Commonwealth v. Souza

Massachusetts Supreme Judicial Court·Decided August 14, 2023·No. SJC 13357·Published

Opinion

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SJC-13357 COMMONWEALTH vs. JEFFREY SOUZA.

Bristol. April 5, 2023. - August 14, 2023.

Present: Budd, C.J., Gaziano, Lowy, Cypher, Kafker, Wendlandt, & Georges, JJ.

Homicide. Firearms. Assault and Battery by Means of a Dangerous Weapon. Self-Defense. Evidence, Self-defense, Prior violent conduct. Practice, Criminal, Instructions to jury, Argument by prosecutor, Assistance of counsel.

Indictments found and returned in the Superior Court Department on March 5, 2015.

The cases were tried before E. Susan Garsh, J.; a motion for postconviction relief, filed on December 26, 2019, was considered by Thomas J. Perrino, J., and a motion for reconsideration was also considered by him.

The Supreme Judicial Court on its own initiative transferred the case from the Appeals Court.

Matthew V. Soares for the defendant.

Stephen C. Nadeau, Jr., Assistant District Attorney, for the Commonwealth.

LOWY, J. During a physical altercation, the defendant, Jeffrey Souza, shot and killed Kyle Brady, the victim.

Thereafter, a Superior Court jury convicted the defendant of murder in the second degree, assault and battery by discharge of a firearm, unlawful possession of a firearm, and unlawful possession of a loaded firearm. At trial, the defendant's theory was that he killed the victim in lawful self-defense.1 In support of that theory, the defendant sought to introduce so- called Adjutant evidence or "evidence of specific incidents of violence allegedly initiated by the victim." Mass. G. Evid. § 404(a)(2)(B) (2023). See Commonwealth v. Adjutant, 443 Mass. 649 (2005). The trial judge allowed the defendant to introduce evidence of numerous violent incidents initiated by the victim. However, the judge limited the testimony about these incidents to evidence of the victim instigating violence and barred additional testimony describing the entire violent event. On appeal, among other issues, the defendant contends that the judge committed an error of law in misconstruing our Adjutant jurisprudence by limiting such evidence to the victim's first act of violence, rather than allowing evidence of the entire violent interaction. He further argues error in the judge's instructions limiting the jury's consideration of the admitted Adjutant evidence only as to who attacked whom first in the

1 The defendant also suggested that the shooting was an accident. He raises no issue pertaining to that claim on appeal.

altercation. Therefore, we address when specific incidents of violence may be admitted in evidence pursuant to Adjutant and its progeny, including Commonwealth v. Chambers, 465 Mass. 520 (2013), the scope of such evidence, and the permissible purposes for which a fact finder may consider such evidence.

We take this opportunity to reiterate that Adjutant evidence is one of the few narrow exceptions to the general bar on propensity evidence. In a case involving a claim of self- defense, evidence of specific acts of violence initiated by the victim under Adjutant are admissible in two specific circumstances: (1) as to the identity of the first aggressor when the first aggressor is disputed; and (2) "as to which person [in a confrontation] escalated the potential for violence through the use or threat of deadly force." Commonwealth v. Deconinck, 480 Mass. 254, 263 (2018). We emphasize that Adjutant evidence is admissible only when one or both of the following issues are in dispute: to determine (1) who started the confrontation; or (2) who escalated the confrontation by using or threatening to use deadly force.

We further emphasize that Adjutant evidence is not strictly limited to evidence of the victim initiating violence or throwing the first punch. Rather, when the question of who started the fight or who was the first to introduce deadly force is at issue as part of a defendant's claim of self-defense,

evidence of the entire violent incident initiated by the victim is potentially admissible to give the jury a full picture, thus allowing them to make an informed decision in determining who the first aggressor was. Deconinck, 480 Mass. at 263. The admissibility of this evidence is always subject to the broad discretion afforded to the trial judge "in evaluating . . . and allowing the admission of 'so much of that evidence as is noncumulative and relevant to the defendant's self-defense claim.'" Id., quoting Adjutant, 443 Mass. at 663.

Here, as we shall explain, the trial judge curtailed the examination of numerous witnesses testifying about violent instances initiated by the victim by limiting the testimony to the victim's initiation of violence. The judge's ruling excluding the additional testimony about the violent interactions demonstrates her belief that the objected-to testimony exceeded both the scope and the purpose of Adjutant evidence. As such, the judge committed an error of law in ruling on this evidence. See Commonwealth v. Guilfoyle, 396 Mass. 1003, 1004 (1985). However, we ultimately discern no prejudice from its exclusion. We also discern no error in the judge's jury instruction regarding the jury's consideration of Adjutant evidence.

We acknowledge, however, that the jury instruction regarding Adjutant evidence contained within the Model Jury

Instructions on Homicide 34 & nn.81-82 (2018) could more concisely and understandably explain the purpose and admissibility of Adjutant evidence. We accordingly provide an Appendix containing a model jury instruction regarding the use of Adjutant evidence that is approved and recommended by this court.

The defendant's other claims of error regarding improper closing argument and ineffective assistance of counsel provide no basis for relief. We affirm the defendant's convictions of murder in the second degree and assault and battery by means of discharging a firearm and the orders denying his motions for a new trial and for reconsideration. However, pursuant to our decision in Commonwealth v. Guardado, 491 Mass. 666, 690, 693 (2023), we vacate the defendant's convictions of carrying a firearm without a license and carrying a loaded firearm without a license.

Background. The defendant's convictions stem from a fight and subsequent shooting that occurred near a park in Fall River during the early morning hours of January 1, 2015, and resulted in the victim's death. Prior to the fatal shooting, there had been a long-standing feud between the victim and the defendant, which centered around Courtney Morrison, who was, when the feud began, the victim's girlfriend but had previously been the defendant's girlfriend and was the mother of the defendant's

children. Between August 2014 and December 2014, the victim repeatedly sent the defendant threatening messages. In some of these messages, the victim challenged the defendant to a fight. The defendant generally ignored the messages or responded by telling the victim to "chill out."

On the evening of December 31, 2014, the defendant and his friends encountered the victim's friend Kyle Emond at a bar in Fall River. At trial, there was conflicting testimony about this encounter. Emond testified that he heard the defendant say that "he had something for [the victim],", and that Emond should "[t]ell [the victim] to meet [the defendant] at [the park]" in Fall River. But the defendant testified that he asked Emond to call the victim to make peace because whenever the defendant tried to do so, the victim threatened him.

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