STEVENS, Circuit Judge.
If use of an economic poison in compliance with the directions on its label will cause certain food to become “adulterated” within the meaning of the Food, Drug and Cosmetic Act (FDCA),
is the poison necessarily “misbranded” within the meaning of the Federal Insecticide, Fungicide and Rodenticide Act (FIFRA)?
If not, the registrations of petitioner’s products were improperly cancelled since, as a matter of fact, proper use of the products is not injurious to man. On the other hand, if the question is answered affirmatively, we must decide whether the failure to obtain a so-called “tolerance” for petitioner’s products either as an added poisonous and deleterious substance,
or as a “food additive,”
means that even harmless traces of residue on foods result in
“per se
adulteration” under FDCA. In any event, we must give consideration to both FIFRA and FDCA to decide this case.
Petitioner manufactures three smoke insecticides containing a chemical known as “lindane.”
Because lindane is an economic poison, the products have been registered with the Department of Agriculture since 1955.
Each of the three
products, when activated by a match, dispenses a cloud of poisonous particulate which kills bugs. The labels contain directions for proper use and advice to avoid prolonged breathing of the smoke, contact with skin and eyes, and ingestion, and to keep out of reach of children. The directions contemplate use of the product in the home, advising that pets and fish be removed, and: “Cover tightly or remove any food in rooms to be treated.”
The principal market for petitioner’s products is for home use; its most significant hazards are the danger of inhalation and the risk that the smoke will penetrate coverings and leave residues on food.
In 1969 the Agricultural Research Division of the Department of Agriculture (ARS) concluded a series of studies of lindane products used in thermal vaporizers. Two general types of lindane vaporizers were being marketed, one which operated continuously and the other which volatized fixed quantities on a “one-shot” basis. The former, or continuous type, was approved for use in industrial establishments, but not for home use. Petitioner’s products are of the latter type.
The studies indicated that continuous lindane vaporizers were in fact being used widely in homes, and that residues of lindane on food posed a threat to human health. Accordingly, ARS concluded that continued registration of lindane products intended for vaporizers was contrary to the requirements of FI FRA. Notices of cancellation were therefore sent to the entire industry in April, 1969.
At least four manufacturers, including petitioner, exercised their statutory right to have the matter referred to a scientific advisory committee. The committee concluded that “existing data are sufficient to indicate the reality of human hazard,”
and recommended that “cancellation of registrations of all lin-dane products intended for vaporization should be maintained.”
Acting on that recommendation, on October 5, 1970, the Administrator of ARS entered findings of fact and conclusions relating generally to the registration of lindane products for use in vaporizing devices. His order stated that the “notices of cancellation of registrations of the products involved in this proceeding are hereby affirmed.”
Petitioner then filed a timely request for a public hearing to raise objections
to the cancellation of its three registrations based, in part, on differences between its products and the other products which had been considered especially dangerous. In addition to the difference between infrequent “one-shot” applications and continuous use,
petitioner contends that the particles of its smokes are much larger than the particles of vapor produced by other lindane products and, therefore, much less apt to penetrate food coverings. It is undisputed, however, that some penetration of food coverings, other than metals and glass, does result from the use of petitioner’s products.
Prior to the public hearing, the Secretary of Agriculture’s responsibilities under FIFRA were transferred to the Administrator of the Environmental Protection Agency, the respondent herein. After a full evidentiary hearing, on September 20, 1971, the Examiner submitted findings and conclusions recommending that the cancellations be vacated. He found that petitioner had met its burden of proof and that its products “contain directions for use which are necessary and if complied with adequate for the protection of the public”; and that “when used as directed or in accordance with commonly recognized practice” the products are “not harmful to living man.”
The Hearing Examiner’s opinion is comprehensive and relates specifically to petitioner’s products rather than to the industry in general.
Counsel for the Pesticides Office of respondent filed exceptions to the Hearing Examiner’s recommended findings and order, stressing particularly the danger from inhalation of lindane and, secondarily, the danger from residues on food. The exceptions were reviewed by a judicial officer of the agency. It is the opinion of the Judicial Officer which raises the legal question stated at the beginning of this opinion.
