Commonwealth v. Roth

12 Mass. L. Rptr. 709
CourtMassachusetts Superior Court
DecidedJanuary 4, 2001
DocketNo. 0077CR137&138
StatusPublished

This text of 12 Mass. L. Rptr. 709 (Commonwealth v. Roth) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Roth, 12 Mass. L. Rptr. 709 (Mass. Ct. App. 2001).

Opinion

Agnes, A.J.

On January 26, 2000, the defendant, Jeffrey Roth, was indicted by the Grand Jurors of Essex County on two indictments charging him with Homicide by Motor Vehicle in violation of G.L.c. 90, §24G(a) (No. 0077CR137), and Reckless or Negligent Operation of a Motor Vehicle While Under the Influence of Intoxicating Liquor and Causing Serious Bodily Injury in violation of G.L.c. 90, §24L(i) (No. 0077CR138). These charges arose out of an incident that occurred on Interstate Route 95 in Topsfield, Massachusetts on September 7, 1999, in which there was a collision between a Dodge Durango vehicle being operated by the defendant and a Ford Bronco vehicle being driven by the decedent, David Decarney in which the surviving victim, John Johanson, was a passenger.

After several days of deliberations, the jury reported they were unable to agree on a verdict. At the request of the defendant and over the objection of the Commonwealth, the court inquired of the jury. When the juiy reported they had reached unanimous verdicts on some of the offenses charged in each indictment, the court received these partial verdicts and declared a mistrial as to the remainder of the charges. The Commonwealth has filed a motion captioned “Motion To Vacate Entry of Partial Verdicts And For Declarations of Mistrials” in which it seeks an order from the court vacating the partial verdicts of not guilty, and an order declaring a mistrial on each of the indictments.

BACKGROUND

I. The original instructions to the jury. The cases came before the court for trial by jury on November 13, 2000. The evidence closed on Wednesday, November 23, 2000. By agreement, arguments and charge were scheduled for Monday, November 27, 2000, to enable the jury and all others to observe the Thanksgiving holiday. Following closing arguments by counsel, the court instructed the jury with regard to the following charges. On Indictment No. 0077CR0137, the motor vehicle homicide charge, the court in[710]*710structed the jury with regard to the elements of (1) the offense as charged in the indictment [homicide by motor vehicle under G.L.c. 90, §24G(a)], and (2) the lesser included offense of motor vehicle homicide by reason of operating recklessly or negligently so as to endanger but not while under the influence of intoxicating liquor. On Indictment No. 0077CR0138, the serious bodily injury charge, the court instructed the jury with regard to the elements of (1) the offense as charged in the indictment [causing serious bodily injury by reason of operating under the influence of intoxicating liquor and recklessly or negligently so as to endanger the lives and safety of the public in violation of G.L.c. 90, §24L(i)] and (2) the lesser included offense of causing serious bodily injury by reason of operating recklessly or negligently so as to endanger the lives and safety of the public but not while under the influence of intoxicating liquor].

On the afternoon of the following day, Tuesday November 28, 2000, the court received a note from the jury that indicated that they were unable to reach a verdict. Deliberations were suspended and the jury was instructed to return the following morning. The court convened a conference with counsel. The court indicated and counsel agreed that the original instructions were not proper in that one of the so-called lesser included offense instructions with regard to Indictment No. 0077CR138 was not a crime under G.L.c. 90, §24L.1 Furthermore, the court decided that based on the evidence offered at trial, it had improperly restricted the jury’s consideration of lesser included offenses and that the jury should have options to return verdicts of guilty of lesser included offenses that did not require proof that the defendant had caused a death or serious bodily injury to another. The court informed counsel of its plan to re-instruct the jury fully in the morning and to give the jury the option of considering additional lesser included offenses.2 Additionally, because of a concern that counsel might have organized their closing arguments differently if they were aware that additional lesser included offenses would be available to the jury, the court ordered that each attorney be given an opportunity to make a further closing argument.3

On Wednesday morning, November 29, 2000, the court gave the jury a complete set of final instructions which included the following statement:

Ladies and Gentlemen, following receipt of your note late yesterday afternoon indicating you had reached an impasse in your deliberations, and after consultation with the attorneys, I have decided to instruct you again with clarifications about some matters and with some additional so-called lesser included offenses to consider.
The decision to give you these additional instructions is solely mine. It should not be understood by any of you as an indication that you should or should not reach a verdict of guilty or not guilty on any of the charges that are before you in this case. These instructions are designed to give you what I now believe to be an accurate statement of the law that is applicable to this case. Any decision or verdict you reach in this case must be based on the admissible evidence and these instructions.
In fairness to both sides, I believe that I should read the entire charge to you with the changes that I believe are appropriate. What follows are my final instructions which I direct you to apply to the facts you find in this case.

Following the instructions,4 the court also provided the jury with revised verdict slips which had been reviewed and approved by counsel. Under the revised instructions, the jury had the following options with regard to Indictment No. 0077CR137 charging Motor Vehicle Homicide: (1) Not Guilty; (2) Guilty as charged; (3) Guilty, lesser included offense of Motor Vehicle Homicide Not Operating Under the Influence of Intoxicating Liquor; (4) Guilty, lesser included offense of Motor Vehicle Homicide Not Operating Recklessly or Negligently; (5) Guilty, lesser included offense of Operating Under the Influence of Intoxicating Liquor; and (6) Guilty, lesser included offense of Operating Recklessly or Negligently. With regard to Indictment No. 0077CR138, the jury had the following options: (1) Not Guilty; (2) Guilty as charged; (3) Guilty, lesser included offense of Serious Bodily Injury Not Operating Recklessly or Negligently; (4) Guilty, lesser included offense of Operating Under the Influence of Intoxicating Liquor; and (5) Guilty, lesser included offense of Operating Recklessly or Negligently.

Following several additional hours of deliberations, the jury sent a note to the court indicating that they were unable to reach a verdict. Deliberations again were suspended for the day and the jury was instructed to return in the morning. On November 29, 2000, after consultation with counsel and a determination by the court that the jury had not reported that they were unable to reach a verdict two times after due and thorough deliberations, see G.L.c. 234, §34, the court instructed the jury further in accordance with the revised version of the instruction set forth in Commonwealth v. Tuey, 8 Cush. 1, 2-3 (1851), as approved in Commonwealth v. Rodriguez, 364 Mass. 87, 101-103 (1973). The jury retired to their deliberations, but after several more hours reported that they were deadlocked.

The court conferred with counsel with respect to the declaration of a mistrial.

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Bluebook (online)
12 Mass. L. Rptr. 709, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-roth-masssuperct-2001.