Commonwealth v. Rivera

504 N.E.2d 371, 23 Mass. App. Ct. 605, 1987 Mass. App. LEXIS 1739
CourtMassachusetts Appeals Court
DecidedMarch 6, 1987
StatusPublished
Cited by3 cases

This text of 504 N.E.2d 371 (Commonwealth v. Rivera) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Rivera, 504 N.E.2d 371, 23 Mass. App. Ct. 605, 1987 Mass. App. LEXIS 1739 (Mass. Ct. App. 1987).

Opinion

Smith, J.

An Essex County grand jury returned three indictments against the defendant. One indictment charged him with two counts of armed robbery, the others with assault and battery by means of a dangerous weapon and assault with intent to murder. After a trial in the Superior Court, the jury returned [606]*606verdicts of guilty on both counts of armed robbery and on the charge of assault and battery by means of a dangerous weapon. He was found not guilty on the indictment that charged him with assault with intent to murder. On appeal from the convictions the defendant contends that-the judge misinstructed the jury and that the prosecutor committed prejudicial error in his closing argument.

After his conviction and sentence, the defendant filed both a motion for a new trial, alleging that the jury’s deliberations may have been infected by extraneous influences, and a motion for a postverdict inquiry of the jurors. The motions were denied by the trial judge, and the defendant has appealed from that denial. All the appeals have been consolidated for review by this court.

We summarize the facts that the jury could find from the evidence. On September 30, 1978, a man entered a cleaning establishment in Salem. Two persons were in the store at the time, Anna Carpenter (an employee) and Helen Navroki (Carpenter’s friend). The man pointed a gun at Carpenter and handed her a paper bag, indicating that she should put money into it. She was taking money out of the cash register when a customer, one Gumm, entered the store. Carpenter waited on her, but when Gumm started to leave the store, the man showed her his gun and ordered her to go behind the counter with the other two women. He then walked the three women to the rear of the store behind the equipment and clothes rack.

Michael Szczuka (the owner’s son and Carpenter’s nephew) then entered the store and saw the robber standing with his aunt, her friend, and Gumm. The robber directed Szczuka to join the others in the rear of the store. The four stood in a semi-circle facing the robber, who was standing a few feet away from them. The area was brightly lighted. He demanded that they give him their money, and they complied. Szczuka had been watching the robber for about five to ten minutes; he noticed that the gun was being held in a careless fashion. He decided to take a chance and reached for the weapon. A struggle ensued, and several shots were fired. Szczuka was wounded, and the robber fled with about $30 in cash. According to Gumm, the entire incident lasted fifteen to twenty minutes.

[607]*607While recovering in a hospital, Szczuka was shown “hundreds” of photographs by the Salem police but made no identification of the robber. The defendant’s photograph was not among the photographs examined by Szczuka. None of the other victims was asked to make an identification at that time.

In July, 1980, a Salem detective assembled a thirteen-photograph array which contained one photograph of the defendant. That photograph depicted the defendant’s appearance about four or five years before the crime. The defendant had a mustache in the photograph. The detective showed the array to Carpenter and Szczuka; neither made an identification. Later, the array was shown to Gumm, who identified the defendant as the robber. Navroki was unavailable and never viewed the array.

On April 23, 1982, some time after the defendant was arraigned in a District Court, he was placed in a lineup with six other men. Szczuka, Carpenter and Navroki viewed the lineup separately. Gumm did not participate because she was out of the country at the time. Szczuka selected the defendant as the robber.1 Carpenter did not identify anyone in the lineup as the perpetrator. Navroki identified someone other than the defendant as the robber.

Carpenter, Gumm, and Szczuka testified at the defendant’s trial concerning the events which had occurred at the cleaning establishment on September 30, 1978.2 Carpenter testified that she had viewed the photographic array in 1980 and the lineup in 1982 but had not been able to make an identification of the robber. She was not asked to attempt any in-court identification. Gumm stated that she had identified the defendant as the robber upon examination of the array in July, 1980.3 She made an [608]*608in-court identification. Szczuka testified that he did not make an identification of the robber when he viewed the photographic array in July, 1980, but did select the defendant as the robber at the lineup held on April 23, 1982. He also made an in-court identification of the defendant.

In addition to the above evidence, there was evidence that the defendant escaped from the Salem jail on March 11, 1983, while he was awaiting trial on these charges. He was eventually apprehended in July, 1984.

The defendant did not present any witnesses at the trial but attempted, through cross-examination and closing argument, to attack the certainty of the identifications.4

1. The judge’s instructions to the jury. The defendant argues that his conviction should be reversed and a new trial ordered because, among other things, the judge erred in instructing the jury as to consciousness of guilt. We agree and order a new trial.

Evidence was presented at trial that in the years preceding the crime the defendant had “facial hair.” One of the victims (Szczuka) testified that at the time of the crime (September, 1978) the robber, whom he later identified as the defendant, had a mustache. A police officer testified that the defendant had a mustache at his arraignment which took place “earlier in 1982 or late 1981.” Szczuka testified that at the lineup (April 23, 1982), the defendant was clean-shaven.

In his closing argument the prosecutor stated, “You recall the officer's testimony that] shortly before this lineup [he] saw the defendant with a mustache, but somehow at the lineup, the defendant had shaved off the mustache. .. .’’The prosecutor suggested that the defendant “shaved that mustache off hoping to avoid an identification.”5 The prosecutor then argued that [609]*609the defendant’s shaving of his mustache and escape from jail “shows what is called consciousness of guilt.”

The judge in his instructions to the jury on the issue of consciousness of guilt did not mention the “shaving off of the mustache” evidence but focused entirely on the testimony concerning the defendant’s escape from jail on the eve of trial. His brief instructions are outlined in the margin.6 The defendant, on appeal, argues that the instructions were inadequate under the principles set forth in Commonwealth v. Toney, 385 Mass. 575, 584-585 (1982).

In Toney, the court made “some observations relative to jury instructions on evidence of flight.” Id. at 584. It stated at 585, “We think that a judge should instruct the jury (1) that they are not to convict a defendant on the basis of evidence of flight or concealment alone . . . , and (2) that they may, but need not, consider such evidence as one of the factors tending to prove the guilt of the defendant. . . .” In the instant case, the judge did not instruct the jury upon these requirements. We hold that the omission was error. Commonwealth v. Matos, 394 Mass. 563, 566 (1985). The defendant, however, did not offer any objection to the judge’s instruction.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Commonwealth v. Jean-Jacques
712 N.E.2d 1150 (Massachusetts Appeals Court, 1999)
Commonwealth v. Estrada
514 N.E.2d 1099 (Massachusetts Appeals Court, 1987)
Commonwealth v. Mercado
509 N.E.2d 300 (Massachusetts Appeals Court, 1987)

Cite This Page — Counsel Stack

Bluebook (online)
504 N.E.2d 371, 23 Mass. App. Ct. 605, 1987 Mass. App. LEXIS 1739, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-rivera-massappct-1987.