RENDERED: OCTOBER 24, 2024 TO BE PUBLISHED
Supreme Court of Kentucky 2023-SC-0403-DG
CONNIE CORNER, INDIVIDUALLY AND APPELLANT AS EXECUTRIX OF THE ESTATE OF THOMAS DUNBAR A/K/A “SAM” DUNBAR
ON REVIEW FROM COURT OF APPEALS V. NO. 2022-CA-0844 RUSSELL CIRCUIT COURT NO. 20-CI-00150
TYLER POPPLEWELL; AND KIMBERLY APPELLEES KELSEY, AS ADMINISTRATRIX OF THE ESTATE OF IMOGENE POPPLEWELL
OPINION OF THE COURT BY JUSTICE CONLEY
AFFIRMING
Thomas Dunbar, a/k/a “Sam,” died without issue. Connie Corner, who
is not related by blood to Dunbar, probated a will which purportedly left the
entirety of his estate to her. Imogene Popplewell was Dunbar’s sister and the
grandmother of Tyler Popplewell. Tyler filed a motion in Russell Circuit Court
alleging fraud and undue influence against Corner and asked the circuit court
to find the will was null and void. Ultimately, after the statute of limitations
had run, Corner moved to dismiss because Tyler lacked standing to bring the
claim. The trial court sustained the motion and Tyler appealed. After review,
the Court of Appeals held that Corner had waived the issue of standing and
remanded the case back to the trial court. Corner filed a motion for discretionary review which this Court granted. Upon review, we hereby affirm
the Court of Appeals and order this case remanded to the trial court for a trial
on its merits.
I. FACTS AND PROCEDURAL HISTORY
Dunbar died on November 29, 2019, without issue. In his later years,
Corner provided assistance to Dunbar due to his advanced age. Dunbar’s
family was unaware that he changed his will leaving the entirety of his estate to
Corner. Corner probated this will in Russell District Court on December 16,
2019. Tyler filed suit on April 16, 2020, in Russell Circuit Court alleging that
the will was a product of undue influence, fraud, and that Dunbar executed the
will without the requisite testamentary capacity. Tyler asked the court to
declare the will null and void.
Corner filed an answer to Tyler’s complaint in May of 2020, but failed to
assert lack of standing as a defense. Prior to the start of the trial, scheduled to
begin on February 23, 2022, Corner filed a motion to dismiss the action
alleging that Tyler lacked standing under KRS 1 391.010 and KRS 391.030. 2 A
few days later, on February 17, 2022, Imogene Popplewell, the sister of Dunbar
and the grandmother of Tyler, executed an irrevocable assignment of all of her
interest in Dunbar’s estate to Tyler.
1 Kentucky Revised Statutes.
2 Filed on February 14, 2022, and noticed to be heard on the 23rd. This was
also the same date the jury trial was set to begin.
2 On the 21st of February, Corner filed an amended motion, which was
also noticed to be heard the same day as the trial. Apparently, the trial judge
hearing the matter was ill, so the matter was continued. Corner filed a third
motion to dismiss on March 3, 2022, with the matter noticed to be heard on
April 12, 2022. The attorney for Tyler claimed he never received notice for the
rescheduled hearing and was attending a funeral during the hearing. The trial
court granted Corner’s motion to dismiss on April 12th in a perfunctory order.
Tyler filed a motion to set aside the judgment because he did not receive notice
of the hearing. On April 22nd, Corner filed a motion to amend the order of
dismissal to include specific findings of facts and conclusions of law, namely
that the trial court’s dismissal was based on Tyler’s lack of standing.
On May 10, Imogene Popplewell filed a motion to intervene as successor
plaintiff to Tyler, and Tyler filed an assignment of his interests in the litigation
to Imogene. On June 15, the trial court issued an amended order dismissing
the case with prejudice based on Tyler’s lack of standing and cited the mailbox
rule in denying Tyler’s motion to set aside the judgment. The trial court also
denied Imogene’s motion to intervene as untimely since it was beyond the
statute of limitations.
