Connelly v. Lee

699 So. 2d 411, 1997 WL 242215
CourtLouisiana Court of Appeal
DecidedMay 9, 1997
Docket96 CA 1213
StatusPublished
Cited by21 cases

This text of 699 So. 2d 411 (Connelly v. Lee) is published on Counsel Stack Legal Research, covering Louisiana Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Connelly v. Lee, 699 So. 2d 411, 1997 WL 242215 (La. Ct. App. 1997).

Opinion

699 So.2d 411 (1997)

Michael R. CONNELLY and Kay Connelly
v.
Donna Wright LEE.

No. 96 CA 1213.

Court of Appeal of Louisiana, First Circuit.

May 9, 1997.
Rehearing Denied October 8, 1997.

*412 Michael R. Connelly, Baton Rouge, in Proper Person.

*413 Helen M. Edgington, Baton Rouge, for Defendant/Appellant Donna Wright Lee.

Before WHIPPLE and FITZSIMMONS, JJ., and TYSON[1], J. Pro Tem.

WHIPPLE, Judge.

This is an appeal from the trial court's judgment imposing sanctions pursuant to LSA-C.C.P. art. 863 against Michael R. Connelly, in proper person, for the filing of a petition for damages for legal malpractice against Donna Wright Lee. For the following reasons, we affirm.

FACTS AND PROCEDURAL HISTORY

Donna Wright Lee represented Marilyn M. Connelly, plaintiff's former wife, in custody and child support litigation between Marilyn and Michael Connelly, from 1987 continuously to the time that the instant suit was filed and throughout these proceedings. On February 2, 1993, plaintiff and his second wife, Kay Connelly, filed a petition entitled "Petition in Suit for Damages for Legal Malpractice" against defendant. The petition alleged, among other things, that the defendant had committed malpractice and that she had made remarks, "both orally and in writing," defaming Michael R. Connelly. Plaintiffs further alleged that defendant committed all the actions described in the petition intentionally and knowingly, with malice and with the specific intent to harm plaintiffs.

Defendant, through her attorneys, filed a peremptory exception raising the objection of no cause of action on March 17, 1993. She asserted that the petition did not allege actionable negligence or other misconduct on the part of defendant. Defendant argued that because plaintiffs did not have an attorney-client relationship with defendant, the rule enunciated by the Supreme Court in Penalber v. Blount, 550 So.2d 577 (La.1989) applied. Penalber held that an attorney does not owe a legal duty to his client's adversary when acting in the client's behalf absent intentional tortious conduct.

The matter came on for hearing on August 20, 1993, and on September 1, 1993, the trial court rendered a partial judgment of no cause of action. The judgment dismissed the claims of Kay Connelly, and the claims of Michael Connelly alleging legal malpractice against defendant. However, it granted Connelly an additional five (5) days from the date of judgment to amend his petition to specify factual allegations supporting the claim of defamation against defendant.

Plaintiff did not amend his petition, and on October 29, 1993, a hearing was held on defendant's motion to dismiss the suit with prejudice for failure of plaintiff to comply with the court's order. Plaintiff did not appear at the hearing. On November 2, 1993, the court rendered a judgment finally dismissing the suit with full prejudice to the rights of plaintiff against defendant and awarding all costs to defendant.

On November 2, 1994, defendant filed a motion and order for sanctions pursuant to LSA-C.C.P. art. 863. She argued that the petition filed by Connelly was not warranted by the facts and was interposed for an improper purpose, such as to cause delay, expense, or harassment. The rule was heard on January 12, 1995. At the hearing, plaintiff orally asserted the exception of prescription. He argued that the original partial judgment of no cause of action, rendered September 1, 1993, determined the date from which delays would run for asserting a claim for sanctions. Therefore, plaintiff argued, the claim had prescribed by November 2, 1994, the date defendant filed her motion for sanctions. The trial court denied the exception and plaintiff continued with his cross-examination of defendant at the hearing.

After allowing the parties to further brief the issues, the trial court rendered a judgment granting defendant's motion for sanctions and awarding defendant damages in the amount of $6,727.00, representing attorney fees, malpractice insurance rate increases, and loss of time from defendant's law practice, together with legal interest from the date of judicial demand until paid. The judgment was rendered on May 30, 1995. This appeal by Connelly followed.

*414 Plaintiff alleges on appeal that the trial court erred in ordering sanctions under LSA-C.C.P. art. 863; that it erred in refusing to allow plaintiff to cross-examine defendant to establish a factual basis for plaintiff's petition; that it erred in denying his exception of prescription; and that it erred in awarding damages, since there was insufficient evidence in the record to warrant the award.

DISCUSSION

In order to impose sanctions, a trial court must first find that one of the affirmative duties imposed by LSA-C.C.P. art. 863(B) has been violated. LSA-C.C.P. art. 863(D). Under the provisions of LSA-C.C.P. art. 863(B), an attorney certifies four things upon signing a pleading: (1) that the attorney has read the pleading; (2) that to the best of the attorney's knowledge, information and belief formed after reasonable inquiry, the pleading is well grounded in fact; (3) that the pleading is warranted by existing law or a good faith argument for the extension, modification or reversal of existing law; and (4) that the pleading is not interposed for any improper purpose, such as to harass or cause unnecessary delay or needless increase in the cost of litigation. A violation of any one of these duties fatally infects the entire certification. Martin v. Martin, 629 So.2d 1191, 1193-1194 (La.App. 1st Cir.1993), writ denied, 94-0029 (La.2/25/94); 632 So.2d 769; Succession of Thomas, 602 So.2d 1108, 1110 (La.App. 1st Cir.1992).

Louisiana Code of Civil Procedure article 863 imposes an obligation on litigants and their attorneys to make an objectively reasonable inquiry into the facts and law; subjective good faith will not satisfy this duty of reasonable inquiry. The standard of review by the appellate court has been referred to as the "abuse of discretion" standard. This standard is nothing more or less than the "manifestly erroneous" or "clearly wrong" criteria used by the appellate courts in reviewing a trial court's factual findings. Once the trial court finds a violation of Article 863 and imposes sanctions, the determination of the type and/or the amount of the sanction is reviewed on appeal utilizing the "abuse of discretion" standard. Sanchez v. Liberty Lloyds, 95-0956, p. 6 (La.App. 1st Cir. 4/4/96); 672 So.2d 268, 271, writ denied, 96-1123 (La.6/7/96); 674 So.2d 972. The obligation imposed upon litigants and their counsel who sign a pleading is to make an objectively reasonable inquiry into the facts and the law. Subjective good faith will not satisfy the duty of reasonable inquiry. Sanchez, 95-0596 at p. 6; 672 So.2d at 271-272; Succession of Thomas, 602 So.2d at 1110.

Among factors to be considered in determining whether reasonable factual inquiry has been made are (1) the time available to the signer for investigation; (2) the extent of the attorney's reliance on his client for the factual support for the document; (3) the feasibility of a prefiling investigation; (4) whether the signing attorney accepted the case from another member of the bar or forwarding attorney; (5) the complexity of the factual and legal issues; and (6) the extent to which development of the factual circumstances underlying the claim requires discovery.

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Cite This Page — Counsel Stack

Bluebook (online)
699 So. 2d 411, 1997 WL 242215, Counsel Stack Legal Research, https://law.counselstack.com/opinion/connelly-v-lee-lactapp-1997.