Commonwealth v. Simcock

575 N.E.2d 1137, 31 Mass. App. Ct. 184, 1991 Mass. App. LEXIS 575
CourtMassachusetts Appeals Court
DecidedAugust 6, 1991
Docket90-P-1198
StatusPublished
Cited by24 cases

This text of 575 N.E.2d 1137 (Commonwealth v. Simcock) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Simcock, 575 N.E.2d 1137, 31 Mass. App. Ct. 184, 1991 Mass. App. LEXIS 575 (Mass. Ct. App. 1991).

Opinion

Fine, J.

Each of the four defendants was charged in a separate indictment with aggravated rape, rape, and indecent assault and battery of the victim in her home in Millis on August 24, 1988. At the close of the evidence, the judge dismissed the rape and indecent assault and battery indictments, but instructed the jury on their substance as lesser included offenses of aggravated rape. The jury found each of the four defendants guilty only of the lesser included offense of indecent assault and battery. On appeal the defendants contend that: (1) they were entitled to instructions on mistake as to the victim’s consent; (2) it was error to instruct on the victim’s possible incapacity to consent due to the combined effects of intoxication and an earlier head injury; (3) the indecent assault and battery verdicts should be set aside because there is no rational basis for them in the evidence; (4) the judge erred in excluding evidence of prior sexual inci *186 dents involving the victim; and (5) the defendants were wrongfully denied access to medical and psychological records concerning the victim. We affirm the convictions but, in accordance with Commonwealth v. Stockhammer, 409 Mass. 867, 882-883 (1991), order certain records to be made available to defense counsel and the prosecutor as a possible basis for motions for a new trial.

Facts. The relevant facts begin more than three years before the alleged assault when the victim was in an automobile accident. She suffered severe head injuries which resulted in a lengthy hospitalization and outpatient care. Her rehabilitation was gradual but marked by progress. In the spring of 1986, she returned to high school as a part-time student, followed by full-time enrollment the next fall, and graduation in 1988. That spring she ran in the Boston Marathon. At the time of trial in early 1990, she still suffered from some residual effects of the head injury. She spoke with a lisp, she had some continuing cognitive deficits causing her to be “slow,” and her eyes worked independently of one another.

On the evening of August 24, 1988, the victim was home alone. She telephoned Michelle Simcock, an acquaintance from school. Michelle was not at home, but the victim spoke with Matthew Simcock, Michelle’s brother, whom she had met once, and then with Richard Clegg, who was visiting Matthew and whom the victim had known most of her life. During the course of the conversation it was decided that Richard and Matthew would visit the victim. At about 8:00 p.m. they arrived, accompanied by Matthew’s brother Patrick, a high school classmate of the victim. They decided to rent a movie. The victim selected “Dirty Dancing,” a .film she had seen several times.

Matthew and Richard had extended an invitation to Steven Beyer, also slightly known to the victim,' and, shortly after the others had begun watching the film, Steven arrived with a case of beer. The victim knew that, because of her head injury, she had a heightened susceptibility to the effects of alcohol. She testified, however, that she drank one full *187 beer and part of another. Three of the defendants testified 2 to varying amounts of alcohol consumed by the victim, ranging from two beers to three beers plus wine, vodka, and coffee brandy from her parents’ liquor cabinet.

As to the events which followed, the victim’s, testimony differed significantly from that of the defendants. According to the victim, the beer caused her to become overheated. She went into her bedroom and changed into a pair of shorts and a tank top. As she was leaving the bedroom, Steven walked in, forced her onto the bed, removed her clothes and proceeded to have sexual intercourse with her, despite the fact that she protested “not yet,” was crying, and asked him to “please stop.” When Steven was finished, Patrick, Richard, and then Matthew each, in turn, entered the bedroom and forced her to have sexual intercourse. She was crying the entire time, but spoke only to Richard, to whom she asked “why” and protested “please stop.” The victim testified that she had not consented to sexual intercourse with any of the defendants and that she had been afraid because earlier in the evening Matthew had been talking about beating someone’s head in.

The three defendants who testified characterized the victim as an initiator and enthusiastic participant in oral and vaginal sex after dancing provocatively in the living room to the film’s soundtrack. 3 Steven testified that the sexual encounters began when the victim entered the bedroom where he was making a phone call, took off her shirt, and asked if he was “ready.” The testimony of the defendants' was not entirely consistent, differing most notably in the descriptions of what transpired after each of them left the bedroom. For example, Patrick testified that, after he had sexual intercourse with the victim, he sent Richard into the bedroom at her request, but Richard testified that the victim came into the living room, wearing nothing, and led him into the bed *188 room. The defendants also differed as to whether the victim was angry or happy when they left.

The next day, the victim reported the incident to Betty Flaherty, at the time a family friend. 4 After meeting Ms. Flaherty again the following day, the victim spoke with her mother in Ms. Flaherty’s presence. A visit to a rape crisis counselor and a doctor followed. 5 6 Several days later, the victim first spoke to the police.

At trial, the defense produced an expert, Dr. Paul Spiers, who testified that a possible effect of a head injury such as the victim’s was lack of impulse control and sexually inappropriate behavior. He also noted that any such disinhibitive tendencies could be amplified by drinking alcohol. Referring to the victim’s medical records, he noted that, beginning in January of 1986 and for a year thereafter, the victim had been taking Tegretol, a drug often prescribed to control inappropriate behavior in head injury patients. In rebuttal the Commonwealth produced Dr. Harris Funkenstein, who testified that the victim’s injuries were probably not the kind which would produce disinhibition. On cross-examination, however, he stated that the victim’s hospital records indicated that, while hospitalized, she had engaged in inappropriate behavior, for that reason treatment with Tegretol for three years was prescribed, and she had been taken off the drug after only one year.

1. Mistake of fact defense. The Commonwealth had the same burden of proving lack of the victim’s consent for indecent assault and battery as it would have had for rape. The *189 defendants complain of jury instructions on the issue of the defendants’ state of mind as to the victim’s consent. The judge was requested to instruct the jury that the Commonwealth had the burden of proving that sexual intercourse was committed without a reasonable and honest belief that the complaining witness freely consented to it. The judge declined to give the requested instruction.

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Cite This Page — Counsel Stack

Bluebook (online)
575 N.E.2d 1137, 31 Mass. App. Ct. 184, 1991 Mass. App. LEXIS 575, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-simcock-massappct-1991.