Tyler appealed and the Court of Appeals reversed the trial court. The
Court of Appeals held that Corner had waived the issue of standing based on
its reading of Harrison v. Leach, 323 S.W.3d 702 (Ky. 2010). Corner then filed a
motion for discretionary review which we granted. We now review the merits of
the appeal.
3 II. ANALYSIS
Corner now argues before this Court that the Court of Appeals erred
when it applied Harrison to the facts of this case. Tyler, of course insists the
Court of Appeals was correct. He also argues, since Imogene assigned all of her
rights in the litigation to Tyler, and Imogene filed a motion to intervene as a
plaintiff, that her filing related back to the date of the original filing. As such,
Tyler claims, the statute of limitations should not apply.
“Dismissal for lack of statutory standing is properly viewed as dismissal.
. . for failure to state a claim [upon which relief may be granted].” 3
Commonwealth Cabinet for Health & Fam. Servs., Dep't for Medicaid Servs. v.
Sexton by & through Appalachian Reg'l Healthcare, Inc., 566 S.W.3d 185, 191
(Ky. 2018) (quoting 13A Fed. Prac. & Proc. Juris. § 353 (3d ed.))
“[A] motion to dismiss for failure to state a claim upon which relief may be
granted is a pure question of law, a reviewing court owes no deference to a trial
court's determination; instead, an appellate court reviews the issue de novo.”
Fox v. Grayson, 317 S.W.3d 1,7 (Ky. 2010).
3 Commonwealth Cabinet for Health & Fam. Servs., Dep't for Medicaid Servs. v.
Sexton by & through Appalachian Reg'l Healthcare, Inc., clarifies the distinction between statutory and constitutional standing. 566 S.W.3d 185, 191 (Ky. 2018). “Though all are termed “standing,” the differences between statutory, constitutional, and prudential standing are important. Constitutional and prudential standing are about, respectively, the constitutional power of a ... court to resolve a dispute and the wisdom of so doing. Statutory standing is simply statutory interpretation: the question it asks is whether [the legislature] has accorded this injured plaintiff the right to sue the defendant to redress his injury.” Id. (quoting Graden v. Conexant Sys., Inc., 496 F.3d 291, 295 (3d Cir. 2007)).
4 Corner argues that the Court of Appeals erred by applying Harrison in
this case because in Harrison, the issue of standing was not raised in the trial
court at all. Here, as Corner correctly points out, she filed a motion to dismiss
for lack of standing below. Our holding in Harrison is as follows:
[W]e conclude that lack of standing is a defense which must be timely raised or else will be deemed waived. This use-it-or-lose-it approach to standing is logical because, as an Illinois appellate court noted, “the purpose of ...
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RENDERED: OCTOBER 24, 2024 TO BE PUBLISHED
Supreme Court of Kentucky 2023-SC-0403-DG
CONNIE CORNER, INDIVIDUALLY AND APPELLANT AS EXECUTRIX OF THE ESTATE OF THOMAS DUNBAR A/K/A “SAM” DUNBAR
ON REVIEW FROM COURT OF APPEALS V. NO. 2022-CA-0844 RUSSELL CIRCUIT COURT NO. 20-CI-00150
TYLER POPPLEWELL; AND KIMBERLY APPELLEES KELSEY, AS ADMINISTRATRIX OF THE ESTATE OF IMOGENE POPPLEWELL
OPINION OF THE COURT BY JUSTICE CONLEY
AFFIRMING
Thomas Dunbar, a/k/a “Sam,” died without issue. Connie Corner, who
is not related by blood to Dunbar, probated a will which purportedly left the
entirety of his estate to her. Imogene Popplewell was Dunbar’s sister and the
grandmother of Tyler Popplewell. Tyler filed a motion in Russell Circuit Court
alleging fraud and undue influence against Corner and asked the circuit court
to find the will was null and void. Ultimately, after the statute of limitations
had run, Corner moved to dismiss because Tyler lacked standing to bring the
claim. The trial court sustained the motion and Tyler appealed. After review,
the Court of Appeals held that Corner had waived the issue of standing and
remanded the case back to the trial court. Corner filed a motion for discretionary review which this Court granted. Upon review, we hereby affirm
the Court of Appeals and order this case remanded to the trial court for a trial
on its merits.
