Commonwealth v. Simmons

483 A.2d 953, 335 Pa. Super. 57, 1984 Pa. Super. LEXIS 6521
Supreme Court of Pennsylvania·Decided November 2, 1984·No. 01843·Published·Cited by 11 cases

Opinion

SPAETH, President Judge:

This is an appeal from judgment of sentence for robbery, criminal conspiracy, and theft. Appellant argues that the trial judge should have recused himself. 1 We agree, and therefore vacate the judgment of sentence and remand for new trial. 2

On January 19, 1981, three men robbed a 78 year-old man at knifepoint, taking his money and car. Appellant and another man were caught after a police chase and were charged with the robbery. Appellant’s counsel filed a petition for a mental examination to determine appellant’s competency to stand trial. The petition was granted, and on November 24, 1981, appellant was found incompetent to stand trial. The psychiatric report stated: “The defendant currently appears to have a major mental illness which would appear to render him unable to cooperate with counsel in his own defense. It is felt that he is not capable of standing trial at the present time. It is recommended that he be committed for a period of 30 days to the Hahnemann Psychiatric Facility at the Philadelphia prisons for further *60 evaluation and treatment.” The trial court ordered appellant committed to the Forensic Unit of the Philadelphia Detention Center for a period not to exceed sixty days. On January 5, 1982, appellant was again examined. The psychiatric report, dated January 25, 1982, stated that appellant’s condition was “consistent with the diagnosis of Schizophrenia-Paranoid Type____” The report further stated that appellant was “able to proceed to trial ... under the condition that he had received medication and inpatient treatment at that time,” and that his paranoia was in remission but he would “need close follow-up ... and continued monitoring.” On February 18, 1982, appellant was found competent to stand trial.

On March 2, 1982, appellant appeared before the trial court to plead guilty. The court conducted an on-the-record colloquy during which appellant admitted his guilt:

Q. [THE COURT]: In other words, by pleading guilty to this count of the robbery information, you are saying that on January 19, 1981, in Philadelphia County, in the course of committing a theft, you threatened a man by the name of Walter Shelton and put him in fear of immediate, serious bodily injury and by means of that, you were able to take his car, wallet and keys. Do you agree that’s what you did?
A. [APPELLANT]: Yes, sir.
N.T. 8/2/82 at 41.

Later in the colloquy the court asked:

Q. Are you pleading guilty because you are, in fact, guilty?
A. I don’t understand what you’re saying.
Q. Are you pleading guilty because you are guilty? MR. DAVIS [ASSISTANT DISTRICT ATTORNEY]: Did you do it, is what he’s asking you?
MR. CORCORAN [DEFENSE COUNSEL]: The judge wants to know if you did do what you’re charged with? Were you with Jerome Gay and did you do what they charged you with?
THE DEFENDANT: No.
*61 BY THE COURT:
Q. What’s that?
A. No.
MR. DAYIS: Can he talk to his lawyer?
THE COURT: Yes.
N.T. 3/2/82 at 44, 45.

After appellant had consulted with his attorney, the Commonwealth presented the facts of the case. The court again questioned appellant:

BY THE COURT:
Q. Mr. Simmons, did you hear the district attorney read that?
A. Yes, sir.
Q. Did you understand what he said?
A. Yes, sir.
Q. Now, do you agree with those facts?
A. No, sir.
Q. Well, a few minutes ago you indicated to me you were guilty. Now you’re saying you’re not guilty, is that what you’re saying?
A. I am not guilty to none of them charges.
Q. May I ask you why did you say you were guilty when we asked you at the very beginning of this?
A. I was talking to my lawyer. I thought I had no choice.
Q. Well, you have a choice. You can plead guilty or you can plead not guilty and go to trial.
Mr. Simmons, do you wish to have a trial?
A. Yes.
Q. A jury trial?
A. Yes.
N.T. 3/2/82 at 50-51.

The court then heard and denied a suppression motion. A jury was selected and dismissed until the next day. However, on the next day, when court resumed, defense counsel informed the court that “both [appellant and his mother] are insisting that he go to trial non-jury,” adding, “Now, I *62 don’t believe that [appellant] is competent to stand trial.” N.T. 3/3/82 at 3. Counsel requested another psychiatric evaluation. The court granted the request. Appellant was examined, and the psychiatrist testified that in his opinion appellant had “a rational and factual understanding of the proceedings” and “[psychologically [he] saw no reason why [appellant] could not proceed to trial----” N.T. 3/3/82 at 22, 23. The court then asked counsel their positions. The assistant district attorney responded that he had no objection to appellant waiving a jury and proceeding to trial before the court “so long as several things were clear” to appellant: “Number one, that [appellant] is in the career criminal program and the Court would know, of course, that he has a record of at least two felonies. The second thing is that Your Honor heard him attempt to tender a guilty plea yesterday and there is a possibility that might affect Your Honor.” N.T. 3/3/82 at 25. Defense counsel then asked the trial judge to recuse himself, but the judge refused:

MR. CORCORAN: Your Honor, I think it would be incumbent upon me to ask the Court to recuse himself because of the guilty plea and the things that were said during the guilty plea and the testimony that was heard in the [suppression] motion.
THE COURT: Well, I would be very glad to recuse myself if some other judge in the program [career criminal program] would take the case as a waiver judge. However, there are no particular judges available at this time.
N.T. 3/3/82 at 25-26.

We hold that the trial judge should have recused himself. Appellant’s right to be tried before an impartial judge should not have been subordinated to the administrative matter of the availability of another judge assigned to a particular program. In Commonwealth v. Goodman, 454 Pa.

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Commonwealth v. Simmons, 483 A.2d 953, 335 Pa. Super. 57, 1984 Pa. Super. LEXIS 6521 (Pa. 1984).

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