The Judicial Officer agreed with the Hearing Examiner’s findings and conclusions pertaining to the question of exposure by inhalation. With respect to the question of residues, however, he ruled as a matter of law that “any presence of lindane on processed or served food is per se contamination.”
He did not disagree with the Examiner's finding that the amount of residue was not toxicologically significant, but held that since the Food and Drug Administrator had not established a tolerance for lindane residues on food for human consumption pursuant to § 406 or § 409 of the FDCA, 21 U.S.C. §§ 346 and 348, even a harmless trace results in “adulteration.” He concluded that “all FIFRA labels should bear directions for use adequate to insure conformity to all pertinent regulations of other government agencies.”
He therefore ordered that
petitioner’s registrations be cancelled, subject to reinstatement if the labels were modified to prohibit use in areas where food is prepared, served or stored.
We stayed that order and must now determine its validity.
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STEVENS, Circuit Judge.
If use of an economic poison in compliance with the directions on its label will cause certain food to become “adulterated” within the meaning of the Food, Drug and Cosmetic Act (FDCA),
is the poison necessarily “misbranded” within the meaning of the Federal Insecticide, Fungicide and Rodenticide Act (FIFRA)?
If not, the registrations of petitioner’s products were improperly cancelled since, as a matter of fact, proper use of the products is not injurious to man. On the other hand, if the question is answered affirmatively, we must decide whether the failure to obtain a so-called “tolerance” for petitioner’s products either as an added poisonous and deleterious substance,
or as a “food additive,”
means that even harmless traces of residue on foods result in
“per se
adulteration” under FDCA. In any event, we must give consideration to both FIFRA and FDCA to decide this case.
Petitioner manufactures three smoke insecticides containing a chemical known as “lindane.”
Because lindane is an economic poison, the products have been registered with the Department of Agriculture since 1955.
Each of the three
products, when activated by a match, dispenses a cloud of poisonous particulate which kills bugs. The labels contain directions for proper use and advice to avoid prolonged breathing of the smoke, contact with skin and eyes, and ingestion, and to keep out of reach of children. The directions contemplate use of the product in the home, advising that pets and fish be removed, and: “Cover tightly or remove any food in rooms to be treated.”
The principal market for petitioner’s products is for home use; its most significant hazards are the danger of inhalation and the risk that the smoke will penetrate coverings and leave residues on food.
In 1969 the Agricultural Research Division of the Department of Agriculture (ARS) concluded a series of studies of lindane products used in thermal vaporizers. Two general types of lindane vaporizers were being marketed, one which operated continuously and the other which volatized fixed quantities on a “one-shot” basis. The former, or continuous type, was approved for use in industrial establishments, but not for home use. Petitioner’s products are of the latter type.
The studies indicated that continuous lindane vaporizers were in fact being used widely in homes, and that residues of lindane on food posed a threat to human health. Accordingly, ARS concluded that continued registration of lindane products intended for vaporizers was contrary to the requirements of FI FRA. Notices of cancellation were therefore sent to the entire industry in April, 1969.
At least four manufacturers, including petitioner, exercised their statutory right to have the matter referred to a scientific advisory committee. The committee concluded that “existing data are sufficient to indicate the reality of human hazard,”
and recommended that “cancellation of registrations of all lin-dane products intended for vaporization should be maintained.”
Acting on that recommendation, on October 5, 1970, the Administrator of ARS entered findings of fact and conclusions relating generally to the registration of lindane products for use in vaporizing devices. His order stated that the “notices of cancellation of registrations of the products involved in this proceeding are hereby affirmed.”
Petitioner then filed a timely request for a public hearing to raise objections
to the cancellation of its three registrations based, in part, on differences between its products and the other products which had been considered especially dangerous. In addition to the difference between infrequent “one-shot” applications and continuous use,
petitioner contends that the particles of its smokes are much larger than the particles of vapor produced by other lindane products and, therefore, much less apt to penetrate food coverings. It is undisputed, however, that some penetration of food coverings, other than metals and glass, does result from the use of petitioner’s products.