I. FACTS AND PROCEDURAL HISTORY
Dunbar died on November 29, 2019, without issue. In his later years,
Corner provided assistance to Dunbar due to his advanced age. Dunbar’s
family was unaware that he changed his will leaving the entirety of his estate to
Corner. Corner probated this will in Russell District Court on December 16,
2019. Tyler filed suit on April 16, 2020, in Russell Circuit Court alleging that
the will was a product of undue influence, fraud, and that Dunbar executed the
will without the requisite testamentary capacity. Tyler asked the court to
declare the will null and void.
Corner filed an answer to Tyler’s complaint in May of 2020, but failed to
assert lack of standing as a defense. Prior to the start of the trial, scheduled to
begin on February 23, 2022, Corner filed a motion to dismiss the action
alleging that Tyler lacked standing under KRS 1 391.010 and KRS 391.030. 2 A
few days later, on February 17, 2022, Imogene Popplewell, the sister of Dunbar
and the grandmother of Tyler, executed an irrevocable assignment of all of her
interest in Dunbar’s estate to Tyler.
1 Kentucky Revised Statutes.
2 Filed on February 14, 2022, and noticed to be heard on the 23rd. This was
also the same date the jury trial was set to begin.
2 On the 21st of February, Corner filed an amended motion, which was
also noticed to be heard the same day as the trial. Apparently, the trial judge
hearing the matter was ill, so the matter was continued. Corner filed a third
motion to dismiss on March 3, 2022, with the matter noticed to be heard on
April 12, 2022. The attorney for Tyler claimed he never received notice for the
rescheduled hearing and was attending a funeral during the hearing. The trial
court granted Corner’s motion to dismiss on April 12th in a perfunctory order.
Tyler filed a motion to set aside the judgment because he did not receive notice
of the hearing. On April 22nd, Corner filed a motion to amend the order of
dismissal to include specific findings of facts and conclusions of law, namely
that the trial court’s dismissal was based on Tyler’s lack of standing.
On May 10, Imogene Popplewell filed a motion to intervene as successor
plaintiff to Tyler, and Tyler filed an assignment of his interests in the litigation
to Imogene. On June 15, the trial court issued an amended order dismissing
the case with prejudice based on Tyler’s lack of standing and cited the mailbox
rule in denying Tyler’s motion to set aside the judgment. The trial court also
denied Imogene’s motion to intervene as untimely since it was beyond the
statute of limitations.
Tyler appealed and the Court of Appeals reversed the trial court. The
Court of Appeals held that Corner had waived the issue of standing based on
its reading of Harrison v. Leach, 323 S.W.3d 702 (Ky. 2010). Corner then filed a
motion for discretionary review which we granted. We now review the merits of
the appeal.
3 II. ANALYSIS
Corner now argues before this Court that the Court of Appeals erred
when it applied Harrison to the facts of this case. Tyler, of course insists the
Court of Appeals was correct. He also argues, since Imogene assigned all of her
rights in the litigation to Tyler, and Imogene filed a motion to intervene as a
plaintiff, that her filing related back to the date of the original filing. As such,
Tyler claims, the statute of limitations should not apply.
“Dismissal for lack of statutory standing is properly viewed as dismissal.
. . for failure to state a claim [upon which relief may be granted].” 3
Commonwealth Cabinet for Health & Fam. Servs., Dep't for Medicaid Servs. v.
