Commonwealth v. Smith

995 A.2d 1143, 606 Pa. 127, 2010 Pa. LEXIS 1142
Supreme Court of Pennsylvania·Decided May 27, 2010·No. 436 CAP·Published·Cited by 86 cases

Opinions

OPINION

Justice EAKIN.

Appellant appeals from the order denying him relief pursuant to the Post Conviction Relief Act (PCRA), 42 Pa.C.S. §§ 9541-9546. We affirm the denial of guilt phase relief, and reverse the denial of penalty phase relief, remanding for a new penalty hearing.

Appellant was charged with first degree murder and related offenses resulting from the strangling death of a young woman whose body was dumped in a creek.1 At trial, the Commonwealth presented the transcribed, tape-recorded statement appellant gave police after waiving his Miranda2 rights, in which appellant admitted killing the victim; he stated the victim agreed to have sex with him in exchange for drugs, and when he attempted to have sex with her, he became fearful she would accuse him of rape, so he strangled her and dumped the body in a nearby creek. Smith, at 1089.

Appellant claimed he was acting under a cocaine-induced psychosis at the time of the killing and was thus unable to form the specific intent for first degree murder. See id. [137] Appellant admitted his guilt to third degree murder and urged the jury to find the evidence of psychosis reduced the degree of murder from first to third.3 Id. In support of his defense, appellant presented the testimony of Dr. Perry Berman, a licensed psychiatrist who testified regarding cocaine-induced psychotic disorder. Upon the Commonwealth’s objection, the trial court precluded appellant from offering the testimony of another psychiatrist, Dr. George Woody, finding such testimony would be cumulative of Dr. Berman’s. Id., at 1090. Dr. Woody was not present at the time of this ruling, having been detained in Philadelphia.

The Commonwealth rebutted Dr. Berman’s testimony with that of Dr. Richard Cohn, a forensic toxicologist and pharmacologist. Dr. Cohn testified that although the level of cocaine in appellant’s blood at the time of the murder was not ascertainable, if he had consumed the same amount as the victim, the amount found in the victim’s blood was insufficient to induce psychosis. Id. He further opined appellant’s ability to recall with clarity the events surrounding the victim’s death was inconsistent with cocaine-induced psychosis, and appellant’s specific intent was not negated by his cocaine ingestion. Id., at 1090-91.

Appellant again sought to introduce Dr. Woody’s testimony, this time to rebut Dr. Cohn regarding the correlation between the dosage amount and cocaine-induced psychosis, and to opine regarding cocaine’s effects on the body. Id., at 1091. Upon the Commonwealth’s objection, the trial court again precluded such testimony as cumulative of Dr. Berman’s. Id.

At the penalty phase, the Commonwealth sought to establish the aggravating circumstance in 42 Pa.C.S. § 9711(d)(12) (defendant has been convicted of voluntary manslaughter, as defined in 18 Pa.C.S. § 2503 or substantially equivalent crime in any other jurisdiction before or at time of offense at issue);4 [138] defense counsel stipulated to the admission of the court file regarding appellant’s prior manslaughter conviction in 1980.

Defense counsel sought to prove the mitigating circumstances in 42 Pa.C.S. § 9711(e)(2) (defendant was under influence of extreme mental or emotional disturbance), icL, § 9711(e)(3) (defendant’s capacity to appreciate criminality of his conduct or to conform his conduct to requirements of law was substantially impaired), and id., § 9711(e)(8) (any other evidence of mitigation concerning defendant’s character and record and circumstances of offense) — specifically, that appellant had an addiction problem, an abusive childhood, and he showed remorse for the crime. Counsel presented the testimony of appellant’s mother and the case manager from a job training program appellant attended; the jury also heard Dr. Woody’s videotaped testimony, the Commonwealth having withdrawn its previous objections.

The jury found the § 9711(d)(12) aggravator and § 9711(e)(2) and (e)(8) mitigators5 were established; it determined the aggravating circumstance outweighed the mitigating circumstances and sentenced appellant to death May 22, 1995.

Appellant filed a direct appeal; one of the issues he raised was that the trial court erred in refusing to permit him to present Dr. Woody’s testimony during the guilt phase. We rejected this claim, along with all other issues raised, and affirmed the judgment of sentence. Smith, supra.

Appellant filed a PCRA petition before his direct appeal was final; the PCRA court dismissed it without prejudice. After certiorari was denied, see Smith v. Pennsylvania, 525 U.S. 847, 119 S.Ct. 118, 142 L.Ed.2d 95 (1998), appellant filed a pro se PCRA petition November 18, 1998.6 Counsel was appointed [139] and filed an amended petition, raising claims of trial court error and ineffective assistance of trial counsel. Following a hearing, the PCRA court denied the petition. This appeal followed.

Our standard of review of the denial of PCRA relief is well settled: we examine whether the PCRA court’s determination is supported by the evidence and is free of legal error. Commonwealth v. Williams, 557 Pa. 207, 732 A.2d 1167, 1176 (1999). To be entitled to PCRA relief, appellant must establish, by a preponderance of the evidence, his conviction or sentence resulted from one or more of the enumerated errors or defects found in 42 Pa.C.S. § 9543(a)(2), his claims have not been previously litigated or waived, id., § 9543(a)(3), and “the failure to litigate the issue prior to or during trial, during unitary review or on direct appeal could not have been the result of any rational, strategic or tactical decision by counsel.” Id., § 9543(a)(4). An issue is previously litigated if “the highest appellate court in which the petitioner could have had review as a matter of right has ruled on the merits of the issue....” Id., § 9544(a)(2).

An issue underlying one of appellant’s ineffectiveness claims was raised on direct appeal; specifically, we addressed the trial court’s preclusion of Dr. Woody’s testimony during the guilt phase. See Smith, at 1089-92. However, appellant now alleges counsel’s ineffectiveness in connection with this issue; therefore, his issue is distinct from that raised on direct appeal and has not been previously litigated. See Commonwealth v. Collins, 585 Pa. 45, 888 A.2d 564, 570, 573 (2005) (term “issue” as used in §§ 9543(a)(3) and 9544(a)(2) “refers to the discrete legal ground that was forwarded on direct appeal and would have entitled the defendant to relief’; ineffectiveness claims are distinct from claims raised on direct appeal, and must be treated as wholly independent of underlying claim of error).

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Commonwealth v. Smith, 995 A.2d 1143, 606 Pa. 127, 2010 Pa. LEXIS 1142 (Pa. 2010).

995 A.2d 1143 (Commonwealth v. Smith) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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