Commonwealth v. Young

487 S.W.3d 430, 2015 Ky. LEXIS 2007, 2015 WL 9242558
CourtKentucky Supreme Court
DecidedDecember 17, 2015
Docket2013-SC-000367-DG
StatusPublished
Cited by2 cases

This text of 487 S.W.3d 430 (Commonwealth v. Young) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Young, 487 S.W.3d 430, 2015 Ky. LEXIS 2007, 2015 WL 9242558 (Ky. 2015).

Opinions

OPINION OF THE COURT BY

JUSTICE NOBLE

This case presents the question whether biological parents who accept living expenses from two different sets of prospective adoptive parents without disclosing that fact may be charged with and convicted of theft by deception. It also presents the question whether the amounts paid by the two sets of prospective adoptive parents may be combined to elevate the theft, which would otherwise have been a Class D felony, above the $10,000 threshold to make it a Class C felony.

The biological parents in this case, Michael and Janie Young, raised the first issue to the trial court by moving to dismiss the indictment for failure to state a crime. The trial court denied the motion, and the Youngs entered guilty pleas conditioned on their right to appeal that decision. The Youngs never expressly raised the second question to the trial court, though they and the Commonwealth entered into stipulations of fact that touch on it.

The Court of Appeals reversed their convictions, holding that there was no theft by deception and thus no crime had been committed. The court held that the indictment should have been dismissed, and thus declined to address the second question as moot.

We agree with the trial court that the indictment in this case stated a public offense and therefore could not be dismissed. We reach the second question raised and conclude that the amounts may not be combined to elevate the level of the offense, and that this amounted to palpable error. We therefore reverse the Court of Appeals to the extent that it required the indictment to be dismissed, but we affirm to the extent that it vacated the Youngs’ convictions.

I. Background

The facts underlying the theft-by-deception charges in these two cases arise from an unusual situation that has received little appellate scrutiny but that must be examined first in order to give context to how the crime of theft by deception came to be charged, and the propriety of such a charge.

Janie Young became pregnant, her fifth known pregnancy. Michael and Janie had three sons they were raising. A fourth child had been born to them, but the Youngs had terminated their parental rights to that child by allowing the child to be adopted by Tracie and Jeff Scholen. No further details are known about that adoption. For whatever reason, Michael and Janie decided to look for a potential adoption placement for this fifth, child.

Initially, the Youngs contacted Act of Love Adoptions of Boston, Massachusetts, in September 2009. They completed initial paperwork and thereafter received payments in various amounts totaling approximately $4,000 between October 2009 and February 2010 for prenatal expenses of the mother, Janie. As late as February 2010, Janie was sending documents to Act of Love necessary to lead to the adoption.

At some point, the Youngs also began discussing adoption of this child with Jeff Scholen. Since the Scholens had previous[433]*433ly had a successful adoption with the Youngs, they also decided to potentially adopt this child, and began making prenatal expense payments to Janie in October 2009, providing her with $6002.99 in expenses, and paid $1,000 to the Youngs’ attorney and $974 to their own,,attorney, through February 2010.

The Scholens were not aware that the Youngs had contacted another party about possible adoption of the child, nor that the Youngs had received money from that party until Jamie left a voicemail message with Mrs. Scholen on February 24, 2010, telling her that she had made arrangements with another couple about adopting the child, but that if the Scholens repaid the money they could adopt the child. In a fifth voicemail message, Janie informed the Scholens that she had given birth to a girl, and that Michael therefore did not want to proceed with the adoption. Janie had apparently thought the child would be a boy, having told Act of Love that she was .expecting a boy.

Oh March 9, 2010, Tracey Scholen reported these events to the Kentucky State Police. The Youngs were charged with theft by deception over $10,000, a Class C felony, and were later indicted by the Lawrence County grand jury.

The Youngs filed a motion to dismiss, arguing that the indictment failed to state a crime because the money they received from the Scholens-was a gift, and if they received any money that was not a gift, such constituted an illegal transaction which the court could not “enforce.”

The trial court conducted a hearing on the motion at' which the Youngs’ láwyer laid out the facts as alleged by the Commonwealth and argued that because there was no contract (and could be no contract) by which the expenses were paid so that the Scholens could adopt the child, there could be no theft. The trial court orally denied the motion, stating that the indictment was sufficient to state a public offense. The trial court later entered a written ruling that included “findings of stipulated fact” consisting of sixteen stipulations made by the parties, and “conclusions of law” stating that the money provided by the Scholens was a gift, but that the acts of the Youngs in failing to disclose “materially relevant information” to the Scholens were “substantial” and supported a prosecution for theft by deception.

The Youngs then entered into conditional pleas of guilty to theft by deception over $10,000. They reserved the right to appeal the denial of their motion to dismiss. They were both sentenced to five years’ imprisonment, the minimum on a Class C felony, but the sentences were probated for five years.

They did appeal to the Court of Appeals, claiming that the indictment was faulty, as they had at the trial court, and for the first time that they were not properly convicted of theft o'f over $10,000 because they had only accepted about $6,000 from the Scho-lens. The Court of Appeals held that the charges should have been dismissed because “no crime occurred,” and declined to reach the second issue because it was moot.

We granted discretionary review because of the uniqueness of the underlying actions that gave rise to the charge of theft by deception, and because the Court of Appeals appears to have been misled by this unique situation.

II. Analysis

To fully understand why the Court of Appeals erred, it is necessary to first examine the setting from which this case derives, and then to apply the law regarding dismissal of indictments.

[434]*434A. The world of private consent adoptions

"Whether it is a biological imperative or an emotional drive that is fostered by the society in which one liyes, the Court can take judicial notice of the fact that most people have a family orientation, either as defining who they are, or how they live. And while it is true that in today’s world, families take many forms, the most widely understood form is that of parent(s) and child, living together in a unit. This social structure provides context, support, and protection. Our artwork is rife with idealized images of mother and child, or the child interacting in some way with a parent. Our value system places a minimum decency standard on the way parents should treat their children, and holds the parent accountable that abuses or neglects his or her child. The world’s religions focus on the strength of the family relationship and the duty of a parent to maintain the family as divinely required.

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Cite This Page — Counsel Stack

Bluebook (online)
487 S.W.3d 430, 2015 Ky. LEXIS 2007, 2015 WL 9242558, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-young-ky-2015.