without providing petitioners notice and opportunity to respond. See Sabella v. Sec’y of Health & Human Servs., 102 Fed. Cl. 719, 729 (2011).
After reviewing the billing records, I find that counsel included entries that are duplicative and excessive due to attorneys and paralegals billing for reviewing the same orders and attending the same case meetings. Additionally, the billing records included entries for drafting and reviewing case memos, which appears to be intra-office communication, and in some instances, duplicative and excessive where the same memo is being drafted by an attorney and then reviewed by a paralegal. Such intra- office communication billings will not be awarded. See Soto v. Sec’y of Health & Human Servs., No. 09-897V, 2011 WL 2269423, at *6 (Fed. Cl. Spec. Mstr. June 7, 2011); Carcamo v. Sec’y of Health & Human Servs., No. 97-483V, 2011 WL 2413345, at *7 (Fed. Cl. Spec. Mstr. May 20, 2011). Since Meredith Daniels is the lead attorney in this case, handling the majority work, for duplicative and excessive entries, only hours billed by Ms. Daniels are awarded. These duplicative billing entries result in a reduction of $618.80 of the interim fee award.4
b. Interim Attorneys’ Costs and Petitioner’s Costs
Attorneys’ costs must be reasonable as well. See Perreira v. Sec’y of Health & Human Servs., 27 Fed. Cl. 29, 34 (1992) (“The conjunction ‘and’ conjoins both ‘attorneys’ fees’ and ‘other costs’ and the word ‘reasonable’ necessarily modifies both. Not only must any request for reimbursement of attorneys’ fees be reasonable, so also must any request for reimbursement of costs.”).
In this case, petitioner seeks $25,443.75 in interim attorneys’ costs, including expenses incurred in obtaining medical records and retaining Dr. Latov to provide multiple expert reports. Dr. Latov requested an hourly rate of $500 for 48 hours of work, including reviewing medical records, reviewing medical literature, reviewing respondent’s expert’s reports, and preparing his reports. (ECF No. 49, pp. 42-43, 45.)
4There were many instances where attorneys and/or paralegals would bill for reviewing the same court orders, attending the same case meetings, and drafting and reviewing case memos. For example, there were excessive, duplicative, and intra-office communication billings on May 24, 2018, December 20, 2018, January 2, 2019, January 22, 2019, May 6, 2019, July 9, 2019, July 11, 2019, July 19, 2019, July 22, 2019, September 11, 2019, September 13, 2019, January 3, 2020, January 30, 2020, January 31, 2020, March 5, 2020, June 11, 2020, June 9, 2020, August 20, 2020, November 9, 2020, and February 18, 2021. This list is not exhaustive.
4 This hourly rate has been previously awarded by special masters for Dr. Latov’s work in the Vaccine Program. Lozano v. Sec’y of Health & Human Servs., No. 15-369V, 2017 WL 6942528 (Fed. Cl. Spec. Mstr. Dec. 7, 2017); Floyd v. Sec’y of Health & Human Servs., No. 13-556V, 2017 WL 1344623 (Fed. Cl. Spec. Mstr. Mar. 2, 2017). Additionally, petitioner incurred $10.42 in personal costs for copying and shipping medical records. (ECF No. 49, pp. 51-52; ECF No. 50.) I have reviewed the expense records and supporting documentation submitted with petitioner’s request, and I find that the requested interim attorneys’ costs are all reasonable.
IV. Conclusion
In light of the above, petitioner’s motion for an award of interim attorneys’ fees and costs is hereby GRANTED and petitioner is awarded $55,972.87, representing $30,518.70 in interim attorneys’ fees, $25,443.75 in interim attorneys’ costs, and $10.42 in personal costs.
Accordingly, I award a total of $55,972.87 as follows:
• A lump sum of $10.42 in the form of a check payable to petitioner; and
• A lump sum of $55,962.45 in the form of a check jointly payable to petitioner and her counsel, Ronald Craig Homer, Esq.
The clerk of the court shall enter judgment in accordance herewith.5
IT IS SO ORDERED.
s/Daniel T. Horner Daniel T. Horner Special Master
5 Pursuant to Vaccine Rule 11(a), entry of judgment can be expedited by the parties’ joint filing of notice renouncing the right to seek review.