NOTICE: Summary decisions issued by the Appeals Court pursuant to M.A.C. Rule 23.0, as appearing in 97 Mass. App. Ct. 1017 (2020) (formerly known as rule 1:28, as amended by 73 Mass. App. Ct. 1001 [2009]), are primarily directed to the parties and, therefore, may not fully address the facts of the case or the panel's decisional rationale. Moreover, such decisions are not circulated to the entire court and, therefore, represent only the views of the panel that decided the case. A summary decision pursuant to rule 23.0 or rule 1:28 issued after February 25, 2008, may be cited for its persuasive value but, because of the limitations noted above, not as binding precedent. See Chace v. Curran, 71 Mass. App. Ct. 258, 260 n.4 (2008).
COMMONWEALTH OF MASSACHUSETTS
APPEALS COURT
24-P-723
COMMONWEALTH
vs.
RONNIE E. PHILLIPS.
MEMORANDUM AND ORDER PURSUANT TO RULE 23.0
Following a jury trial in the Boston Municipal Court, the
defendant, Ronnie E. Phillips, was convicted of two counts of
assault and battery on a family or household member.1 He argues
on appeal that (1) the judge erred in admitting in evidence
medical records containing inadmissible hearsay; (2) his motion
for a required finding of not guilty should have been allowed;
and (3) the prosecutor's comments in closing argument created a
substantial risk of a miscarriage of justice.2 We affirm.
1The defendant was found not guilty of assault and battery by means of a dangerous weapon (to wit a hammer).
2In his brief, the defendant also argued that the judge erred in permitting the victim to testify to certain statements made by the defendant to her shortly after the assaults. At oral argument, however, he acknowledged that the defendant's Background. In 2018, the defendant and the victim met
online and started dating. They dated for "[o]ver a year." On
May 18, 2019, they were driving together, and an argument
occurred. The defendant accused the victim of cheating, and he
yelled at her, belittled her, and at some point, he "smacked"
her "across the face." In response, the victim grabbed and
scratched him. As a result, the defendant "got more enraged,"
grabbed a hammer from the back seat of the vehicle and struck
the victim on the head with it. At some point, he had taken the
victim's cell phone and placed it under his leg. The defendant
stayed in the car, refused to return the cell phone to the
victim, "[a]nd that's basically why [she] stayed in the car"
with him. Soon thereafter, the defendant drove to a beach and
parked the vehicle. After the victim tried to "grab [the cell
phone] from him," the defendant punched her in the face three
times, bit her face, and threw the cell phone into the water.
The victim then got out of the car, saw another car at the
beach, realized that she was bleeding, and spoke to a person in
that car. She asked him to call 911, but the defendant "c[a]me
up behind" her. She told the person in the other car to
statements were admissible. We agree with this concession, as the statements were admissible as statements of a party opponent, which are not hearsay. See Commonwealth v. Allison, 434 Mass. 670, 676 n.5 (2001); Mass. G. Evid. § 801 (d) (2) (A) (2022).
2 discontinue the call, and testified she did so because she was
"in fear for [her] life." The defendant told the victim "to
come with him because he was going to be arrested and that no
one's going to believe [her], and [they're] both going to be
arrested." The victim then went with the defendant to his
house. There, the defendant told her that he had "blacked out."
He also tried to help her clean herself up from the injuries
that he had inflicted and told her to say that she "was mugged
while [she] was out of town" if asked about her injuries.
The day after the incident, the victim's mother took
photographs of the victim's injuries.3 Approximately two weeks
later, on June 2, 2019, the victim reported the incident to the
police. She waited to disclose the incident to police because
she was in fear due to the "aggressiveness of the assault." On
June 7, the victim went to a hospital because she "still had a
lot of swelling in [her] face," and still had a lot of pain.
Copies of the medical records from her hospital visit were
admitted in evidence as an exhibit.
The defense used cross-examination of the victim and
closing argument to argue that the victim was not credible; that
the medical records did not demonstrate that the victim had
3 Copies of photographs depicting the victim's injuries and the victim's bloody clothing were admitted in evidence as exhibits at trial.
