Commonwealth v. Perry

507 S.W.3d 588, 2016 Ky. App. LEXIS 119, 2016 WL 3886891
CourtCourt of Appeals of Kentucky
DecidedJuly 15, 2016
DocketNO. 2014-CA-001282-MR, NO. 2014-CA-001283-MR
StatusPublished
Cited by1 cases

This text of 507 S.W.3d 588 (Commonwealth v. Perry) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Perry, 507 S.W.3d 588, 2016 Ky. App. LEXIS 119, 2016 WL 3886891 (Ky. Ct. App. 2016).

Opinion

OPINION

THOMPSON, JUDGE:

The Commonwealth of Kentucky appeals from two orders of the Kenton Circuit Court, one dismissing two counts of indictment 09-CR-00678 and the other dismissing indictment 13-CR-00978 on the basis of prosecutorial vindictiveness. The issue presented is whether the doctrine of prosecutorial vindictiveness precludes the Commonwealth from pursuing additional charges against Bobby Perry after he successfully appealed his conviction. We conclude the doctrine is inapplicable to Perry’s case and reverse.

Perry was indicted in October 2009 on two counts of first-degree sodomy and one count of first-degree sexual abuse in 09-CR-00678 for alleged acts committed against C.P. Perry was tried on two counts of first-degree sodomy and convicted on one count for acts committed in 2005. The trial court sentenced Perry in accordance with the jury’s recommended sentence of forty-five years.

Perry appealed his conviction and sentence to the Kentucky Supreme Court. In October 2012, the Court reversed. In reviewing the matter, the Court noted that the “path that led to [the Supreme Court was] complicated,” and the timing of events was “difficult to discern from the record.” Perry v. Commonwealth, 390 S.W.3d 122, 124 (Ky.2012). The Court also emphasized that the Commonwealth’s evidence was not conclusive. It summarized the various allegations of sexual abuse made by C.P. over the course of several years:

In few cases are there so many allegations of abuse against so many people. C.P. alleges that he was sodomized by his adoptive father up to four times between the ages of ten and possibly up to around age 13, which are the acts that form the basis for this case. He also alleges that he was sexually abused by “a man on the railroad tracks,” by a “homeless man in a dumpster,” by a man named “Lance,” by his two brothers, by his birth mother, by a young man named “Cody” who was in placement with him, by a stranger who let him use the phone when he ran away from another placement, by a girl named “Charmaine,” and by his adoptive mother. He claims he attempted to rape two girls named “Molly” and “Diane.” He made all these allegations around the same time he accused the Appellant, who is his uncle and adoptive father.
There is no physical evidence of any of the claims, and there are no witnesses.

Id. The Court then detailed the facts, including C.P.’s psychiatric treatment, which included a powerful psychotropic drug. As the Court stated:

By the time he gave his second interview after claiming Appellant had sodomized him, he had been in several treatment settings, was accused of a sexual encounter with “Cody” during treatment, had attempted suicide, and had been given Seroquel, a powerful psychotropic drug. In late 2008, he expressed to one therapist, according to Appellant’s motion for evaluation, that “he was [591]*591not sure if what he was thinking was reality.”

Id. at 126-27. Ultimately, the Court held the trial court should have allowed an independent competency evaluation to determine C.P.’s competency to testify. Id. at 128. It also concluded the trial court erred when it precluded the introduction of C.P.’s prior allegations of sexual abuse without conducting a proper hearing pursuant to Dennis v. Commonwealth, 306 S.W.3d 466 (Ky.2010). Perry, 390 S.W.3d at 134.

On December 6, 2013, the Commonwealth obtained an indictment against Perry charging him with two additional counts (counts four and five) of criminal abuse in the first degree, victim under 12 years of age, for alleged acts committed against C.P. during the time period of January 1, 2006 and December 31, 2007. On the same date, the Commonwealth sought and obtained indictment 13-CR-00978 charging Perry with criminal abuse in the first degree against S.P., C.P.’s brother. The alleged abuse against S.P. also occurred during the January 1, 2006 and December 31, 2007 time period. The allegations of physical abuse were that Perry and his wife, Ernestine, put C.P. and S.P into trash bags and beat them. Additionally, the Commonwealth alleged Perry attempted to break or re-break C.P.’s wrist.

Perry filed a motion to dismiss counts four and five in 09-CR-00678 or sever those counts and later filed a motion to dismiss 13-CR-00978 in its entirety. Both motions were based on the argument that the Commonwealth violated the Due Process Clause of the United States Constitution by exercising prosecutorial vindictiveness in bringing new criminal abuse charges following Perry’s successful appeal of his 2010 conviction. In his motions, Perry acknowledged that the allegations of physical abuse were independent of the crimes against C.P. alleged in the original indictment. However, Perry argued that in 2008 and 2009, the Commonwealth was aware of the allegations of physical abuse made by C.P. and S.P. He further alleged that there was evidence of actual prosecu-torial vindictiveness because there was evidence that his wife also participated in the physical abuse alleged against C.P, and S.P. but was not charged.

In regard to 09-CR-00678, the trial court found as follows:

From a review of the record in this case, this Court is of the opinion and finds that there is a reasonable likelihood of a vindictive motive on the part of the Commonwealth in charging the .Defendant with Counts IV and V of the indictment. The Commonwealth’s rationale that the new indictments were based on new evidence is not supported by the evidence. This Court finds that there was evidence available to the Commonwealth of criminal abuse of the child by the Defendant before he was indicted and tried on the sexual abuse and sodomy charges. Records of the Cabinet for Health and Family Services show that the two alleged child victims had reported physical mistreatment and abuse pri- or to 2009. The Commonwealth has offered no evidence of any significantly different evidence of physical abuse since the remand of this case in 2012.

The trial court further found that the Commonwealth failed to rebut the presumption of vindictiveness. 13-CR-00978 was dismissed on the same basis after the trial court found the. Commonwealth was aware of S.P.’s allegations of physical abuse by Perry when Perry was indicted and tried on the sexual abuse and sodomy charges involving C.P. The Commonwealth appealed both orders.

The prosecution of crime is the duty of the prosecutor and, as a general [592]*592rule, that duty is exercised within the prosecutor’s discretion. See Jones v. Commonwealth, 413 S.W.3d 306, 311 (Ky.App.2012). However, “broad though that discretion may be, there are undoubtedly constitutional limits upon its exercise.” Bordenkircher v. Hayes, 434 U.S. 357, 365, 98 S.Ct. 663, 669, 54 L.Ed.2d 604 (1978). One such limitation, is the principle of prosecu-torial vindictiveness.

Prosecutorial vindictiveness is a constitutional doctrine based on the premise that a person “may not be punished for exercising a protected statutory or constitutional right.” United States v. Goodwin, 457 U.S. 368, 372, 102 S.Ct. 2485, 2488, 73 L.Ed.2d 74 (1982).

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507 S.W.3d 588, 2016 Ky. App. LEXIS 119, 2016 WL 3886891, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-perry-kyctapp-2016.