Contra Costa County v. Workers' Compensation Appeals Board

240 Cal. App. 4th 746
CourtCalifornia Court of Appeal
DecidedSeptember 25, 2015
DocketA141046
StatusPublished
Cited by5 cases

This text of 240 Cal. App. 4th 746 (Contra Costa County v. Workers' Compensation Appeals Board) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Contra Costa County v. Workers' Compensation Appeals Board, 240 Cal. App. 4th 746 (Cal. Ct. App. 2015).

Opinion

Opinion

STEWART, J.

We granted Contra Costa County’s (the County) petition for a writ of review, which challenged a Workers’ Compensation Appeals Board’s (the WCAB) decision awarding Doreen Dahl a permanent disability rating of 79 percent. 1 The workers’ compensation judge (the WCJ) initially *750 found, and both parties agree, that Dahl’s permanent disability rating as determined by the California Permanent Disability Rating Schedule (the Schedule) is 59 percent. Dahl sought to rebut that rating, invoking Ogilvie v. Workers’ Comp. Appeals Bd. (2011) 197 Cal.App.4th 1262 [129 Cal.Rptr.3d 704] (Ogilvie). Ogilvie held that there are only three ways in which the scheduled rating for an injured employee may permissibly be rebutted. Dahl sought to invoke the second method approved in Ogilvie (the “LeBoeuf method”)* 2 under which the employee shows she “will have a greater loss of future earnings than reflected in a rating because, due to the industrial injury, the employee is not amenable to rehabilitation.” (Ogilvie, supra, 197 Cal.App.4th at p. 1275.) Dahl’s “rebuttal,” however, included no evidence that the industrial injuries she sustained to her neck and shoulder rendered her incapable of rehabilitation. Rather, her “rebuttal” consisted solely of a vocational expert’s opinion that his method for determining Dahl’s diminished future earning capacity produced a higher rating than that of the rating produced by the Schedule and that his method more accurately measured Dahl’s diminished future earnings.

Dahl’s attempted rebuttal did not comport with any of the methods approved in Ogilvie for rebutting the rating provided using the rating schedule and is therefore foreclosed by Ogilvie. Accordingly, we reverse the WCAB’s decision, and annul the award.

BACKGROUND

I.

Legal Framework

The extent of an injured workers’ compensation applicant’s permanent disability is assessed by reference to the statutorily defined Schedule. (Lab. Code § 4660, subd. (d).) 3 The Schedule consists of four components: (1) the nature of the physical injury or disfigurement; (2) the occupation of the applicant; (3) the age of the applicant; and (4) the applicant’s diminished future earning capacity. (§ 4660, subd. (a).) “The nature of the physical injury or impairment to be rated in the schedule is to be based upon the American Medical Association’s Guides to the Evaluation of Permanent Impairment, and ‘an employee’s diminished future earning capacity shall be a numeric *751 formula based upon empirical data and findings . . . prepared by the RAND Institute for Civil Justice ....’(§ 4660, subd. (b)(1) & (2).) The schedule is to ‘promote consistency, uniformity, and objectivity’ (§ 4660, subd. (d)), and the scheduled rating is ‘prima facie evidence of the percentage of permanent disability to be attributed to each injury covered by the schedule’ (§ 4660, subd. (c)).” (Ogilvie, supra, 197 Cal.App.4th at p. 1271.)

In Ogilvie, Division Three of this court addressed “whether, in light of the amendments to section 4660 enacted in Senate Bill No. 899 (2003-2004 Reg. Sess.), it is permissible to depart from a scheduled rating on the basis of vocational expert opinion that an employee has a greater loss of future earning capacity than reflected in a scheduled rating.” (Ogilvie, supra, 197 Cal.App.4th at p. 1271.) Giving consideration to the purpose behind and the language of the amendments, the Ogilvie court answered this question with a qualified “yes.” It held that there are three permissible methods by which the scheduled rating could be rebutted.

First, the court concluded that the Legislature left unchanged the case law allowing “the schedule to be rebutted when a party can show a factual error in the application of a formula or the preparation of the schedule.” (Ogilvie, supra, 197 Cal.App.4th at p. 1273.) Second, the Legislature also left intact the cases, including LeBoeuf, recognizing “that a scheduled rating has been effectively rebutted . . . when the injury to the employee impairs his or her rehabilitation, and for that reason, the employee’s diminished future earning capacity is greater than reflected in the employee’s scheduled rating.” (Ogilvie, supra, 197 Cal.App.4th at p. 1274.) The court interpreted LeBoeuf and its progeny as limited in application “to cases where the employee’s diminished future earnings are directly attributable to the employee’s work-related injury, and not due to nonindustrial factors.” (Id. at pp. 1274-1275.) Third and finally, the court held “[a] scheduled rating may be rebutted when a claimant can demonstrate that the nature or severity of the claimant’s injury is not captured within the sampling of disabled workers that was used to compute the adjustment factor.” (Id. at p. 1276.)

In Ogilvie, Ogilvie and her employer each submitted estimates of her diminished future earning capacity from vocational rehabilitation experts who compared her earnings before the injury with what she could be expected to earn after it. “Each expert considered his evaluation to be superior to the scheduled rating because he considered such things as Ogilvie’s education, skills, motivation, local job market conditions, work history, and vocational testing in arriving at Ogilvie’s loss of earning capacity.” (Ogilvie, supra, 197 Cal.App.4th at p. 1267.) The WCJ agreed that the scheduled rating did not sufficiently compensate her and set about devising his own methodologies. (Id. at pp. 1267-1268.) The WCAB created yet another methodology “that it *752 considered consistent with section 4660, and was intended to replicate the empirically based method used in the RAND study that established the diminished future earning capacity adjustment in the rating schedule.” (Id. at p. 1268.)

On writ review, this court rejected the WCAB methodology, holding “[n]othing in Senate Bill No. 899 . . . authorizes or compels the calculation of an alternative diminished earning capacity adjustment factor as the WCAB devised in order to resolve Ogilvie’s claim. When it devised this new methodology, the WCAB acted in excess of its authority. The means an employee may use to challenge a scheduled rating due to diminished earning capacity are described in the reported cases that predate Senate Bill No. 899.” (Ogilvie, supra, 197 Cal.App.4th at p. 1277.) And although the parties’ “vocational experts determined that Ogilvie’s anticipated loss of future earnings will be greater than reflected in a permanent disability award based on the rating schedule,” the court remanded for further proceedings because it could “[]not determine on this record the degree to which the experts may have taken impermissible factors into account in reaching their conclusions.” (Ibid.)

II.

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Cite This Page — Counsel Stack

Bluebook (online)
240 Cal. App. 4th 746, Counsel Stack Legal Research, https://law.counselstack.com/opinion/contra-costa-county-v-workers-compensation-appeals-board-calctapp-2015.