3 sustained serious injuries; that the photographs depicting her
alleged injuries and the bloody clothing were not dated; that
her clothing was not subjected to any forensic analysis; and
that she delayed in contacting the police and going to the
hospital despite myriad opportunities to do so. Furthermore,
defense counsel referenced the medical records in closing
argument and contended that "you'll see there's really no
injury. . . . There's nothing there. Absolutely nothing."
Discussion. 1. Admission of medical records. The
defendant contends that the judge erred in admitting the
victim's medical records because the records contained
inadmissible statements, such as references to the victim having
been assaulted. The admissibility of the medical records was
raised pretrial via the Commonwealth's motion in limine to admit
the medical records.4 After hearing from both parties, the judge
allowed the Commonwealth's motion, subject to the parties
agreeing on redactions. Defense counsel subsequently argued
that the redactions were insufficient and stated, "I think that
I'm going to object to these records coming in the way they
are." In response, the judge advised that he would address that
issue after jury empanelment. Following empanelment, the judge
4 The defendant also filed a motion to redact the medical records. As discussed, infra, the judge's ruling on the Commonwealth's motion likewise addressed the substance of the defendant's motion.
4 heard the parties' arguments, and then the following exchange
occurred:
Judge: "[I]s the part where it says, 'Urgent care for facial bones assault three weeks ago where she was struck in the face and head with a hammer. Patient endorses she feels safe in her current environment.' Is that what you're objecting to?"
Defense counsel: "Yes."
The judge then ruled that the portion of the medical records
that stated that the victim was struck in the head with a hammer
was a statement made for purposes of medical diagnosis and was
admissible. The judge agreed with defense counsel that the
remaining portion that was the subject of his objection would be
redacted. Defense counsel objected to the judge's ruling.
Otherwise, the defendant did not object to any other portion of
the medical records.5 Thus, we review the objected-to portion of
the medical records for prejudicial error, see Commonwealth v.
Cole, 473 Mass. 317, 321 (2015), and limit our review regarding
the remaining references now contested on appeal to determine
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NOTICE: Summary decisions issued by the Appeals Court pursuant to M.A.C. Rule 23.0, as appearing in 97 Mass. App. Ct. 1017 (2020) (formerly known as rule 1:28, as amended by 73 Mass. App. Ct. 1001 [2009]), are primarily directed to the parties and, therefore, may not fully address the facts of the case or the panel's decisional rationale. Moreover, such decisions are not circulated to the entire court and, therefore, represent only the views of the panel that decided the case. A summary decision pursuant to rule 23.0 or rule 1:28 issued after February 25, 2008, may be cited for its persuasive value but, because of the limitations noted above, not as binding precedent. See Chace v. Curran, 71 Mass. App. Ct. 258, 260 n.4 (2008).
COMMONWEALTH OF MASSACHUSETTS
APPEALS COURT
24-P-723
COMMONWEALTH
vs.
RONNIE E. PHILLIPS.
MEMORANDUM AND ORDER PURSUANT TO RULE 23.0
Following a jury trial in the Boston Municipal Court, the
defendant, Ronnie E. Phillips, was convicted of two counts of
assault and battery on a family or household member.1 He argues
on appeal that (1) the judge erred in admitting in evidence
medical records containing inadmissible hearsay; (2) his motion
for a required finding of not guilty should have been allowed;
and (3) the prosecutor's comments in closing argument created a
substantial risk of a miscarriage of justice.2 We affirm.
1The defendant was found not guilty of assault and battery by means of a dangerous weapon (to wit a hammer).
2In his brief, the defendant also argued that the judge erred in permitting the victim to testify to certain statements made by the defendant to her shortly after the assaults. At oral argument, however, he acknowledged that the defendant's Background. In 2018, the defendant and the victim met
online and started dating. They dated for "[o]ver a year." On
May 18, 2019, they were driving together, and an argument
occurred. The defendant accused the victim of cheating, and he
yelled at her, belittled her, and at some point, he "smacked"
her "across the face." In response, the victim grabbed and
scratched him. As a result, the defendant "got more enraged,"
grabbed a hammer from the back seat of the vehicle and struck
the victim on the head with it. At some point, he had taken the
victim's cell phone and placed it under his leg. The defendant
stayed in the car, refused to return the cell phone to the
victim, "[a]nd that's basically why [she] stayed in the car"
with him. Soon thereafter, the defendant drove to a beach and
parked the vehicle. After the victim tried to "grab [the cell
phone] from him," the defendant punched her in the face three
times, bit her face, and threw the cell phone into the water.
