Contact Lens Manufacturers Association v. Food & Drug Administration of the Department of Health and Human Services

766 F.2d 592, 247 U.S. App. D.C. 102, 1985 U.S. App. LEXIS 30822
CourtCourt of Appeals for the D.C. Circuit
DecidedJuly 9, 1985
Docket84-1025
StatusPublished
Cited by13 cases

This text of 766 F.2d 592 (Contact Lens Manufacturers Association v. Food & Drug Administration of the Department of Health and Human Services) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Contact Lens Manufacturers Association v. Food & Drug Administration of the Department of Health and Human Services, 766 F.2d 592, 247 U.S. App. D.C. 102, 1985 U.S. App. LEXIS 30822 (D.C. Cir. 1985).

Opinion

Opinion for the Court filed by Circuit Judge GINSBURG.

GINSBURG, Circuit Judge.

In 1938, Congress armed the Food and Drug Administration (FDA) with authority to prevent the marketing of hazardous drugs. By the mid-1970’s, however, it had become apparent that the legislature’s delineation of the FDA’s domain was too narrow to enable the agency to protect the public from some of the most dangerous health care products. Mindful of recent misfortunes involving faulty pacemakers and the Daikon Shield, Congress enacted the Medical Device Amendments of 1976 (Amendments or statute), Pub.L. No. 94-295, 90 Stat. 539 (codified at 21 U.S.C. §§ 360c-360k (1982)), thereby extending the FDA’s pre-market surveillance field beyond drugs to medical devices. This case, one of first impression, involves the FDA's administration of the Amendments.

*594 Congress’ new prescription for the FDA divided the world of medical devices into three classes, according to the degree of regulation thought necessary to provide reasonable assurance of each device’s “safety and effectiveness.” Class I encompassed devices whose safety and effectiveness could be reasonably assured by “general controls” set out in various sections of the Food, Drug, and Cosmetic Act, 21 U.S.C. §§ 301-392 (1982). Class II covered devices that posed somewhat greater risks; devices placed in this category would be subject to “performance standards” in addition to the residual general controls. Class III was to obtain devices (1) whose safety and effectiveness could not be reasonably assured by any combination of general controls and performance standards, and (2) whose purported purpose was to aid in supporting or sustaining human life or preventing its impairment, or whose availability presented “a potential unreasonable risk of illness or injury.” No device consigned to class III could be sold to the general public until, through a costly and time-consuming process, it had gained the FDA’s “premarket approval.” See Id. § 360c(a)(l).

Congress itself was not positioned to determine the appropriate classification of every medical device then in existence or yet to be invented; nor could it describe the statutory categories with sufficient precision to ensure that each device would simply fall into the proper class of its own accord. The legislators therefore charged the FDA with the task of implementing the Amendments, and thus of essaying judgments appropriate to ensure safe and effective medical devices without stifling innovative technology. See H.R.Rep. No. 853, 94th Cong., 2d Sess. 12-13 (1976) [hereinafter cited as House Report].

Congress drew several initial bright lines, however, that significantly affected the classification process. “[D]evices of a type introduced or delivered for introduction into interstate commerce for commercial distribution” before the date of the Amendments’ enactment were to remain entirely outside the classification scheme until the FDA decided where to place them. See 21 U.S.C. § 360c(c)(3); General Provisions and Classification of 119 Devices, 47 Fed.Reg. 3694, 3694 (1982) [hereinafter cited as Mass Classification Proposal], Devices introduced after the date of enactment, by contrast, would rank in class III unless shown to belong to a non-class-III family of devices and to be “substantially equivalent” to a particular, already-marketed device within that family. See 21 U.S.C. § 360c(f)(l)(A); 21 C.F.R. § 860.134 (1984). Moreover, under provisions labeled “transitional,” class III ranking automatically attached to “[a]ny device intended for human use ... which the [FDA] in a notice published in the Federal Register before the enactment date has declared to be a new drug.” 21 U.S.C. § 360j(Z)(l)(E). The FDA could later reclassify any device that, for whatever reason, had been “overclassi-fied,” but this remedy required a proffer of “new information,” id. § 360c(e) — or, as the FDA formulated the standard, “valid scientific evidence” of safety and effectiveness. 21 C.F.R. §§ 860.7, .123(a)(6).

The instant petition concerns the first attempt ever to reclassify a medical device committed to class III by the Amendments’ “transitional provisions.” Contact Lens Manufacturers Association (CLMA) challenges the FDA’s withdrawal of the agency’s own proposal to transfer certain rigid gas permeable (RGP) contact lenses from class III to class I. 48 Fed.Reg. 56,778 (1983). Claiming that RGP lenses (and hence, RGP lens manufacturers) have suffered disparate treatment in relation to other medical devices (indeed, other contact lenses), CLMA urges that “something has gone very wrong here.” Brief of Petitioner at 2. We conclude, however, that CLMA’s travails are attributable to the intricacies of the legislation Congress ordered, and to the broad administrative discretion Congress conferred upon the FDA. Because our review satisfies us that the FDA has permissibly exercised its considerable discretion in this case, we affirm the agency’s action.

*595 I.

Contact lenses consisting almost entirely of polymethylmethacrylate (PMMA)— “hard” lenses — have been marketed in the United States since the early 1950’s. See Regulatory Policy and Proposed Rulemak-ing for Marketing Contact Lenses, 40 Fed. Reg. 44,844, 44,845 (1975) [hereinafter cited as New Drug Notice]. Because the public’s pre-Amendments experience with PMMA lenses was broad and substantially injury-free, see id., these lenses will remain outside the Amendments’ classification scheme until the FDA formally decides where to place them. See supra p. 594. That decision has not yet been made; three years ago, however, the FDA proposed to regulate PMMA lenses as class II devices. See Mass Classification Proposal, 47 Fed. Reg. at 3736.

Hydroxyethylmethacrylate (HEMA) lenses — “soft” lenses — are a more recent development. The FDA first approved a HEMA lens in 1971. See 47 Fed.Reg. 53,411, 43,-415 (1982). In September 1975, citing their relative novelty, the FDA announced that HEMA lenses — indeed all lenses “other than those consisting [almost wholly] of PMMA” — had been and would continue to be regarded as “new drugs”:

This decision to regulate such contact lenses under the new drug provisions of the Federal Food, Drug, and Cosmetic Act was based on a recognition that new plastic materials that had not been shown to be safe and effective were being introduced for use in the manufacture of contact lenses. The introduction of these new materials led to new lens design and use, new manufacturing methods, and new methods for lens care.

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Bluebook (online)
766 F.2d 592, 247 U.S. App. D.C. 102, 1985 U.S. App. LEXIS 30822, Counsel Stack Legal Research, https://law.counselstack.com/opinion/contact-lens-manufacturers-association-v-food-drug-administration-of-the-cadc-1985.