Commonwealth v. Pena

913 N.E.2d 815, 455 Mass. 1, 2009 Mass. LEXIS 646
CourtMassachusetts Supreme Judicial Court
DecidedSeptember 24, 2009
StatusPublished
Cited by26 cases

This text of 913 N.E.2d 815 (Commonwealth v. Pena) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Pena, 913 N.E.2d 815, 455 Mass. 1, 2009 Mass. LEXIS 646 (Mass. 2009).

Opinion

Cordy, J.

On the afternoon of March 8, 2004, the victim was found stabbed to death in the bathtub of her apartment. Her boy friend, Yoderny Pena, was indicted for her murder. See note 1, supra. After a five-day jury trial, during which Pena claimed mental impairment, Pena was found guilty of murder in the first degree on the theories of deliberate premeditation and extreme atrocity or cruelty. Represented by new counsel, Pena filed a motion for a new trial alleging ineffective assistance of counsel, which was denied. He appealed from the denial of the motion for a new trial, which was consolidated with his direct appeal.

Pena argues on appeal that he is entitled to a new trial because (1) seated jurors were permitted to mingle with the rest of the venire during a short break from the empanelment proceedings; (2) the inflammatory quality of two particular autopsy photographs outweighed their probative value; (3) the testimony of a medical examiner who neither performed nor attended the victim’s autopsy violated Pena’s right to confrontation and Massachusetts evidence law; (4) the judge improperly struck a portion of defense counsel’s closing argument; (5) the prosecutor improperly commented on Pena’s failure to testify during closing argument; and (6) trial counsel was ineffective for failing adequately to make a record and object to the judge’s striking of a portion of Pena’s psychiatric expert’s testimony. We affirm the conviction and decline to grant relief under G. L. c. 278, § 33E.

1. Trial. The jury could have found the following facts. In March, 2004, the victim was living with her younger brothers and her three children in the second-floor apartment at 43 Wilcock Street in the Mattapan section of Boston. Her boy friend, Pena, had also been living there for the previous month or two. At approximately 11:45 a.m. on March 8, 2004, the victim and her friend Maria Mercedes arrived at Mercedes’s home in the Roslindale section of Boston after working out together at a gym. The victim stayed very briefly at Mercedes’s residence, and then left to go home and shower to prepare for an appointment that she had at approximately 1:30 p.m.

Amika Williams, the victim’s downstairs neighbor, returned home from her job at approximately 11:30 a.m. that morning. [4]*4Williams parked her vehicle at 43 Wilcock Street behind Pena’s green Ford Taurus automobile. Some time after Williams entered her first-floor apartment, she heard arguing from the second-floor apartment. She heard voices, followed by crying, and then silence. Williams dozed off in her bedroom for a while, and when she arose at approximately 1:30 p.m. to check her mailbox she saw the victim’s brother, Stephen, returning home from school.

As Stephen approached 43 Wilcock Street, he observed the victim’s and Pena’s cars parked on the street. Pena was standing on the porch of 43 Wilcock Street. When Pena noticed Stephen, he covered his face with the collar of his jacket, slouched down, ran to his car, and drove off. Stephen then entered the second-floor apartment and found the victim, unresponsive, lying naked and pale in the bathroom. There was blood on the bathroom walls and floor. Stephen dialed 911.2

Lieutenant Gilbert Quinchia of the Boston fire department responded to the scene shortly after 1:30 p.m. He observed the victim’s naked body laying face-up in a pool of blood in the bathtub. She had several stab wounds about her neck and chest. Lieutenant Quinchia further observed blood spatter about the walls and neatly folded clothes on the seat of the toilet.

Dr. Marie Cannon from the medical examiner’s office conducted an autopsy on the body on March 12, 2004, and prepared an autopsy report shortly thereafter. Dr. Cannon was on leave from the medical examiner’s office at the time of trial, so the chief medical examiner, Dr. Mark Flomenbaum, testified. Dr. Flomenbaum reviewed the file maintained by the medical examiner’s office regarding the victim’s death. The file contained the autopsy report, laboratory reports, photographs, and additional information. Based on his review of the file, Dr. Flomenbaum opined that the victim died as a result of multiple cut and stab wounds,3 fifty-one in all, causing her to “bleed[] out.” Seven or [5]*5eight of the stab wounds also could have been independently fatal.

Dr. Flomenbaum testified that most of the fatal injuries were located in the chest area, penetrating the lungs. Two stab wounds entered through the chest and through the diaphragm, one further entering the victim’s stomach. The injuries to her lungs would have caused bleeding and would have compromised her ability to breathe. The victim also received two injuries to her neck: a superficial one and one cut through her trachea, which exposed the airway to the outside. Dr. Flomenbaum opined that the cut through the victim’s airway itself would have only minimally affected her ability to breathe, but blood could have flowed into her lungs because the cut extended into the blood vessels. More importantly, the cut extended into the nerves that control the mechanism that switches from the air to the food tube, thereby significantly compromising the victim’s ability to breathe, and her ability to speak or scream would have been reduced to what might have been a deep gurgling sound.

Looking at autopsy photographs, Dr. Flomenbaum testified that many of the stab wounds showed great variability in direction, depth of penetration, and orientation of the knife, indicating that the knife was pointed and held in different directions while the injuries were inflicted. Dr. Flomenbaum opined that .the variability of the victim’s injuries implied that there was a lot of relative movement between the victim and the knife, and that a large amount of time passed between the injuries. On cross-examination, Dr. Flomenbaum estimated that it would have taken somewhere between two and ten minutes to inflict all of the injuries. Some injuries suggested that the victim tried to deflect the knife, thus indicating that she was conscious through a large portion of the injuries, possibly all of them.

Police officers found red stains consistent with human palm prints on the bathroom door and the windowsill above the bathtub, and several (bare) footprints on the floor tiles. John Black of the South Carolina State law enforcement division crime laboratory4 compared the two latent palm prints and two latent footprints with known prints from Pena and concluded that the latent prints matched Pena’s.

[6]*6Several of the victim’s family members and her neighbor Williams testified that they never saw Pena intoxicated or using drugs while he was living with the victim. The police observed no signs of cocaine use or empty alcohol containers during the search of the apartment, and did not find any evidence of cocaine in Pena’s green Ford Taurus or in Pena’s other car that the police searched.

Pena did not testify at trial. Pena’s defense counsel acknowledged that Pena had killed the victim, and the defense proceeded under the theory that Pena had done so while mentally impaired and unable to form the mental state required for murder in the first degree. The only witness called by the defense was Dr. Rebecca Brendel, a psychiatrist from Massachusetts General Hospital, who testified to her opinion of Pena’s mental status on the day of the victim’s death. Dr.

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Bluebook (online)
913 N.E.2d 815, 455 Mass. 1, 2009 Mass. LEXIS 646, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-pena-mass-2009.