The victim then got out of the car, saw another car at the
beach, realized that she was bleeding, and spoke to a person in
that car. She asked him to call 911, but the defendant "c[a]me
up behind" her. She told the person in the other car to
statements were admissible. We agree with this concession, as the statements were admissible as statements of a party opponent, which are not hearsay. See Commonwealth v. Allison, 434 Mass. 670, 676 n.5 (2001); Mass. G. Evid. § 801 (d) (2) (A) (2022).
2 discontinue the call, and testified she did so because she was
"in fear for [her] life." The defendant told the victim "to
come with him because he was going to be arrested and that no
one's going to believe [her], and [they're] both going to be
arrested." The victim then went with the defendant to his
house. There, the defendant told her that he had "blacked out."
He also tried to help her clean herself up from the injuries
that he had inflicted and told her to say that she "was mugged
while [she] was out of town" if asked about her injuries.
The day after the incident, the victim's mother took
photographs of the victim's injuries.3 Approximately two weeks
later, on June 2, 2019, the victim reported the incident to the
police. She waited to disclose the incident to police because
she was in fear due to the "aggressiveness of the assault." On
June 7, the victim went to a hospital because she "still had a
lot of swelling in [her] face," and still had a lot of pain.
Copies of the medical records from her hospital visit were
admitted in evidence as an exhibit.
The defense used cross-examination of the victim and
closing argument to argue that the victim was not credible; that
the medical records did not demonstrate that the victim had
3 Copies of photographs depicting the victim's injuries and the victim's bloody clothing were admitted in evidence as exhibits at trial.
3 sustained serious injuries; that the photographs depicting her
alleged injuries and the bloody clothing were not dated; that
her clothing was not subjected to any forensic analysis; and
that she delayed in contacting the police and going to the
hospital despite myriad opportunities to do so. Furthermore,
defense counsel referenced the medical records in closing
argument and contended that "you'll see there's really no
injury. . . . There's nothing there. Absolutely nothing."
Discussion. 1. Admission of medical records. The
defendant contends that the judge erred in admitting the
victim's medical records because the records contained
inadmissible statements, such as references to the victim having
been assaulted. The admissibility of the medical records was
raised pretrial via the Commonwealth's motion in limine to admit
the medical records.4 After hearing from both parties, the judge
allowed the Commonwealth's motion, subject to the parties
agreeing on redactions. Defense counsel subsequently argued
that the redactions were insufficient and stated, "I think that
I'm going to object to these records coming in the way they
are." In response, the judge advised that he would address that
issue after jury empanelment. Following empanelment, the judge
4 The defendant also filed a motion to redact the medical records. As discussed, infra, the judge's ruling on the Commonwealth's motion likewise addressed the substance of the defendant's motion.
4 heard the parties' arguments, and then the following exchange
occurred:
Judge: "[I]s the part where it says, 'Urgent care for facial bones assault three weeks ago where she was struck in the face and head with a hammer. Patient endorses she feels safe in her current environment.' Is that what you're objecting to?"
Defense counsel: "Yes."
The judge then ruled that the portion of the medical records
that stated that the victim was struck in the head with a hammer
was a statement made for purposes of medical diagnosis and was
admissible. The judge agreed with defense counsel that the
remaining portion that was the subject of his objection would be
redacted. Defense counsel objected to the judge's ruling.
Otherwise, the defendant did not object to any other portion of
the medical records.5 Thus, we review the objected-to portion of
the medical records for prejudicial error, see Commonwealth v.
Cole, 473 Mass. 317, 321 (2015), and limit our review regarding
the remaining references now contested on appeal to determine
5 The defendant acknowledged at oral argument that the objection at trial pertained only to the statement discussed above, at the second page of the medical records, and did not preserve the remaining concerns regarding repeated references to "assault" and a "physical assault." We appreciate appellate counsel's candor in this regard.
