Commonwealth v. Ross

689 N.E.2d 816, 426 Mass. 555, 1998 Mass. LEXIS 30
CourtMassachusetts Supreme Judicial Court
DecidedJanuary 30, 1998
StatusPublished
Cited by9 cases

This text of 689 N.E.2d 816 (Commonwealth v. Ross) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Ross, 689 N.E.2d 816, 426 Mass. 555, 1998 Mass. LEXIS 30 (Mass. 1998).

Opinion

Wilkins, C.J.

Rule 35 (g) of the Massachusetts Rules of Criminal Procedure, 378 Mass. 906 (1979), provides that, other conditions being met, a deposition may be admitted as substantive evidence in a criminal trial “if the judge finds that the deponent is unavailable.” At the time of the trial of this case, an [556]*556alleged victim of two of the crimes charged against the defendant was a student in Israel and on spring break in Rome. Based on these facts alone, the trial judge ruled that the student was unavailable and allowed her videotaped deposition to be shown to the jury. To justify the admission of that deposition at trial, the prosecution had to demonstrate, in the words of rule 35 (g), that it had “been unable to procure the deponent’s attendance by process or other reasonable means.” Because there was no demonstration that the deponent was unwilling to return to testify, with or without financial assistance, the Commonwealth failed to demonstrate her unavailability within the meaning of rule 35. There must be a new trial.

The defendant was convicted of (a) several charges of breaking and entering residential facilities at Williams College with the intent to commit a felony and (b) one charge of indecent assault and battery.1 We granted his application for direct appellate review. We briefly summarize the evidence that supported these convictions. At various times on October 22 and 23, 1993, the defendant entered the residential quarters of several Williams College students, all but one of whom was a woman. In each instance he was seen and later identified by the student.

The most serious incident, in terms of the defendant’s conduct and the sentence imposed, involved his alleged intrusion into the dormitory room of the student who was studying in Israel at the time of the trial. About 5:30 a.m. on Saturday, October 23, that student was awakened in her bed when she felt something warm touching her left breast. She made a startled noise and turned to see a man two feet from her. He stepped back, said, “Oh, I’m sorry, I was just looking for Melissa,” and left. Several weeks after the incident, she identified a photograph of the defendant as that of the intruder. She also identified the defendant at her deposition. In his appeal, the defendant challenges the admission of evidence of that photographic identification, in addition to his general challenge to the admission of any portion of the deposition.

Later that morning, the defendant entered the dormitory room of another Williams student who was sleeping on the top level of a bunk bed. At about 7 a.m., she awoke because she felt someone touching her legs and back. As she rolled over, she saw the defendant leaving the room. Minutes later another [557]*557student, living on the same floor of the same dormitory, awoke to see the defendant looking down at her sleeping roommate. She said, “Hello.” The defendant turned around and said, “Oh, I’m here for your roommate.” He then asked when the roommate would get up, said, “I’ll just come back in half an hour,” and left.

On Friday night, October 29, 1993, about one week later, a Vermont patrol deputy stopped the defendant for speeding. The deputy found a credit card of a Williams student on the ground beside the automobile. The card’s owner testified that she normally kept it in a wallet that, when it was not with her, was in a desk or bureau in her dormitory room. The deputy also found a Williams College photographic directory in the defendant’s vehicle. Another Williams student testified that, earlier on the evening of the defendant’s arrest, she had seen him standing on a landing of a stairwell in her dormitory, holding a Williams freshmen directory. Later, several Williams students who had seen the intruder on various occasions selected the defendant’s photograph from an array prepared by a Williamstown police officer on the basis of descriptions of the intruder that the students had provided him.

1. We. consider first the admission of the absent student’s deposition testimony. That evidence was, of course, crucial to the charges of indecent assault and battery on that student and of breaking and entering her dormitory room with intent to commit a felony. Moreover, it significantly supported the Commonwealth’s claim that the jury could find, as the judge charged, that indecent assault and battery, assault with intent to rape, and rape were among the felonies that the defendant intended to commit at the time of the various other break-ins.

The Commonwealth had the burden of proving that the witness was unavailable to testify at the time of trial. Commonwealth v. Bohannon, 385 Mass. 733, 744 (1982). See Proposed Mass. R. Evid. 804 (a) (5), including within the definition of the unavailability of a witness the absence of the declarant “from the hearing [where] the proponent of his statement has been unable to procure his attendance by process or other reasonable means.” A defendant’s State and Federal constitutional rights to confront witnesses against him require a showing that a witness is unavailable. Commonwealth v. Siegfriedt, 402 Mass. 424, 427 (1988). The Commonwealth must exercise substantial diligence in order to meet its burden of [558]*558showing a witness’s unavailability. See Commonwealth v. Childs, 413 Mass. 252, 260-262 (1992). We interpret rule 35 (g)’s requirement of unavailability with these constitutionally prescribed protections in mind and shall adhere to a standard requiring reasonable diligence by the proponent of such testimony so that constitutional requirements will safely be met.2

The fact that the deponent was in another country is not, standing alone, sufficient under the common law of the Commonwealth to justify admission of her deposition testimony. Ibanez v. Winston, 222 Mass. 129, 130 (1915) (showing that witness was last heard from in Spain is insufficient proof of unavailability to permit introduction of testimony given at prior trial). See Commonwealth v. DiPietro, 373 Mass. 369, 381 (1977). The Appeals Court considered the unavailability of a witness who was residing in a foreign country in Commonwealth v. Hunt, 38 Mass. App. Ct. 291 (1995), saying “[tjhat a prospective witness is a foreign national outside the United States does not excuse the government from making diligent efforts to locate and secure the attendance of the witness.” Id. at 295-296. “[T]he possibility of a refusal is not the equivalent of asking and receiving a rebuff.” Barber v. Page, 390 U.S. 719, 724 (1968), quoting Barber v. Page, 381 F.2d 479, 481 (10th Cir. 1966) (Aldrich, J., dissenting).

The Commonwealth failed to demonstrate that it made a reasonable effort to obtain the witness’s presence. The defendant first raised the question of the witness’s unavailability at a pretrial hearing on his motion to suppress the witness’s photographic identification. The Commonwealth’s response was that “[t]he unavailability is that the witness is out of the country.” The prosecutor told the judge that, because he assumed that she was still in Israel, “there have not been recent efforts by our office to contact her.” The judge then advised the prosecutor to make further inquiry concerning the student’s availability.

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Bluebook (online)
689 N.E.2d 816, 426 Mass. 555, 1998 Mass. LEXIS 30, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-ross-mass-1998.