Sexton by & through Appalachian Reg'l Healthcare, Inc., 566 S.W.3d 185, 191
(Ky. 2018) (quoting 13A Fed. Prac. & Proc. Juris. § 353 (3d ed.))
“[A] motion to dismiss for failure to state a claim upon which relief may be
granted is a pure question of law, a reviewing court owes no deference to a trial
court's determination; instead, an appellate court reviews the issue de novo.”
Fox v. Grayson, 317 S.W.3d 1,7 (Ky. 2010).
3 Commonwealth Cabinet for Health & Fam. Servs., Dep't for Medicaid Servs. v.
Sexton by & through Appalachian Reg'l Healthcare, Inc., clarifies the distinction between statutory and constitutional standing. 566 S.W.3d 185, 191 (Ky. 2018). “Though all are termed “standing,” the differences between statutory, constitutional, and prudential standing are important. Constitutional and prudential standing are about, respectively, the constitutional power of a ... court to resolve a dispute and the wisdom of so doing. Statutory standing is simply statutory interpretation: the question it asks is whether [the legislature] has accorded this injured plaintiff the right to sue the defendant to redress his injury.” Id. (quoting Graden v. Conexant Sys., Inc., 496 F.3d 291, 295 (3d Cir. 2007)).
4 Corner argues that the Court of Appeals erred by applying Harrison in
this case because in Harrison, the issue of standing was not raised in the trial
court at all. Here, as Corner correctly points out, she filed a motion to dismiss
for lack of standing below. Our holding in Harrison is as follows:
[W]e conclude that lack of standing is a defense which must be timely raised or else will be deemed waived. This use-it-or-lose-it approach to standing is logical because, as an Illinois appellate court noted, “the purpose of ... defenses, such as lack of standing, is to afford the defendants the means of obtaining at the outset of litigation summary disposition of issues of law or easily proved issues of fact.” Since a defendant benefits from early termination of a case due to a plaintiff's lack of standing, we believe a defendant should not be permitted to stand mute at the trial court level regarding standing, only to raise the issue on appeal (or, as in this case, continue to ignore the issue but ultimately benefit from an appellate court's raising it on its own). Such an approach would be a grossly inefficient use of the time and resources of the parties and of trial courts and would be a disincentive for attorneys to comply with their duty thoroughly and timely to determine the legal standing of all parties at the infancy of litigation.
Id. at 708-09, (emphasis added). While it is true that our holding in Harrison
made reference to “standing mute at the trial level,” we were simply referring to
the facts in that particular case. The reasoning that undergirds the holding is
that defendants should promptly dispose of issues, including issues of
standing, “at the outset” or “infancy of litigation.” Id. Since Corner waited two
years to raise the issue, the case could hardly be said to be in its infancy.
The Court of Appeals held that Corner waived the standing issue by not
asserting it in her first response to the complaint. This is a sound
interpretation of Harrison and consistent with the “use it or lose it” reasoning
behind it. Therefore, we now adopt this holding. For unless defendants in the
5 future can make a colorable showing of why it is unjust or unworkable to raise
statutory standing in their initial answer, our adoption of this rule will lead to a
prompt disposition of cases so that the parties with proper standing can be
determined and do so without the appearance of gamesmanship which so often
tarnishes the reputation of our profession. As to the other issues raised by both
parties in their briefs, we find this issue dispositive and will not address them.
III. CONCLUSION
Based on the foregoing, we hereby affirm the decision of the Court of
Appeals and remand the matter to the trial court for a trial on the merits.
All sitting.� VanMeter, C.J.; Bisig, Keller, Lambert, Nickell, Thompson JJ.,
concur. Keller, J., concurs in result only.
BRIEF FOR APPELLANTS:
Theodore H. Lavit Theodore H. Lavit & Associates, P.S.C.
BRIEFS FOR APPELLEES:
Joel R. Smith The Law Office of Joel R. Smith and Associates, PLLC