5 whether any error created a substantial risk of a miscarriage of
justice. See Commonwealth v. Dargon, 457 Mass. 387, 397 (2010).6
With respect to the objected to portion of the medical
records, the defendant's fundamental argument is that the
medical records referenced the patient's statement that "she was
struck with a hammer on the right side of her head." This
contention fails because this information falls within the
medical record exception to the hearsay rule as it relates to a
potential cause of the victim's injuries. See G. L. c. 233,
§ 79. See also Commonwealth v. McGann, 484 Mass. 312, 320
(2020); Dargon, 457 Mass. at 395-396. We further note that the
jury acquitted the defendant of assault and battery by means of
a dangerous weapon -- i.e., the one count involving the use of
the hammer -- and thus discern no prejudice in any event. See
Commonwealth v. Sosnowski, 43 Mass. App. Ct. 367, 372 (1997).
As to the unpreserved errors, the defendant argues that the
repeated references to "assault" and "[i]njury due to physical
assault" constituted error. In evaluating whether any error
6 Our review is somewhat hampered because only the unredacted medical records, and not the redacted version that went to the jury, have been included in the record appendix. In addition, the defendant did not move to correct or modify the record pursuant to Mass. R. A. P. 8 (e), as appearing in 481 Mass. 1611 (2019). In any event, for the reasons stated herein, we are persuaded that the admission of the medical records neither constituted prejudicial error nor created a substantial risk of a miscarriage of justice.
6 created a substantial risk of a miscarriage of justice in this
context, we consider: (1) whether there was error; (2) what
prejudice, if any, the defendant suffered as a result of the
error; (3) whether the error in the context of the entire trial
materially influenced the verdict; and (4) whether trial
counsel's failure to object was a reasonable tactical decision.
See Dargon, 457 Mass. at 397. The Commonwealth acknowledged
that the failure to redact the references to "assault" in the
present context was error. Nonetheless, we discern no palpable
prejudice. The jury were well aware that a claim of assault
formed the basis of the charges, and the medical records added
nothing to that awareness. Having reviewed the entire trial
record, we are persuaded that the error did not materially
affect the jury. Moreover, through effective cross-examination
and closing argument, defense counsel used the medical records
to demonstrate that the victim's claimed injuries were not
supported by the content of and purported conclusions within the
medical records. Defense counsel further used the medical
records to show potential inconsistencies in the victim's
testimony. Because the defendant did not file a motion for new
trial arguing that trial defense counsel was ineffective for
failing to redact or move to strike the references to "assault,"
the record before us does not include direct evidence of
counsel's strategy. Contrast Commonwealth v. Gardner, 102 Mass.
7 App. Ct. 299, 313 (2023). Again, defense counsel directed the
jury to the medical records and their content, highlighting what
he argued were inconsistencies between the victim's trial
testimony and those records -- i.e., the very records the
defendant now contends should have been excluded. In this
context, defense counsel's refraining from objecting to the
references to "assault" may have been a tactical decision. In
short, without a motion for a new trial, and on the record
before us, we discern no substantial risk of a miscarriage of
justice.7 See Commonwealth v. Coutu, 88 Mass. App. Ct. 686, 697
(2015).
2. Sufficiency of evidence. We review the denial of a
motion for required finding of not guilty to determine "whether,
after viewing the evidence in the light most favorable to the
7 The defendant does not raise a claim of ineffective assistance of counsel on appeal. To the extent that his arguments note the failure of defense counsel to object at trial, however, it is well established "that the preferred method for raising a claim of ineffective assistance of counsel is through a motion for a new trial." Commonwealth v. Zinser, 446 Mass. 807, 810 (2006). "Relief on a claim of ineffective assistance based on the trial record is the weakest form of such a claim because it is 'bereft of any explanation by trial counsel for his actions and suggestive of strategy contrived by a defendant viewing the case with hindsight.'" Commonwealth v. Gorham, 472 Mass. 112, 116 n.4 (2015), quoting Commonwealth v. Peloquin, 437 Mass. 204, 210 n.5 (2002). Relief may be granted on such a claim, however, "when the factual basis of the claim appears indisputably on the trial record." Commonwealth v. Davis, 481 Mass. 210, 223 (2019), quoting Gorham, supra. Here, we cannot say on this record that defense counsel's failure to object was a manifestly unreasonable tactical decision.
