Commonwealth v. Potter

386 A.2d 918, 478 Pa. 251, 1978 Pa. LEXIS 591
CourtSupreme Court of Pennsylvania
DecidedMarch 23, 1978
Docket89
StatusPublished
Cited by83 cases

This text of 386 A.2d 918 (Commonwealth v. Potter) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Potter, 386 A.2d 918, 478 Pa. 251, 1978 Pa. LEXIS 591 (Pa. 1978).

Opinion

OPINION

PER CURIAM.

The judgment of sentence is affirmed by an equally divided Court.

POMEROY, J., files an opinion in support of affirmance, in which EAGEN, C. J., and O’BRIEN, J., join. ROBERTS, NIX and MANDERINO, JJ., filed separate opinions in support of reversal. JONES, former C. J., did not participate in the consideration or decision of this case. *255 POMEROY, Justice, in support of affirmance.

Appellant Larry Potter has been tried three times for the murder of one Isaac Sinnamon during a June, 1970 attempt to rob the victim’s neighborhood grocery store. 1 Each trial has resulted in Potter’s conviction of murder in the first degree, 2 for which he was sentenced to a term of life imprisonment.

The central issue presented by this appeal is whether Potter’s third trial for this offense was barred by the Double *256 Jeopardy Clause of the Constitution of the United States. 3 It is our view that it was not, and also that no reversible error occurred in the third trial. We would therefore affirm the judgment of sentence.

I.

We must first consider whether the Double Jeopardy Clause is implicated in the proceedings that have been had in this case. The answer to this depends largely on the interests at stake in double jeopardy questions as those interests have been developed and explained by the case law.

A double jeopardy claim is most commonly raised when a mistrial has been declared over the objection of the defendant. In such cases, the constitutional permissibility of a new trial depends on whether there was “manifest necessity” for the declaration. United States v. Perez, 22 U.S. (9 Wheat.) 579, 580, 6 L.Ed. 165, 166 (1824); see, e. g., Illinois v. Somerville, 410 U.S. 458, 93 S.Ct. 1066, 35 L.Ed.2d 425 (1973); Commonwealth v. Brown, 451 Pa. 395, 301 A.2d 876 (1973); Commonwealth v. Lauria, 450 Pa. 72, 297 A.2d 906 (1972). The “manifest necessity” standard exists because the defendant has a “valued right to have his trial completed by a particular tribunal.” Wade v. Hunter, 336 U.S. 684, 689, 69 S.Ct. 834, 837, 93 L.Ed. 974, 978 (1949). As Mr. Justice Harlan explained: “If that right to go to a particular tribunal is valued, it is because . . . the defendant *257 has a significant interest in the decision whether or not to take the case from the jury when circumstances occur which might be thought to warrant a declaration of mistrial.” United States v. Jorn, 400 U.S. 470, 485, 91 S.Ct. 547, 557, 27 L.Ed.2d 543, 556 (1971) (plurality opinion).

This type of double jeopardy question, however, is not present in the case at bar. In appellant’s second trial there was no declaration of a mistrial over appellant’s objection; rather, appellant himself several times moved for a mistrial, and the motions were denied. It was later determined by the lower court en banc that a new trial was necessary because appellant’s constitutional right to a fair trial, e. g., Commonwealth v. Thompson, 444 Pa. 312, 281 A.2d 856 (1971), had been transgressed. When a conviction is set aside because of trial error, as appellant’s second conviction was, the usual rule, sometimes referred to as “the Ball principle,” is that the Double Jeopardy Clause is not a bar to reprosecution. E. g., United States v. Ball, 163 U.S. 662, 16 S.Ct. 1192, 41 L.Ed. 300 (1896); United States v. Tateo, 377 U.S. 463, 84 S.Ct. 1587, 12 L.Ed.2d 448 (1964); Forman v. United States, 361 U.S. 416, 80 S.Ct. 481, 4 L.Ed.2d 412 (1960). See also Commonwealth v. Melton, 406 Pa. 343, 178 A.2d 728 (1962); Commonwealth v. Scoleri, 415 Pa. 218, 344 46, 202 A.2d 521 (1964); Commonwealth ex rel. Patrick v. Banmiller, 398 Pa. 163, 164, 157 A.2d 214 (1960). Similarly, when a mistrial is granted at the defendant’s request, there is usually no bar to reprosecution. See, e. g., Commonwealth v. Barille, 270 Pa. 388, 392 94, 113 A. 663 (1921).

To be sure, the Double Jeopardy Clause “represents a constitutional policy of finality for the defendant’s benefit in . criminal proceedings . [SJociety’s awareness of the heavy personal strain which a criminal trial represents for the individual defendant is manifested in the willingness to limit the Government to a single criminal proceeding to vindicate its very vital interest in the enforcement of criminal laws.” United States v. Jorn, supra, 400 U.S. at 479, 91 S.Ct. at 554, 27 L.Ed.2d at 553.

*258 But the Ball principle is nevertheless well established. Thus it is that the Double Jeopardy Clause does not require that only one trial of a defendant be allowed, and that if that one trial contains error, the defendant may not again be tried. Among the explanations that have been proffered for this rule are that the new trial is part of one continuous “single criminal proceeding,” United States v. Jorn, supra, 400 U.S., at 479, 91 S.Ct. 547, and that the double jeopardy bar does not arise until there is a sentence that is no longer subject to attack. See Commonwealth v. Melton, supra, 406 Pa. at 347, 178 A.2d 728. However that may be, societal interests militate against a literalistic reading of the Double Jeopardy Clause. As the Supreme Court of the United States has put it:

“While different theories have been advanced to support the permissibility of retrial, of greater importance than the conceptual abstractions employed to explain the Ball principle are the implications of that principle for the sound administration of justice. Corresponding to the right of the defendant to be given a fair trial is the societal interest in punishing one whose guilt is clear after he has obtained such a trial. It would be a high price indeed for society to pay were every accused granted immunity from punishment because of any defect sufficient to constitute reversible error in the proceedings leading to conviction.” United States v. Tateo, 377 U.S. 463, 466, 84 S.Ct. 1587, 1589, 12 L.Ed.2d 448, 451 (1964).

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Bluebook (online)
386 A.2d 918, 478 Pa. 251, 1978 Pa. LEXIS 591, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-potter-pa-1978.