Commonwealth v. Prosser

30 Va. Cir. 349, 1993 Va. Cir. LEXIS 14
CourtRichmond County Circuit Court
DecidedApril 23, 1993
DocketCase No. F-93-55
StatusPublished

This text of 30 Va. Cir. 349 (Commonwealth v. Prosser) is published on Counsel Stack Legal Research, covering Richmond County Circuit Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Prosser, 30 Va. Cir. 349, 1993 Va. Cir. LEXIS 14 (Va. Super. Ct. 1993).

Opinion

BY JUDGE ROBERT L. HARRIS, SR.

The Defendant in the above-styled case has been charged with carrying a concealed weapon after having previously been convicted of an identical offense. While a first offense is classified as a Class 1 misdemeanor, Va. Code Ann. § 18.2-308(A) (1992 Supp.), punishable by up to one year in jail and/or a fine of not more than $2,500.00, id. § 18.2-11, a second offense is classified as a Class 6 felony and a third or subsequent violation is classified as a Class 5 felony. Id. § 18.2-308(A). Class 6 felonies may be punished by not less than one year nor more than five years in prison and/or a fine of not more than $2,500.00. Id. § 18.2 — 10(f). Class 5 felonies may be punished by from one to ten years in prison with an identical fine available. Id. § 18.2-10(e).

In the instant case, the prior conviction upon which the Commonwealth intends to rely, in seeking elevation of this weapons offense to a felony, was based upon a guilty plea entered in general district court. Because general district courts are not courts of record, the Defendant now argues that the absence of any affirmative evidence regarding the voluntariness of his earlier guilty plea precludes the Commonwealth from simply entering evidence of the past conviction in support of its effort to obtain the enhanced penalty provided for subsequent concealed weapons violations. However, this Court rules that in collateral attacks on past convictions, the burden of showing the involuntariness [350]*350of a guilty plea falls upon the person challenging the conviction. Because the Court finds that the Defendant has not demonstrated that his guilty plea was involuntary, his motion to prevent the Commonwealth from introducing evidence of the past conviction will be denied.

In essence, what the Defendant in the instant case seeks to do is to hold the United States Supreme Court to the literal meaning of its words. In Boykin v. Alabama, 395 U.S. 238 (1969), the Court held that, because guilty pleas must be made voluntarily and with full awareness of the constitutional rights which are effectively waived by such a plea, state courts should make a record establishing the requisite knowledge-base and voluntariness of such pleas. See id. at 243-44. “When the judge discharges that function, he leaves a record adequate for any review that may be later sought and forestalls the spin-off of collateral proceedings that seek to probe murky memories.” Id. at 244 (emphasis added). At least implicit in such language is the notion that absent an affirmative record demonstrating the voluntariness of a guilty plea, resulting convictions are ripe for collateral attacks such as the one involved in the instant case.

However, in Parke v. Raley, 506 U.S. —, 121 L. Ed. 2d 391 (1992), the Court addressed a collateral attack, via a habeas petition, on an enhanced penalty based upon a prior guilty plea, the voluntariness of which the petitioner now challenged. At issue in Parke was a Kentucky scheme which primarily placed the burden of showing invalidity of a prior conviction upon a defendant.

We see no tension between the Kentucky scheme and Boykin. Boykin involved direct review of a conviction allegedly based upon an uninformed guilty plea. Respondent, however, never appealed his earlier convictions. They became final years ago, and he now seeks to revisit the question of their validity in a separate recidivism proceeding. To import Boykin’s presumption of invalidity into this very different context would, in our view, improperly ignore another presumption deeply rooted in our jurisprudence: the “presumption of regularity” that attaches to final judgments, even when the question is waiver of constitutional rights.

Id. at —, 121 L. Ed. 2d at 403-04 (emphasis added).

Consistent with the U.S. Supreme Court’s view, the Virginia Supreme Court has consistently ruled that in a collateral attack on a [351]*351conviction, such as is involved in a habeas petition, “a petitioner ‘has a substantially heavier burden ... than on direct appeal’.” Director v. Jones, 229 Va. 333, 335, 329 S.E.2d 33, 34 (1985) (quoting Stokes v. Warden, 226 Va. 111, 118, 306 S.E.2d 882, 885 (1983)). There is no logical reason why different standards should apply to different collateral attacks. The heavy burden to which the Defendant in the instant case would be subjected were he currently seeking a writ of habeas coipus following his imprisonment under an enhanced penalty, grounded upon a prior guilty plea in general district court, should be no lighter if the identical collateral attack is made at the time of his subsequent trial. In addressing the collateral challenge involved in Parke, the Court, in referring to the “presumption of validity” which attaches to final judgments, stated, “Although we are perhaps most faniiliar with this principle in habeas corpus actions, it has long been applied equally to other forms of collateral attack.” Parke, 506 U.S. at 121 L. Ed. 2d at 404.

e Defendant in the case at bar is correct in arguing that the validity of guilty pleas in general district courts would be more clearly established were some procedure similar to that required of circuit courts by Rule 3A:8(b)1 practiced by the general district courts. However, Parke stands for the proposition that, in a collateral attack on a prior conviction, even in the face of a silent record, a court is allowed to rely on the presumption, “at least initially, that a final judgment of conviction offered for purposes of sentence enhancement was validly obtained.” Id. at —, 121 L. Ed. 2d at 404. While the absence of a record in cases heard in general district courts may make such a presumption easier to overcome, cf. Anderson v. Warden, 222 Va. 511, 515, 281 S.E.2d 885, 888 (1981) (purpose of current Rule 3A:8(b), formerly Rule 3A: 11(c), is to provide a record “to forestall ‘the spin-off of collateral proceedings’ ”), the Defendant’s testimony in the instant case fails to overcome the presumption.

The record remains silent as to the Defendant’s knowledge and state of mind at the time he pleaded guilty in general district court. The Defendant argues, in essence, that he has made his prima facie showing of invalidity simply by testifying that he was not specifically ques[352]*352tioned by the general district court judge as to his state of mind when he entered his guilty plea. However, the critical issue is not what the judge asked the Defendant, but whether the Defendant was actually aware of the waiver of constitutional rights implicit in a guilty plea. See Boykin, 395 U.S. at 243 (discussing rights waived by a guilty plea). The Defendant’s testimony addressed only the former.

Additionally, the Court notes the incredible nature of the Defendant’s testimony.

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Related

Boykin v. Alabama
395 U.S. 238 (Supreme Court, 1969)
Baldasar v. Illinois
446 U.S. 222 (Supreme Court, 1980)
Parke v. Raley
506 U.S. 20 (Supreme Court, 1993)
Ricky H. Raley v. Al C. Parke, Warden
945 F.2d 137 (Sixth Circuit, 1991)
Stokes v. Warden, Powhatan Correctional Center
306 S.E.2d 882 (Supreme Court of Virginia, 1983)
Sargent v. Commonwealth
360 S.E.2d 895 (Court of Appeals of Virginia, 1987)
Anderson v. Warden of Powhatan Correction Center
281 S.E.2d 885 (Supreme Court of Virginia, 1981)
Director of the Department of Corrections v. Jones
329 S.E.2d 33 (Supreme Court of Virginia, 1985)

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Bluebook (online)
30 Va. Cir. 349, 1993 Va. Cir. LEXIS 14, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-prosser-vaccrichmondcty-1993.