Prior to the public hearing, the Secretary of Agriculture’s responsibilities under FIFRA were transferred to the Administrator of the Environmental Protection Agency, the respondent herein. After a full evidentiary hearing, on September 20, 1971, the Examiner submitted findings and conclusions recommending that the cancellations be vacated. He found that petitioner had met its burden of proof and that its products “contain directions for use which are necessary and if complied with adequate for the protection of the public”; and that “when used as directed or in accordance with commonly recognized practice” the products are “not harmful to living man.”
The Hearing Examiner’s opinion is comprehensive and relates specifically to petitioner’s products rather than to the industry in general.
Counsel for the Pesticides Office of respondent filed exceptions to the Hearing Examiner’s recommended findings and order, stressing particularly the danger from inhalation of lindane and, secondarily, the danger from residues on food. The exceptions were reviewed by a judicial officer of the agency. It is the opinion of the Judicial Officer which raises the legal question stated at the beginning of this opinion.
The Judicial Officer agreed with the Hearing Examiner’s findings and conclusions pertaining to the question of exposure by inhalation. With respect to the question of residues, however, he ruled as a matter of law that “any presence of lindane on processed or served food is per se contamination.”
He did not disagree with the Examiner's finding that the amount of residue was not toxicologically significant, but held that since the Food and Drug Administrator had not established a tolerance for lindane residues on food for human consumption pursuant to § 406 or § 409 of the FDCA, 21 U.S.C. §§ 346 and 348, even a harmless trace results in “adulteration.” He concluded that “all FIFRA labels should bear directions for use adequate to insure conformity to all pertinent regulations of other government agencies.”
He therefore ordered that
petitioner’s registrations be cancelled, subject to reinstatement if the labels were modified to prohibit use in areas where food is prepared, served or stored.
We stayed that order and must now determine its validity. There are three distinct theories which might support the order. Although respondent now relies on only the third, to discuss that theory intelligently it is necessary to understand why the first two are inapplicable. We shall therefore discuss the effect of (1) FIFRA apart from the requirements of FDCA; (2) the sections of the FDCA which relate to food which bears or contains any added poisonous or deleterious substance, 21 U.S. C. § 342(a) (2) (A) and § 346; and (3) the “food additive” amendments to FDCA enacted in 1958, 21 U.S.C. § 342 (a) (2) (C) and § 348.
I.
The subject matter of FIFRA
is economic poisons. The basic purpqse of the statute was to regulate the labeling of such products to provide purchasers with assurance of effectiveness and safety when used in compliance with the manufacturer’s instructions. Until the manufacturer persuades the Administrator (formerly the Secretary of Agriculture) that his proposed labeling is adequate and that use of the product in compliance with directions is safe, the product may not be registered; unregistered economic poisons may not be sold in interstate commerce.
Registrations must be renewed at five-year intervals. Because of the continuing potential for harm from the use of such poisons, the Administrator retains a continuing right to cancel (or if an emergency exists, immediately to suspend)
a registration. In cancellation proceedings, as in applications for initial registration, the manufacturer has the burden of proving that his product is not “misbranded” within the meaning of the Act. Stearns Electric Paste Company v. Environmental Protection Agency, 461 F.2d 293, pp. 304, 305 (7th Cir. 1972).
The statutory definition of the term “misbranded” incorporates a substantive standard of product safety. There are
severa! tests which must be met. The directions accompanying the product, if complied with, must be “adequate for the protection of the public”;
warning statements, if complied with, must be “adequate to prevent injury to living man”
and other useful life. The substantive standards, phrased in terms of protection of the public and impact on living man, require consideration of the aggregate effect of a product’s use upon the environment, including not only its potential for harm, but also the benefits which would be lost by removing it from the market.
In this case, the tests of product safety as set forth in FIFRA’s definition of “misbranded” were met by petitioner. The Hearing Examiner expressly found that petitioner had sustained its burden of proof. Although the Judicial Officer did not enter all of the Examiner’s recommended findings, we are satisfied that they are supported by the record.
