Commonwealth v. Wermers

808 N.E.2d 326, 61 Mass. App. Ct. 182, 2004 Mass. App. LEXIS 521
CourtMassachusetts Appeals Court
DecidedMay 13, 2004
DocketNo. 03-P-563
StatusPublished
Cited by2 cases

This text of 808 N.E.2d 326 (Commonwealth v. Wermers) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Wermers, 808 N.E.2d 326, 61 Mass. App. Ct. 182, 2004 Mass. App. LEXIS 521 (Mass. Ct. App. 2004).

Opinion

Kaplan, J.

On the ground that there had been a material fault in the prosecutor’s presentation of evidence to the grand jury, a judge of the Superior Court dismissed without prejudice an indictment for armed robbery. The Commonwealth appeals from the order of dismissal.

Grand jury testimony. About 2:30 p.m., September 17, 2001, [183]*183Shamta Patel and Anthony Chen were at work behind the pharmacy counter at a CVS store on Morrissey Boulevard, in the Dorchester section of Boston. A man appeared at the counter and handed Patel a note, which she in turn handed to Chen. Chen read (paraphrased): “I have a gun. Put all your Oxycontin in a bag, you have thirty seconds to do this or I can shoot. Put this note in the bag, too.” Chen opened the safe, took up some 600 Oxycontin tablets and put them into a brown paper CVS bag together with the note, and passed the bag to the waiting man. The man walked about ten feet toward the exit, then broke out into a run. According to Chen’s observation, the man had had his hand in his jeans pocket. He had a tattoo on each forearm. He wore a gray T-shirt. Chen figured the man was 5’4” or 5’5” tall because his head was level with Chen’s eyes.

Chen was working at the same CVS store on December 5, 2001. From behind the counter Chen saw a man approaching whom he recognized at once as the perpetrator of September 17, this time wearing a green sweatshirt, sunglasses, and a baseball cap. Chen bluffed, telling the man he needed to make a telephone call; he went to the phone and pretended to make the call. At this point, the man turned and started toward the exit. Chen alerted Paul Sweeney, a manager who was present, and told another worker to call the police. Sweeney got to the fleeing man but the man shook Sweeney off and exited the place, with Sweeney in pursuit. Sweeney caught up to the man to the point of grabbing his shoulder. The man drew out a black weapon and pointed it at Sweeney’s head. The man ran off. Sweeney returned to the store.

Police arrived at once. Sweeney told Officers Steven Char-bonnier and Christopher Ross of the Boston police, who had responded to the report of a man with a gun, that the man involved was 5’7” or up to 5’10” tall and was wearing a blue sweatshirt, sunglasses, blue jeans, and a blue baseball cap. The officers invited Sweeney into the back seat of their cruiser and drove about the nearby streets in hopes of finding the man.

At the same time, other officers were looking for the man on the basis of Sweeney’s description. Officer Lee Chau noticed a white vehicle located across the street from the CVS, with its door open, no person inside, keys in the ignition, the hood [184]*184warm, blue sweatshirt and blue baseball hat lying on a seat. Unmarked police units that waited in the vicinity finally saw a man trying to enter the vehicle. He was apprehended and taken to the CVS store for possible immediate identification. There Chen identified the man as the robber of the September 17 incident and the fleeing customer of that day, December 5. Sweeney identified the man as the one who put the gun to him. The man was James Wermers (the defendant herein).

Under arrest, Wermers was brought to the police station and booked. Waiving Miranda rights, he led the police to the hiding place of his pellet handgun and the police recovered it. Wermers, however, denied any knowledge of the events of September 17.

On the day following the arrest, Detective Richard Atwood, who was assigned to all Oxycontin robberies in Dorchester and had been informed of Wermers’s involvement, displayed to Chen a photographic array of nine men. From the array, Chen made a positive identification of one as picturing the actor of the two dates; the photograph was that of Wermers.

After Chen, in the course of his testimony,1 told the grand jury that on September 17 he had seen tattoos on the man’s forearms, he was asked whether he had made a similar observation on December 5 when the man came into the store. Chen said he had not; the man was then wearing a long-sleeved sweatshirt. When later that day the man left the cruiser to be viewed by Sweeney and Chen, he was not wearing a sweatshirt, rather he showed a short-sleeved T-shirt. Chen said, however, that he had viewed the man at a distance, as he did not want to encounter him face to face.

The grand jury, having met and heard testimony on January 22 and February 14, 2002, on the latter date brought in indictments of Wermers for armed robbery (incident of September 17, 2001) and assault with a dangerous weapon (December 5, 2001). On the day of the indictments, the Commonwealth tendered to the defense the first certificate of discovery. Thereby the defense received the “Arrest Booking Form” for Wermers together with [185]*185police incident reports. On the booking form Wermers’s height is given as 5’8”; clothing: gray T-shirt, blue jeans, white Nike sneakers, and gray Bruins hat. Following the caption “Scars/ Marks/Tattoos,” we read the booking officer’s entry “Tattoos/ Symbols/Upper Left Arm.”

On November 8, 2002, the defense filed a motion to dismiss the armed robbery indictment with prejudice on the ground of an alleged “impairment” of the grand jury proceedings by reason of “improper prosecutorial conduct resulting in the indictment of the defendant,” citing Commonwealth v. O’Dell, 392 Mass. 445, 450 (1984). The impairment came about, according to the defendant’s claim, by reason of the prosecution’s failure to disclose to the grand jury the booking form with the notation about tattoos.

After a short hearing on February 13, 2003, and submission of briefs, a judge of the Superior Court on February 20, 2003, allowed the motion to dismiss the armed robbery indictment, the dismissal to be without prejudice. The Commonwealth’s motion to reconsider was denied, and the Commonwealth appeals to this court under Mass.R.Crim.P. 15(a)(1), as amended, 422 Mass. 1501 (1996) (text in margin2).

Appealability. The defendant contends, first, that the Commonwealth has no right of appeal from the without-prejudice dismissal of an indictment; the defendant would confine the rule 15(a)(1) appeal to dismissals with prejudice, where the criminal prosecution is at an end except as saved by a successful appeal. There is no basis in the words or theme of the rule for such a restriction, and the Commonwealth points out there are plenty of decided cases in which appeals have been enter[186]*186tained from nonfinal dismissals.3 Respect for the prosecutor in his executive function counts against pressing him to reindict (and suppose there is no conscientious way of correcting the defect supposed to justify the dismissal?) and eliminating his choice of a prompt test of the validity of the indictment by means of the interlocutory appeal.

Merits. The judge ruled there was in the presentation to the grand jury an impairment of the integrity of the proceeding that called for dismissal of the challenged indictment (although not foreclosing reindictment). The judge relied on Commonwealth v. Salman, 387 Mass. 160 (1982); Commonwealth v. O’Dell, 392 Mass. 445 (1984); and Commonwealth v. Mayfield, 398 Mass. 615 (1986).

In Salman,

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Related

Commonwealth v. Geordi G., a juvenile
111 N.E.3d 1102 (Massachusetts Appeals Court, 2018)
Commonwealth v. Clark
907 N.E.2d 196 (Massachusetts Supreme Judicial Court, 2009)

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Bluebook (online)
808 N.E.2d 326, 61 Mass. App. Ct. 182, 2004 Mass. App. LEXIS 521, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-wermers-massappct-2004.