Commonwealth v. Sabia

512 A.2d 1297, 99 Pa. Commw. 29, 1986 Pa. Commw. LEXIS 2361
CourtCommonwealth Court of Pennsylvania
DecidedJune 27, 1986
DocketNo. 2355 C.D. 1983
StatusPublished
Cited by3 cases

This text of 512 A.2d 1297 (Commonwealth v. Sabia) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Sabia, 512 A.2d 1297, 99 Pa. Commw. 29, 1986 Pa. Commw. LEXIS 2361 (Pa. Ct. App. 1986).

Opinion

Opinion by

Senior Judge Lehman,

The plaintiff, the Department of Environmental Resources (DER), initiated the most recent step in this dispute by filing a petition for contempt of our November 30, 1983 enforcement Order directing defendants Michael G. Sabia, Michael G. Sabia, Jr., Warehouse 81 Limited Partnership and Domino Salvage, Inc. (Sabia) to comply with DERs order of September 3, 1982, which found the defendant in violation of The Clean Streams Law, Act of June 22, 1937, P.L. 1987, as amended, 35 P.S. §691.1-. 1001 and the Solid Waste Management Act, Act of July 7, 1980, P.L. 380, 35 P.S. §§6018.101-. 1003. In response, Sabia asks this Court to declare DERs contempt petition to be deemed criminal in nature, (thereby entitling Sabia to a jury trial1) and, in the alternative, to dismiss the contempt petition for lack of conformity to law.2 Because we find that Sabias motion to have this Court deem the present action criminal in nature should be denied, we deny his jury trial demand. In addition, we deny Sabias motion to strike the petition.

Motion to Declare Contempt Petition Criminal

In support of his motion to deem the contempt proceedings criminal, Sabia contends that the dominant purpose of a contempt citation, should we issue one in this matter, is punitive rather than remedial. Our Supreme Court has said that the test to determine whether a contempt is civil or criminal is to ascertain its dominant purpose. Knaus v. Knaus, 387 Pa. 370, 127 A.2d 669 (1956).

If the dominant purpose is to prospectively coerce the contemnor to comply with an order of [32]*32the court, the adjudication of contempt is civil. If, however, the dominant purpose is to punish the contemnor for disobedience of the courts order or some other contemptuous act, the adjudication of contempt is criminal.

In re Martorano, 464 Pa. 66, 77, 346 A.2d 22, 28 (1975) (footnotes omitted).

To aid the courts in determining the dominant purpose of a contempt proceeding, the Supreme Court in Knaus articulated five factors that are generally to be considered. A contempt action is usually said to be civil:

(1) where the complainant is a private person as opposed to the government or a governmental agency;
(2) where the proceeding is entitled in the original injunction action and filed as a continuation thereof as opposed to a separate and independent action;
(3) where holding the defendant in contempt affords relief to a private party;
(4) where the relief requested is primarily for the benefit of the complainant;
(5) where the acts of contempt complained of are primarily civil in character and do not of themselves constitute crimes or conduct by the defendant so contumelious that the court is impelled to act on its own motion.

Knaus, 387 Pa. at 378, 127 A.2d at 673.

DER is a government agency acting in its governmental capacity and bringing this action pursuant to its statutory authority. The first consideration thus indicates criminal contempt.

Second, Sabia argues that the present contempt action is too attenuated from the underlying order to be said to originate from that earlier order. We agree, however, with DER that the mere passage of time does not [33]*33remove a contempt action from its underpinnings —namely, an order of this Court with which the defendant has failed to comply. In this case, although two and one-half years have lapsed since this Court issued its enforcement Order, DER nonetheless bases its contempt petition on Sabias alleged failure to comply with that Order. The contempt proceeding arises directly from and is an integral part of DERs original enforcement action. Analysis of the second Knaus factor indicates that this is a civil contempt action.

Regarding the third and fourth Knaus factors, which may be considered together, we cannot reach any other conclusion but that the Commonwealth Department of Environmental Resources is not a private party, and that the relief requested would not primarily benefit a private party, though DER would argue otherwise. To say in this case that DER is a private entity and the sole beneficiary of any relief granted by a contempt order is to say that the Commonwealth and its agencies do not act for the benefit of the citizens of this Commonwealth.

Finally, regarding the fifth factor, both The Clean Streams Law and the Solid Waste Management Act provide for the imposition of both criminal and civil penalties.3 Nonetheless, in order to support a criminal contempt action, this factor, we believe, contemplates “acts complained of” that are violations of a crimes code rather than violations of regulatory statutes or rules promulgated thereunder. “[W]here the acts of contempt ... do not of themselves constitute crimes . . .” they will point to civil contempt. Knaus (emphasis added). See also Commonwealth v. Charlett, 481 Pa. 22, 391 A.2d 1296 (1978).

[34]*34We conclude that the dominant purpose of any contempt order issuing in this case would be civil in nature. We arrive at this conclusion by applying a functional analysis of this Courts purpose in punishing a contemnor. Commonwealth v. Marcone, 487 Pa. 572, 410 A.2d 759 (1980); In re Martorano. We find that such a contempt order would be (1) prospective and not intended to punish past acts, (2) intended to enforce compliance with DERs underlying order, and (3) would be lifted when the contempt is purged. As has often been said in civil contempt proceedings, the contemnor “holds the keys to his cell in his own pocket” in that he can free himself of the contempt by removing or otherwise alleviating the violations. Therefore, because we are proceeding in a civil contempt action, Sabia is not entitled to a jury trial and we accordingly deny his demand.

Motion to Strike Contempt Petition

Sabia next asks this Court, if these proceedings are determined to be civil, to strike DERs petition for contempt for lack of conformity to law. Sabia argues that the proceedings do not follow the procedures established by our Supreme Court in Magaziner v. Magaziner, 434 Pa. 1, 253 A.2d 263 (1969) for civil contempt actions.

In Magaziner, the Court said that “it is a several step process that must take place to hold one in civil contempt—rule to show cause why an attachment should not issue, answer and hearing, rule absolute (arrest), hearing on the contempt action.” In quoting Douglass-Whisler B. Co. v. Simpson, 233 Pa. 517, 82 A. 760 (1912) with approval, the Magaziner court observed that “[t]he general rule is well settled that a writ of attachment for the summary arrest and imprisonment of a party in a civil proceeding for contempt in violation of an order or decree cannot issue without such previous [35]

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Cite This Page — Counsel Stack

Bluebook (online)
512 A.2d 1297, 99 Pa. Commw. 29, 1986 Pa. Commw. LEXIS 2361, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-sabia-pacommwct-1986.