Commonwealth v. Sanford

863 A.2d 428, 580 Pa. 604, 2004 Pa. LEXIS 3212
CourtSupreme Court of Pennsylvania
DecidedDecember 21, 2004
Docket44 MAP 2003
StatusPublished
Cited by54 cases

This text of 863 A.2d 428 (Commonwealth v. Sanford) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Sanford, 863 A.2d 428, 580 Pa. 604, 2004 Pa. LEXIS 3212 (Pa. 2004).

Opinion

*605 OPINION

Chief Justice CAPPY.

This matter is before us on allowance of appeal. The issue presented is whether the Superior Court erred when it reversed the trial court’s order determining that Michael L. Sanford (“Appellee”) is a sexually violent predator (“SVP”) pursuant to Megan’s Law II, 42 Pa.C.S. § 9791 et seq. For the reasons that follow, we reverse and remand this matter to the Superior Court.

Appellee was arrested on charges arising out of a sexual assault of a fifteen year old girl. Appellee ultimately pled guilty to one count of sexual assault, 18 Pa.C.S. § 3124.1. 1 During the plea, Appellee presented his version of the facts. Appellee’s version of events reads, in its entirety, as follows:

In the early evening hours [of October 16, 2000, Appellee] encountered the victim on the corner of 9th and Cherry Streets. He and the victim agreed to engage in sexual relations in exchange for $20. The victim accompanied [Appellee] to his former apartment at 15 South Tenth Street. At that time, once they started to engage in the act of intercourse, the victim asked [Appellee] to stop. He ignored her request to stop and that he engaged in sexual intercourse with her without her consent and the act of intercourse that he admits to is the—by penis to vagina.

N.T., 2/28/2001, at 8.

Subsequently, hearings were held pursuant to 42 Pa.C.S. § 9795.4 to determine whether Appellee was an SVP. At this hearing, the Commonwealth presented, inter alia, the testimony of Veronique N. Valliere (“Valliere”), a psychologist who is a member of this Commonwealth’s State Sexual Offenders Assessment Board (“Board”). At the outset of her testimony, Valliere stated that she based her opinion on “all the police reports, criminal complaints, prior evidence gathering ... [as *606 well as Appellee’s] past criminal behavior and past behavioral history.” N.T., 6/19/2001, at 36. She also noted that all of the information upon which she relied in forming her opinion had been listed at the beginning of her assessment report, which had been entered into evidence as Commonwealth’s Exhibit One. Id. Among the items listed in Valliere’s assessment report are the affidavit of probable cause and the criminal complaints in the instant matter. Commonwealth’s Exhibit One.

Valliere then opined that Appellee was indeed an SVP. In forming this opinion, she stated that Appellee has an antisocial personality disorder. N.T., 6/19/2000., at 39-40. She highlighted that this was a violent crime in that Appellee dragged the victim off of the street and sexually assaulted her even after encountering “significant resistance” from the victim. Id. at 40. Valliere commented that Appellee’s assault on the victim included his forceful attempts to assault the victim anally, orally, and vaginally. Id. at 40-41. Valliere also noted that Appellee had a prior criminal history of assaults against women, noting that he had “a prior conviction for an attempted rape,” id. at 39, and stating that the conviction for this crime was for indecent assault. Id. at 54. 2

At the close of hearings, the trial court determined that Appellee was an SVP. The trial court stated that Valliere’s testimony “sufficiently established by clear and convincing evidence that [Appellee] is an [SVP].” Tr. ct. slip op. at 10. It also noted that Appellee’s own expert conceded that Appellee “is on the borderline of being [an SVP].” Id. In light of these two opinions, the trial court determined that the evidence was clear and convincing that Appellee should be classified as an SVP. Id.

Appellee appealed to the Superior Court, raising three separate challenges to the trial court’s determination that he was an SVP. The Superior Court reversed the order of the trial court on the basis that the evidence was not sufficient to *607 establish that Appellee was an SVP. 3 The court noted that the Commonwealth’s principal witness at the SVP hearing was Valliere. The Superior Court concluded that Valliere’s testimony, however, was insufficient to sustain the trial court’s finding that Appellant was an SVP. It stated it was “compelled” to find that the evidence was insufficient since “Valliere’s testimony was almost entirely dependent upon the original warrant and charging document in this case, and their unproven allegations, rather than the actual basis of the guilty plea.” Super. Ct. slip. op. at 9. It opined that by relying on the charging document and the affidavit for probable cause, Valliere introduced facts that had not been proven at the guilty plea nor stipulated to by Appellee. For example, Appellee’s statement at the guilty plea did not intimate that the sexual assault was violent, whereas Valliere noted that the victim had been forcibly removed from the street and that Appellee had tried to anally and orally rape the victim prior to successfully raping her vaginally. Id. 4

The Commonwealth then filed a Petition for Allowance of Appeal with this Court, asserting that the Superior Court erred in its determination that there was insufficient evidence to establish that Appellee is an SVP. We granted allocatur. For the reasons that follow, we now reverse. 5

In analyzing this question, we first review the process by which a trial court determines whether a defendant is an SVP. There are multiple steps in this process. After a defendant is *608 convicted of an offense specified in 42 Pa.C.S. § 9795.1 6 , the trial court orders the Board to prepare an assessment of the defendant. In preparing this assessment, the Board is to consider, inter alia, the facts of the current offense, the defendant’s prior offense history, and characteristics of the defendant. 42 Pa.C.S. § 9795.4(b). This assessment is then forwarded to the Commonwealth.

The Commonwealth may then praecipe to convene a hearing to determine whether the defendant is an SVP. 42 Pa.C.S. § 9795.4(e)(1). These SVP hearings are not perfunctory affairs in which the parties and the judge merely review the trial or guilty plea colloquy proceedings. Rather, they are evidence gathering mechanisms. Section 9795.4 specifically states that the district attorney and the defendant “shall be given notice of the hearing and an opportunity to be heard, the right to call witnesses, the right to call expert witnesses and the right to cross-examine witnesses.” 42 Pa.C.S. 9795.4(e)(2). Additionally, the defendant is granted the right to counsel. Id. The Commonwealth bears the burden of proof at this hearing, and it must establish by clear and convincing evidence that the defendant is an SVP. 42 Pa.C.S. § 9795.4(e)(3). As this is a question of law, our standard of review is de novo and our scope of review is plenary. See Commonwealth v. Weston,

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Bluebook (online)
863 A.2d 428, 580 Pa. 604, 2004 Pa. LEXIS 3212, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-sanford-pa-2004.