Cook v. SSA

2004 DNH 022
District Court, D. New Hampshire·Decided January 23, 2004·No. CV-03-271-M·Published

Opinion

Cook v . SSA CV-03-271-M 01/23/04 UNITED STATES DISTRICT COURT

DISTRICT OF NEW HAMPSHIRE

Warren B . Cook, Claimant

v. Civil N o . 03-271-M Opinion N o . 2004 DNH 022 Jo Ann B . Barnhart, Commissioner, Social Security Administration, Respondent

O R D E R

Pursuant to 42 U.S.C. § 405(g), Warren B . Cook moves to reverse the Commissioner’s decision denying his application for Social Security disability insurance benefits under Title II of the Social Security Act, 42 U.S.C. § 423. The Commissioner, in turn, moves for an order affirming her decision. For the reasons given below, the matter is remanded to the Administrative Law Judge (“ALJ”) for further proceedings consistent with this opinion.

Standard of Review

The applicable standard of review in this case provides, in pertinent part:

The [district] court shall have power to enter, upon the pleadings and transcript of the record, a judgment affirming, modifying, or reversing the decision of the Commissioner of Social Security, with or without remanding the cause for a rehearing. The findings of the Commissioner of Social Security as to any fact, if supported by substantial evidence, shall be conclusive

42 U.S.C. § 405(g). However, the court “must uphold a denial of social security disability benefits unless ‘the [Commissioner] has committed a legal or factual error in evaluating a particular claim.’” Manso-Pizarro v . Sec’y of HHS, 76 F.3d 1 5 , 16 (1st Cir. 1996) (quoting Sullivan v . Hudson, 490 U.S. 8 7 7 , 885 (1989)).

As for the statutory requirement that the Commissioner’s findings of fact be supported by substantial evidence, “[t]he substantial evidence test applies not only to findings of basic evidentiary facts, but also to inferences and conclusions drawn from such facts.” Alexandrou v . Sullivan, 764 F. Supp. 916, 917- 18 (S.D.N.Y. 1991) (citing Levine v . Gardner, 360 F.2d 7 2 7 , 730 (2d Cir. 1966)). In turn, “[s]ubstantial evidence is ‘more than [a] mere scintilla. It means such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.’” Currier v . Sec’y of HEW, 612 F.2d 5 9 4 , 597 (1st

Cir. 1980) (quoting Richardson v . Perales, 402 U.S. 389, 401 (1971)). Finally, when determining whether a decision of the Commissioner is supported by substantial evidence, the court must “review[] the evidence in the record as a whole.” Irlanda Ortiz v . Sec’y of HHS, 955 F.2d 765, 769 (1st Cir. 1991) (quoting Rodriguez v . Sec’y of HHS, 647 F.2d 2 1 8 , 222 (1st Cir. 1981)). 1

Background

The parties have submitted a Joint Statement of Material Facts (document n o . 7 ) , which is part of the court’s record. Accordingly, this section is limited to a brief survey of the key facts.

According to claimant, he became disabled on July 2 , 1999, due to ulnar nerve damage and back and leg pain. He had “insured

1 “It is the responsibility of the [Commissioner] to determine issues of credibility and to draw inferences from the record evidence. Indeed, the resolution of conflicts in the evidence is for the [Commissioner], not the courts.” Irlanda Ortiz, 955 F.2d at 769 (citations omitted). Moreover, the court “must uphold the [Commissioner’s] conclusion, even if the record arguably could justify a different conclusion, so long as it is supported by substantial evidence.” Tsarelka v . Sec’y of HHS, 842 F.2d 529, 535 (1st Cir. 1988).

status” for disability insurance benefits through December 3 1 , 2000.

Back and Leg Pain In September 1996, claimant had disc surgery, as a result of a workplace injury. In October 1999, he aggravated his back while lifting an air conditioner, and was diagnosed with sciatica.

In May 2000, claimant saw D r . Mark Aronson, complaining of back pain that resulted from driving a rental car. A September 2000 lumbar MRI showed disc degeneration and some bulging without sign of herniation at L2-3 and L4-5 (with borderline stenosis at the latter level), and post-surgical changes at L3-4 (without recurrent herniation but with mild residual degenerative narrowing). In October 2000, claimant was diagnosed with severe lumbar tenderness and spasm. The following month, he was diagnosed with degenerative lumbar disc disease at the L3-4 level, with a prescription for a back brace and physical therapy.

In March 2001, claimant reported low back pain radiating into his upper right leg, and D r . Seddon R. Savage recommended that he enroll in a pain group, in addition to continuing with physical therapy and use of a back brace and a TENS unit. In May 2001, claimant reported some improvement in his back. The following month, he complained of continuing low back pain, made tolerable by Percocet. Finally, in April 2002, claimant reported weakness in his right leg, ongoing low back pain radiating into his right leg, and headaches related to muscle spasm apparently related to his lower back condition.

Ulnar Nerve Damage In March 1999, claimant injured his left arm at work, and was diagnosed with medial epicondylitis. After using splints and undergoing physical therapy, claimant had surgery on his left elbow,2 in July 1999, followed by physical therapy. In December 1999 further surgery was recommended, and in January 2000, claimant had a second elbow operation.3 He followed up with

2 Claimant’s July 2 1 , 1999, “release of flexor origin, left elbow” was performed by D r . William Mitchell. (Tr. at 331.)

3 Claimant’s January 5 , 2000, “transposition subcutaneous ulnar nerve, left elbow” was also performed by D r . Mitchell. (Tr. at 333.)

physical therapy. In May 2001, claimant reported ongoing problems with his left arm, and the following month, he reported pain and numbness.

Medical Opinions Claimant’s capacity for work has been predicted and evaluated on many occasions, in a variety of contexts.

On May 1 2 , 1999, D r . Mitchell saw claimant on a workers’

compensation referral occasioned by his work-related elbow injury, and indicated that claimant could return to work so long as he did no work involving use of his left arm. (Administrative Transcript (“Tr.”) at 326.) On June 30 of that same year, claimant was examined by D r . Lawrence Luppi of Concentra Medical Examinations who stated: “Mr. Cook will demonstrate a total disability of two to six weeks and a partial disability following this of two to six weeks. The prognosis of return to full employment is good.” (Tr. at 357.) In an initial evaluation dated September 2 , 1999, Gilbert Lawrence of Laconia Physical Therapy indicated the following functional limitations: “Reaching, lifting, grasping, work duties, driving, sleeping, grooming, dressing and recreational activities.” (Tr. at 361.)

On March 7 , 2000, Lawrence noted the following functional limitations: “Grasping, lifting, reaching, house and yard work, recreational activities and work duties.” (Tr. at 367.)

On December 2 , 1999, D r . Mordecai Berkowitz evaluated claimant prior to his second elbow operation, and predicted that “he might be capable of resuming light work approximately eight weeks after surgery.” (Tr. at 375.) Based upon a March 3 0 , 2000, examination and re-evaluation, D r . Berkowitz reached the following conclusions:

At the time of this evaluation, this examinee does have mild objective findings. However, I do believe that Mr. Cook is capable of working full time in a modified capacity, with lifting up to 5 pounds frequently and 25 pounds on occasion. I do not believe he should be required to twist heavy wrenches at this time.

I believe the therapy he is receiving is appropriate for an additional two to three weeks, and at the end of approximately an additional three to four weeks I believe M r . Cook should be capable of resuming his regular job as a pipe fitter.

(Tr. at 377.)

On July 2 5 , 2000, D r . Mitchell examined claimant, and on October 3 , 2000, he wrote:

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