Commonwealth v. Viust

995 N.E.2d 1133, 84 Mass. App. Ct. 308, 2013 WL 5391247, 2013 Mass. App. LEXIS 150
CourtMassachusetts Appeals Court
DecidedSeptember 30, 2013
DocketNo. 12-P-344
StatusPublished
Cited by2 cases

This text of 995 N.E.2d 1133 (Commonwealth v. Viust) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Viust, 995 N.E.2d 1133, 84 Mass. App. Ct. 308, 2013 WL 5391247, 2013 Mass. App. LEXIS 150 (Mass. Ct. App. 2013).

Opinion

Agnes, J.

During the murder trial of Robert B. Vacher, John A. Viust, Jr., was called by the Commonwealth as a witness. Viust had the assistance of counsel. After hearing from Viust’s counsel, the judge explained the law to Viust, and warned him that he would be found in contempt if he did not testify. Viust refused to testify. The judge found him in summary contempt under Mass.R.Crim.P. 43, 378 Mass. 919 (1979) (rule 43). For the reasons that follow, we affirm the summary criminal contempt finding.

Background. Vacher’s trial began on November 7, 2011. On [309]*309November 17, 2011, the Commonwealth called Viust as a witness. Viust had concerns whether his testimony would incriminate him, and the judge appointed counsel for him. Outside the presence of the jury, the judge conducted an in camera hearing in accordance with Commonwealth v. Martin, 423 Mass. 496, 504-505 (1996), and found that Viust had a valid basis for an assertion of the Fifth Amendment to the United States Constitution privilege. At the Commonwealth’s request, the judge granted Viust “immunity from criminal prosecution.”1 The judge thoroughly explained the scope of Viust’s immunity, and told Viust he would be ordered to testify. The judge carefully explained that if Viust refused to testify, he would be violating a direct order of the court, and he could suffer further incarceration above and beyond the sentence he was currently serving. The judge formally instructed Viust as follows: “I’m now ordering you to testify in the matter of Commonwealth versus Robert Vacher.” Viust confirmed that he understood this, but stated his intention to violate a direct order of the court and not testify. The judge repeated that he would hold Viust in contempt if he refused to testify. When Viust persisted in his position, the judge found him in summary contempt under rule 43.

On December 1, 2011, the judge held a hearing in the matter. The judge recited the facts on which he based his adjudication that Viust was in contempt, and imposed a sentence of ninety days to be served from and after the sentence Viust was then serving.

Discussion. 1. There was a valid basis for the order of contempt. “[I]t is not our function to second guess the considered judgment of the trial judge or to ignore the record before us. Rather, we will sustain the judge’s contempt finding if, upon a careful review of the record, we conclude that the trial judge reasonably could have found that the [witness’s] conduct was wilfully contumacious beyond a reasonable doubt.” Commonwealth v. Brunnell, 65 Mass. App. Ct. 423, 427 (2006). Once a trial is underway, a witness who refuses to comply with a court order to testify is subject to punishment for criminal contempt under rule 43(a)(1) because such conduct disrupts and frustrates an ongoing judicial proceeding and is an affront to the [310]*310court. See United States v. Wilson, 421 U.S. 309, 315-317 (1975). See also Commonwealth v. Corsetti, 387 Mass. 1, 7-8 (1982) (noting that such conduct satisfies “necessary to maintain order in the courtroom” requirement found in rule 43 [a] even though refusal is respectful).

In this case, Viust argues that his conduct did not meet the requirements for summary criminal contempt because he was convicted in advance of actually testifying, in violation of the principle in United States v. Johnson, 736 F.2d 358, 363-365 (6th Cir. 1984) (Johnson I). There, the United States Court of Appeals for the Sixth Circuit (Sixth Circuit) held that a person cannot be found in civil contempt and incarcerated for an indefinite period of time for refusing to testify in a trial that had not yet begun. Ibid. Johnson I relied on United States v. Bryan, 339 U.S. 323, 341-343 (1950), in which the United States Supreme Court overturned the criminal contempt conviction of a witness who refused to produce documents covered by a Congressional subpoena duces tecum on grounds that until the witness is called to appear before the committee and answer questions or produce documents, no crime has been committed. “There is, in our jurisprudence, no doctrine of ‘anticipatory contempt.’ ” Id. at 341.2 In so ruling, the Court noted, “a witness may always change his mind.” Id. at 330.

[311]*311This case is fundamentally different from Johnson I. Here, unlike in Johnson I, the trial had begun, and Viust was in court to testify at the time he was held in contempt. The significance of this distinction was underscored when the United States Court of Appeals for the Sixth Circuit considered the Johnson case a second time and held that a refusal to testify at a pretrial deposition hearing constitutes a present, not a future, refusal and is punishable by contempt. United States v. Johnson, 752 F.2d 206, 210 (6th Cir. 1985).

Rule 43 does not require that a witness first be sworn before his refusal to testify following a judge’s order to do so may subject him to summary criminal contempt. After being called as a witness, but before the jury entered the courtroom, Viust unambiguously refused to testify.3 Requiring a Commonwealth’s witness to assert the privilege in front of the jury could result in severe prejudice to the Commonwealth’s case. See Commonwealth v. Gagnon, 408 Mass. 185, 198 (1990), S.C., 430 Mass. 348 (1999) (evidence that witness exercises his Fifth Amendment right “producéis] no relevant evidence, while inviting the jury to engage in unwarranted and impermissible speculation”); Commonwealth v. Oliveira, 74 Mass. App. Ct. 49, 57-58 (2009) (permitting witness who refuses to testify to assert Fifth Amendment privilege before jury “presents the real possibility that jurors will speculate that the witness is guilty of the crime charged [or another crime] and that the defendant is not”). Rule 43 does not require such a useless and potentially harmful gesture before a recalcitrant witness may be punished for violating a judicial order to testify.

2. Counsel was not burdened with a conflict of interest. Viust also argues that his trial counsel had a conflict of interest because counsel’s “unsworn testimony as a percipient witness supported a summary contempt finding that had not yet become final.” At the hearing on December 1, 2011, after reciting the historical facts that led to the order of contempt, the judge said to Viust’s trial counsel, “I’ll stop there and allow you to speak with Mr. Viust and contest anything that I’ve just said so far about the [312]*312proceedings that occurred on November 17.” Counsel for Viust consulted with his client and said, “Thank you Judge. No dispute so far, your Honor.” Such a remark in reply to a judge’s question is not testimony by the attorney, and did not render the attorney an adverse witness against his client. The judge accurately reported the occurrences on November 17, 2001.

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Bluebook (online)
995 N.E.2d 1133, 84 Mass. App. Ct. 308, 2013 WL 5391247, 2013 Mass. App. LEXIS 150, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-viust-massappct-2013.