Since FIFRA itself does not condition entitlement to registration on compliance with any other statute, the language of FIFRA clearly supports the Hearing Examiner’s conclusion that the order eancel-ling petitioner’s registrations should be vacated.
The question is whether this conclu-. sion can stand in the face of a claimed inconsistency with another requirement of Congress. To answer that question we must understand both the purpose of that other requirement and the precise language in which it has been defined by Congress. We must also keep in mind the fact that this is a case in which the registrant has satisfactorily demonstrated the safety of its product in an adversary proceeding. We stress this fact because the provisions of FDCA to be discussed were, in large part, intended to prohibit the marketing of products which had not been adequately tested to establish their safety.
II.
The Judicial Officer’s holding was predicated on both § 406 and § 409 of the FDCA, 21 U.S.C. § 346 and § 348. The reasons why the former section is inapplicable illuminate our analysis of the latter.
The FDCA prohibits the interstate shipment of adulterated food. The defi
nition of the term “adulterated” has changed significantly over the years. In 1914 the Supreme Court held that flour was not adulterated simply because it contained a poisonous substance which had been added during processing. United States v. Lexington Mill & Elevator Co., 232 U.S. 399, 34 S.Ct. 337, 58 L.Ed. 658. The Government was required to prove that the food itself, rather than the added substance, was dangerous. That test has survived insofar as inherent ingredients of food are concerned, but the 1938 statute revised the law applicable to food which “bears or contains any added poisonous or added deleterious substances.” Such food is adulterated if the added poisonous substance is “unsafe within the meaning of § 406”.
Thus, the 1938 Act modified the rule of
Lexington Mill
by focusing attention on the character of the added substance rather than the character of the food, and by shifting the burden of proving safety to the food processor.
Section 406
provided that every poisonous or deleterious substance added to food was unsafe unless two conditions were met: First, that the poison is required in the production of the food, or at least its use could not be avoided by good manufacturing practice; and second, if that condition was satisfied, that the Secretary of Agriculture
had promulgated a regulation limiting the quantities of the substance which food may contain and such “tolerance” was not exceeded. Failure to satisfy either condition resulted in
per se
adulteration.
The Judicial Officer held that the use of petitioner’s product would violate the second condition set forth in § 406 because no tolerance had been established for lindane residues on food for human consumption.
It is equally clear, how
ever, that the first condition could not be satisfied; lindane is not required in the production of food
and there is no evidence that its use could not be avoided in good manufacturing practice, or even in good practice in a domestic kitchen. As respondent now acknowledges, it therefore appears that petitioner could never comply with § 406 even if a tolerance had been established.
The Judicial Officer’s reliance on § 406, if correct, would permanently foreclose registration of petitioner’s products. Reference to that section is predicated on the assumption (which is certainly not unreasonable) that those products are poisonous or deleterious substances within the meaning of § 402.
From that assumption, it inevitably follows that any use which leaves even a harmless trace of the product on food results in adulteration within the meaning of FDCA. The steps which lead to this conclusion are: (1) the product is a poisonous substance; (2) § 402 provides that any food which “bears or contains” a poisonous substance is adulterated if it is “unsafe” within § 406; (3) this substance is unsafe within § 406 because, as the Judicial Officer noted, no tolerance has been established, and additionally, because it need not be used in food processing. Since, as the Judicial Officer reasoned, the labeled use of the product in an area where food is stored or served is “unsafe,” the product is misbranded under FIFRA.
Respondent, we think correctly, disclaims reliance on § 406. When Congress enacted FIFRA in 1947, it adopted a concept of product safety analogous to the Supreme Court’s pre-1938 interpretation of the food law in
Lexington Mill.
If it had adopted the
per se
approach of § 406, all domestic use of pesticides in kitchen areas would have been prohibited
and only by an extralegal sys
tem of informal tolerances could the continued use of such products have been permitted.