8 prosecution, any rational trier of fact could have found the
essential elements of the crime beyond a reasonable doubt."
Commonwealth v. Latimore, 378 Mass. 671, 677 (1979), quoting
Jackson v. Virginia, 443 U.S. 307, 318-319 (1979). See also
Mass. R. Crim. P. 25 (a), as amended, 420 Mass. 1502 (1995).
Reasonable inferences may be drawn from the evidence, see
Commonwealth v. Bush, 427 Mass. 26, 30 (1998), and need only be
reasonable and possible, not necessary or inescapable. See
Commonwealth v. Morgan, 449 Mass. 343, 349 (2007). Here, even
setting aside the medical records, the victim's testimony
combined with the photographs depicting her injuries was more
than sufficient to meet the Latimore standard. The judge did
not err in denying the defendant's motion.
3. Closing argument. The defendant claims that various
errors in the prosecutor's closing argument created a
substantial risk of a miscarriage of justice. The claims are
unavailing.
We consider the challenged statements in the context of the
entire closing, the judge's instructions to the jury, and the
evidence at trial. See Commonwealth v. Martinez, 476 Mass. 186,
198 (2017). "A new trial will be ordered only in the
extraordinary situation where, after such a review, we are left
with uncertainty that the defendant's guilt has been fairly
adjudicated" (citation omitted). Commonwealth v. Azar, 435
9 Mass. 675, 687 (2002), S.C., 444 Mass. 72 (2005). See
Commonwealth v. McDermott, 493 Mass. 403, 416-418 (2024).
The defendant first claims that the prosecutor erred by
telling the jury to look at the medical records, including the
reference to the victim being "assaulted three weeks ago with a
hammer in the face." We first note that defense counsel asked
the jury to review the medical records and highlighted them in
his closing argument. It is thus not surprising in this context
that the prosecutor would likewise reference the same records.
That notwithstanding, we will assume for purposes of our
analysis that the prosecutor should not have referenced the
portion of the records involving the hammer. As noted above,
the jury acquitted the defendant of the assault and battery by
means of a dangerous weapon count. See Commonwealth v.
Lassiter, 80 Mass. App. Ct. 125, 132 (2011) (that jury acquitted
defendant of certain charges suggests they were not swayed by
prosecutor's excesses). Further, this alleged error, viewed in
the context of the closing arguments as a whole and in view of
the evidence at trial, did not create a substantial risk of a
miscarriage of justice. The judge instructed the jury multiple
times that closing arguments are not evidence. He further
instructed the jury that the defendant is entitled to a verdict
based solely on the evidence and not based on sympathy, bias, or
prejudice. See Commonwealth v. Anderson, 445 Mass. 195, 209-210
10 (2005) (judge mitigated any potential prejudice by instructing
jurors, inter alia, "not to base their verdicts on any sympathy
or emotion"). See also Commonwealth v. Hernandez, 473 Mass.
379, 392 (2015) (jury presumed to follow instructions). That
the defendant did not object to the prosecutor's statements at
trial also "tends to support the inference that the prosecutor's
misstatement was not so egregious and prejudicial as [he] now
claims." Commonwealth v. Maynard, 436 Mass. 558, 571 (2002).
Of further note, "[w]e ascribe a certain level of sophistication
to the jury, and, [on this record], have little doubt that they
would not have been swayed by this [misstatement]" (citation
omitted). Commonwealth v. Kapaia, 490 Mass. 787, 805 (2022).
Therefore, appellate relief is not warranted.8
Judgments affirmed.
By the Court (Blake, C.J., Neyman & Grant, JJ.9),
Clerk
Entered: January 8, 2026.
8 The defendant also argues that the prosecutor appealed to the jurors' emotions and sympathy for the victim by referencing the victim's fear in the face of the sheer brutality of the assault. The brief comment was grounded in the evidence, as the victim testified that she declined to disclose the assaults to the police or go to the hospital for these very reasons. The statement was not improper.
9 The panelists are listed in order of seniority.