Commonwealth v. Ware

758 N.E.2d 638, 53 Mass. App. Ct. 238, 2001 Mass. App. LEXIS 1069
CourtMassachusetts Appeals Court
DecidedNovember 20, 2001
DocketNo. 99-P-1570
StatusPublished
Cited by2 cases

This text of 758 N.E.2d 638 (Commonwealth v. Ware) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Ware, 758 N.E.2d 638, 53 Mass. App. Ct. 238, 2001 Mass. App. LEXIS 1069 (Mass. Ct. App. 2001).

Opinion

Mason, J.

After a jury trial in Superior Court, the defendant, Clarence Ware, was convicted on an indictment charging him with manslaughter as a result of an incident occurring at the VFW Post in the Roxbury section of Boston, in which he shot and killed Herman Franklin.1 On appeal, Ware claims that the trial judge committed reversible error in instructing the jury in such a manner as to suggest that they must convict the defendant of manslaughter even if they found that he had acted with [239]*239reasonable force in self-defense. He also claims that the judge’s instructions on the elements of manslaughter were so confusing and replete with error that they violated his due process right to adequate and clear instructions on the applicable law. Because we agree that the judge’s instructions may have suggested to the jury that they were required to find the defendant guilty of manslaughter even if they found that he acted' with reasonable force in self-defense, we reverse the conviction.

Factual background. At about 8:00 a.'m. on the morning of January 5, 1996, Franklin was shot twice by the defendant and died soon thereafter. Shortly before the incident, Franklin had prevented Rufus Birden, a janitor employed at the VFW Post, from leaving the post. Franklin had accosted Birden in the front hallway of the Post and, while holding a knife in his right hand, had told Birden, “Nobody’s going nowhere.”

After certain other events had occurred, Franklin confronted the defendant, who was carrying a fully loaded .38 caliber revolver in a pouch under his sweater. The defendant pulled out his revolver and shot Franklin twice, causing him to stumble and then fall at the feet of Hezekiah Duncan, who was Frank-fin’s nephew. Duncan had been sleeping in a chair but had been awakened by the first shot and observed what occurred thereafter. Claiming self-defense, the defendant testified that Franklin was coming after him with a knife and had responded only, “Fuck you” when the defendant asked him what he was doing. The defendant further testified that he could not retreat because there was furniture cluttered around the small room where the incident was occurring, so he took out his gun and, when Franklin did not stop coming after him, shot him once and then, when the first shot did not appear to have any effect, shot him again.

Jury instructions. The judge first instructed the jury that “[a] person may lawfully use reasonable force to defend himself from physical attack.” The judge next instructed the jury that, if evidence of such self-defense was present, the Commonwealth was required to prove beyond a reasonable doubt that the defendant did not act in self-defense. The judge then emphasized that if the jury had a reasonable doubt about whether the defendant had acted in self-defense, their verdict “must be not [240]*240guilty,” unless the Commonwealth had proven beyond a reasonable doubt that the defendant had used excessive force.

The judge further instructed the jury, however, that manslaughter is an “unlawful, intentional killing, resulting from a sudden transport of the passions . . . produced by adequate or reasonable provocation ... or upon sudden combat.”He then stated that:

“In order to prove the defendant guilty of voluntary manslaughter in the circumstances of this case, the Commonwealth must prove each of three elements beyond a reasonable doubt: First, it must prove that the defendant inflicted an injury upon [the victim] in this case, from which he died. Second, that the defendant injured [the victim] in the heat of passion. And third, that the homicide was committed unlawfully, without legal excuse or justification” (emphases supplied).

The judge further stated that “[t]he provocation sufficient to reduce an unlawful tiffing from murder to manslaughter is that provocation which would likely produce in an ordinary person such a state of passion or anger as would eclipse a person’s capacity for reflection or restraint,” and that “[w]here there is evidence of provocation, the Commonwealth has the burden of proving beyond a reasonable doubt that the defendant did not act in the heat of passion” (emphasis supplied). The judge instructed the jury that there must be a “causal connection between the provocation, the heat of passion, and the fatal act of tilling,” and that the “tilling must follow the provocation before there is reasonable opportunity for the passions to cool.” Finally, the judge instructed the jury:

“Therefore, if the Commonwealth proves each of these essential elements beyond a reasonable doubt, then you must find the defendant guilty of manslaughter. If the Commonwealth has not proved each of these elements beyond a reasonable doubt, then you must find the defendant not guilty of manslaughter.”

Defense counsel objected to the judge’s inclusion of the instructions on heat of passion, asserting that such instructions [241]*241had no place in the jury’s deliberations because the indictment was for manslaughter and the case had been tried exclusively on the theory of excessive force. The judge overruled the objection. Thereafter, during its deliberations, the jury asked the judge to provide “the legal definition of manslaughter,” and the judge repeated the instruction he had previously given. Specifically, the judge told the jury once again that, if the Commonwealth had proven each of the three elements of manslaughter he had previously described, including that the defendant had “injured the decedent in the heat of passion or sudden combat,” then “you must find the defendant guilty of manslaughter.” He then added the following language:

“I also told you that if the Commonwealth fails to prove beyond a reasonable doubt that the defendant did not act in self-defense, but the Commonwealth does prove beyond a reasonable doubt that the defendant used excessive force in defending himself in light of all the circumstances, and that death resulted from the use of excessive force in self-defense, then you must find the defendant guilty of manslaughter.”

Once again, defense counsel objected to the judge’s inclusion of the heat of passion instructions, arguing that they invited the jury to convict the defendant of manslaughter if they found that he had acted out of such heat of passion, regardless of whether they also found that he had acted in self-defense.

Discussion. Voluntary manslaughter is commonly defined as “a killing from a sudden transport of passion or heat of blood, upon a reasonable provocation and without malice, or upon sudden combat.” Commonwealth v. Soaris, 275 Mass. 291, 299 (1931). This does not mean, however, that provocation or heat of passion is an element of the crime of voluntary manslaughter. Rather, the elements of voluntary manslaughter are an intentional infliction of an injury likely to cause death which actually causes such death, and “unlawfulness” or a lack of legal justification or excuse, such as self-defense, defense of another, or accident. See Model Jury Instructions on Homicide 31-32 (1999).

The judge plainly erred in the instant case, therefore, in [242]*242instructing the jury that, in order to prove the defendant guilty of voluntary manslaughter, the Commonwealth was required to prove, among other elements, that the defendant injured the victim in the heat of passion. See Commonwealth v. Torres, 420 Mass. 479, 488 (1995).

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Related

Commonwealth v. Gilmore
794 N.E.2d 1284 (Massachusetts Appeals Court, 2003)
Commonwealth v. Ware
782 N.E.2d 504 (Massachusetts Supreme Judicial Court, 2003)

Cite This Page — Counsel Stack

Bluebook (online)
758 N.E.2d 638, 53 Mass. App. Ct. 238, 2001 Mass. App. LEXIS 1069, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-ware-massappct-2001.