Commonwealth v. Smith

667 N.E.2d 1160, 40 Mass. App. Ct. 770, 1996 Mass. App. LEXIS 746
CourtMassachusetts Appeals Court
DecidedJuly 23, 1996
DocketNo. 92-P-1728
StatusPublished
Cited by2 cases

This text of 667 N.E.2d 1160 (Commonwealth v. Smith) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Smith, 667 N.E.2d 1160, 40 Mass. App. Ct. 770, 1996 Mass. App. LEXIS 746 (Mass. Ct. App. 1996).

Opinion

Kaplan, J.

Upon trial by jury in Superior Court, the defendant was convicted of the crime of carrying on his person a knife with a double-edged blade in violation of G. L. c. 269, [771]*771§ 10(b).1 The defendant appeals from an order denying a new trial as well as from the original judgment of conviction.

Testimony at trial. The defendant Albert F. Smith was serving a five to seven year sentence for armed assault with intent to rob and on July 18, 1991, was housed at the Massachusetts Correctional Institution at Norfolk (M.C.I., Norfolk). On that day, about 6:05 p.m., the defendant, holding a brown paper bag, was walking in a quadrant between the cell blocks. Inmates were milling about in this area. Correction Officer Ferrell Stroh, observing the defendant with a bag in his hand, followed prison procedure in approaching the defendant and asking what was in the bag. The defendant did not answer, but commenced running with Stroh in pursuit, soon joined by Officer John Murphy. After a chase of nearly a quarter-mile, the defendant threw the bag onto the twelve-foot high roof of an administration building. Thereupon he was apprehended. Another officer, Edward Johansen, arriving at this point, retrieved the bag from the roof. Opened, the bag yielded a knife (or shank, in prison parlance) wrapped in a towel.

On the testimony of the officers mentioned, the Commonwealth rested and the defendant’s motion for a required finding of not guilty was denied.

The defendant’s defense was that he had no knowledge of what the bag contained. Two inmates, Michael Pearse and Kenneth Poulin, testified that they saw the defendant on his walk and that an inmate (whom they declined to identify) came by and thrust the bag into the defendant’s hand. Then followed the encounter with Stroh. The defendant took the stand and testified that the inmate, in passing him the bag, told him to deliver it to another named inmate (the defendant declined to name either the deliverer or intended deliveree). He swore that he did not know what was in the bag; he could not tell the content by merely gripping the bag. He explained his flight by saying that he had on his person marijuana cigarettes, a prison offense, and that he disposed of the cigarettes by casting them on the ground about the time he threw the bag.

The three defense witnesses were severely cross-examined. (The motion for a required finding was not renewed at the close of all the evidence.)

[772]*772The judge instructed the jury without objection. The jury brought in a verdict of guilty and on April 29, 1992, the defendant was sentenced. The defendant entered an appeal from the judgment.

Substance of new trial motion. On July 5, 1994, assisted by new counsel, the defendant filed a motion for a new trial. The gravamen of the motion was ineffective assistance of trial counsel, in that counsel had not pressed claims of “selective prosecution” and “vindictive and retaliatory prosecution.” (In fact, the defendant, at the outset of the trial, had been allowed to address the court and mention these claims.)

As a predicate to the claims, the defendant stated in his moving papers that he had earlier brought suit against the Department of Correction for illegal segregation and incarceration when he was an inmate at M.C.I., Cedar Junction, under sentence for an earlier unarmed robbery conviction. The litigation was settled, and the defendant received payment of $28,000 about two weeks before the knife-carrying incident.

Immediately after that incident, and based upon it, the prison authorities brought disciplinary charges against the defendant for possessing the weapon.2 A disciplinary board (at M.C.I., Cedar Junction) found the defendant guilty and ordered that he forfeit 100 days of good time, that he be confined to segregation for thirty days, and that the case be referred to the district attorney.3 The case was so referred, the district attorney chose to prosecute, and the c. 269, § 10(Z?), offense of carrying the knife was brought and tried to the verdict of guilty.

The defendant went on to assert that inmates’ possession of knives (shanks) was widespread in this and other prisons but such offenses were rarely referred for prosecution in the courts. Thus, according to the defendant, there was ground for believing that illicit bias entered into the administrative decision to refer to the district attorney in his particular case, and his trial counsel had been negligent in failing to bring the [773]*773bias point forward as ground for dismissing or defeating the prosecution. The defendant claimed in this connection that counsel had mishandled pretrial discovery. He had gone so far as to file a motion to compel the Commonwealth to disclose all disciplinary reports at M.C.I., Norfolk, involving weapons from July 18, 1990, through December 31, 1991, and to indicate which of these cases were referred to the district attorney. The motion was denied. The defendant criticized counsel for not having taken an (interlocutory) appeal from the denial.

The defendant now offered in support of his motion six reports against inmates for possession of weapons in which there was disciplinary punishment but reference was not made to the district attorney — this, despite G. L. c. 127, § 38C (inserted by St. 1960, c. 807), which reads: “Whenever the superintendent of a correctional institution of the commonwealth determines that a felony has been committed therein, he shall forthwith notify the district attorney for the county in which such institution is located.”

New trial properly denied. On the defendant’s claim of ineffectiveness of his trial counsel: Regarding the suggestion about interlocutory appeal of the denial of discovery, it does indeed appear that the motion as written by counsel did not state its purpose with clarity or force; it was unsupported by an account of the litigation with the Department of Correction or any intimation of a resulting animus by prison officials against the defendant. We agree with the Commonwealth and the motion judge that the chances of getting appellate discovery relief would have been slim in any event.4 But the question whether counsel was at fault in this pretrial discovery matter and if he was at fault, whether in the end that was consequential and prejudicial to the defendant, merges with the larger question presented on the application for a new trial: was there provable illicit bias in the reference of the defendant’s case to the district attorney — no prosecutorial bias is charged [774]*774against the district attorney himself in deciding to proceed with the case.5

Turning to the six cited instances of omissions to refer, the Commonwealth in its brief dissects each of these cases to show that it could not have been successfully prosecuted under G. L. c. 269, § 10(6), and hence need not have been referred: for instance, in four of these cases, the weapon was not being “carried,” as § 10(6) requires, but was rather found in a cell. The Commonwealth, however, shrinks from asserting that there were not in the past cases satisfying § 10(6) where the prison officials nevertheless omitted to notify the district attorney.

Let us suppose arguendo that such omissions in fact occurred: the defendant was still short of a basis for a new trial, as the motion judge indicated in his memorandum of decision.

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Cite This Page — Counsel Stack

Bluebook (online)
667 N.E.2d 1160, 40 Mass. App. Ct. 770, 1996 Mass. App. LEXIS 746, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-smith-massappct-1996.