No such consequences follow, however, if we read the words used by Congress in § 406 exactly as they were written. Under that reading harmless traces of lindane residue are merely “deemed to be unsafe for purposes of the application of clause (2) (A) of § [402] of this title,” rather than unsafe for the purpose of other federal legislation as well.
As we read § 406, therefore, the reason it does not permanently foreclose registration of petitioner’s products is that its definition of product safety is only for the purposes of FDCA and is not incorporated in FIFRA.
III.
If, as respondent contends, petitioner’s products are “food additives” rather than added poisonous or deleterious substances, § 409 leads us to an “unsafe” conclusion by a path which is parallel to that indicated by § 406.
A food is deemed to be adulterated if it bears or contains any “food additive” which is “unsafe” within the meaning of § 409.
That section provides that any use of a food additive is unsafe unless the Administrator has either granted an exemption covering the additive or else its use is within the limits of a tolerance which he has established. Again, however, the use of an additive not covered by an exemption or by a tolerance is merely “deemed to be unsafe for purposes of the application of clause (2) (C) of § [402] of this title.” Thus, just as an exact reading of the language of § 406 avoids the Judicial Officer’s construction of that provision, a parallel reading of the comparable words in § 409 will also defeat respondent’s “food additive” argument. In this case we believe this literal reading is supported by a fair evaluation of the history and purposes of the food additive amendment of 1958.
We first note that there is no suggestion in the history of the 1958 legisla
tion that it was intended to affect the administration of any other statute. Unlike the 1954 amendment which expressly took into account the interests of both the pesticide industry and the food industry in coordinating the regulation of the use of pesticide chemicals on raw agricultural commodities under both FDCA and FIFRA, the Senate Committee Report on the 1958 Act purports only to deal with the food processing industry.
This report identifies two broad purposes to be accomplished by the food additive legislation.
First, Congress intended to establish a procedure for premarketing clearance of untested food additives.
As the title of the statute plainly stated, its purpose was “to prohibit the use in food of additives which have not been adequately tested to establish their safety.” 72 Stat. 1784. Prior to such testing and the adoption of either an exemption or permitted tolerance limitations, new additives were to be banned by a statutory concept of
per se
adulteration.
Second, in evaluating the safety of new additives, the agency was to avoid the
per se
approach required by the existing statutory references to poisonous and deleterious substances. The test of safety was intended to take into account the broader concepts of safety under the intended conditions of use;
the benefits of the additive were to be evaluated rather than merely its potential for harm.
In short, in making its ultimate determination whether new additives, or food containing them, may be marketed, F.D. A. employs the kind of substantive standard of product safety embodied in FIFRA’s “injury to man” concept, rather than a narrow consideration of the character of the additive itself.
Thus, the concept of
per se
adulteration was designed to serve the procedural purpose of keeping products off the market until after their safety has been tested and to place the burden of demonstrating safety on industry rather than government. The registration requirements of FIFRA are designed to accomplish precisely the same objectives. Although the statutory procedures are somewhat different, both FDCA and FIFRA require premarketing clearance of new or untested products, both place the burden of proof on industry, and neither employs an automatic
“per se”
approach to the application of the substantive standard of product safety.
Neither of the broad purposes of the food additives legislation will be defeated by accepting the Hearing Examiner’s findings as controlling in this case. Those findings are not in conflict with either the letter or the spirit of FDCA or FIFRA.
Rejection of the Judicial Officer’s reliance on a
per se
approach of the review stage of this proceeding need not foreclose a coordinated interpretation of the two statutes in a proper procedural context. Subsequent to the hearing below, the authority to determine tolerances for pesticides formerly exercised by the Secretary of Agriculture was transferred to respondent.
Nothing in either FDCA or FIFRA, or in our holding today, will prevent the Administrator from determining tolerance limits in the same proceeding in which the right to registration is adjudicated if the issues are properly framed before the hearing commences.
We merely hold that since petitioner met its burden of proof in a full evi-dentiary hearing, its registrations may not be cancelled by adopting a construction of FIFRA and FDCA which is not
required by the language or purpose of either statute.
The orders of cancellation must therefore be set aside.