Commonwealth v. Rivera

918 N.E.2d 871, 76 Mass. App. Ct. 67, 2009 Mass. App. LEXIS 1585
Massachusetts Appeals Court·Decided December 30, 2009·No. No. 06-P-1292·Published·Cited by 5 cases

Opinion

Cypher, J.

We consider in this case, on remand from the United States Supreme Court, whether the admission of drug analysis certificates in violation of the confrontation clause of the Sixth Amendment to the United States Constitution was harmless beyond a reasonable doubt. We conclude it was not.

Background. The defendant, Carlos Rivera, was convicted on charges of trafficking in cocaine and heroin, both within a school zone, in September, 2005. We affirmed the judgments in [68] an unpublished decision. Commonwealth v. Rivera, 70 Mass. App. Ct. 1116 (2007).1 The defendant’s request for further appellate review was denied. 450 Mass. 1110 (2008). A petition for a writ of certiorari was granted by the United States Supreme Court and, on June 29, 2009, the Supreme Court ordered the judgments vacated and remanded the case for further consideration in the light of its decision in Melendez-Diaz v. Massachusetts, 129 S. Ct. 2527 (2009). Rivera v. Massachusetts, 129 S. Ct. 2857 (2009). In Melendez-Diaz, supra at 2542, the Supreme Court determined that it is error for the “prosecution to prove its case via ex parte out-of-court affidavits” (emphasis original).

The drug distribution charges against the defendant arose from an investigation by Revere and State police, aided by a confidential informant. In the course of an arranged buy, the police seized quantities of cocaine and heroin from a plastic bag jettisoned from an automobile they pursued in which the defendant was a passenger, and subsequently from an apartment and an automobile to which he was connected, discovering there additional cocaine, heroin, and drug paraphernalia.

The Commonwealth introduced eight drug analysis certificates over the defendant’s objection.2 In his direct appeal brief, the defendant argued that the Commonwealth violated his Sixth Amendment right of confrontation by introducing the certificates without the testimony of the chemist who certified the analyses and without providing him an opportunity to cross-examine the chemist, citing Crawford v. Washington, 541 U.S. 36, 59 (2004).3 In our unpublished decision, we stated that Commonwealth v. [69] Verde, 444 Mass. 279, 282-285 (2005), resolved the defendant’s challenge adversely to him. Commonwealth v. Rivera, supra. In these circumstances, where the defendant preserved his challenge to the certificates, we must determine whether the constitutional error was harmless beyond a reasonable doubt.

Discussion. We review constitutional error under a harmless beyond a reasonable doubt standard, to determine “whether there is a reasonable possibility that the evidence complained of might have contributed to the conviction.” Chapman v. California, 386 U.S. 18, 23 (1967), quoting from Fahy v. Connecticut, 375 U.S. 85, 86-87 (1963). “The inquiry ... is not whether, in a trial that occurred without the error, a guilty verdict would surely have been rendered, but whether the guilty verdict actually rendered in this trial was surely unattributable to the error” (emphasis original). Sullivan v. Louisiana, 508 U.S. 275, 279 (1993). “Where the defendant’s constitutional right to cross-examine has been denied, the prosecution bears the burden of establishing that the error was harmless.” Commonwealth v. Vardinski, 438 Mass. 444, 452 (2003), and cases cited. As we examine the record, it appears, for the reasons which follow, that the admission of the certificates of analysis to prove that the substances were cocaine and heroin and to prove their weight was not harmless beyond a reasonable doubt.

Relying on Commonwealth v. Dawson, 399 Mass. 465, 467 (1987), the Commonwealth asserts that “[pjroof that a substance is a particular drug need not be made by chemical analysis and may be made by circumstantial evidence,” claiming that witnesses testified that the substances were cocaine and heroin. Such testimony as we have discovered was given by police officers who testified to methods of packaging, price ranges, and use of paraphernalia such as scales, dilutents, and a narcotics press. While, on proper findings, a “police or drug-user witness’s experience with a drug would . . . permit him to give an opinion as to what drug a particular substance was,” ibid.', here there were neither such findings nor opinions.4 There were no field tests or [70] other independent analysis of the substances. Contrast Commonwealth v. Connolly, 454 Mass. 808, 831 (2009) (police officers who conducted field tests for cocaine were available for cross-examination). In any event, “it would be a rare case in which a witness’s statement that a particular substance looked like a controlled substance would alone be sufficient to support a conviction.” Commonwealth v. Dawson, supra.5 The Commonwealth also implies that the high sales price of the substances in this case is indicative that they were cocaine and heroin. However, given the availability of counterfeit drugs, see G. L. c. 94C, § 32G, selling prices would not be conclusive evidence of the nature of a substance.6

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Commonwealth v. Rivera, 918 N.E.2d 871, 76 Mass. App. Ct. 67, 2009 Mass. App. LEXIS 1585 (Mass. Ct. App. 2009).

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