NOTICE: Summary decisions issued by the Appeals Court pursuant to M.A.C. Rule 23.0, as appearing in 97 Mass. App. Ct. 1017 (2020) (formerly known as rule 1:28, as amended by 73 Mass. App. Ct. 1001 [2009]), are primarily directed to the parties and, therefore, may not fully address the facts of the case or the panel's decisional rationale. Moreover, such decisions are not circulated to the entire court and, therefore, represent only the views of the panel that decided the case. A summary decision pursuant to rule 23.0 or rule 1:28 issued after February 25, 2008, may be cited for its persuasive value but, because of the limitations noted above, not as binding precedent. See Chace v. Curran, 71 Mass. App. Ct. 258, 260 n.4 (2008).
COMMONWEALTH OF MASSACHUSETTS
APPEALS COURT
24-P-1467
COMMONWEALTH
vs.
PATRICK R. VINCENT.
MEMORANDUM AND ORDER PURSUANT TO RULE 23.0
Following a jury-waived trial in the District Court, the
defendant, Patrick Vincent, was convicted of operating a motor
vehicle under the influence of liquor (OUI), third offense, in
violation of G. L. c. 90, § 24 (1) (a) (1). On appeal, the
defendant argues (1) that the evidence was insufficient to
charge and convict him of the underlying offense, and (2) that
the subsequent offender conviction should be vacated because the
judge conducted an inadequate plea colloquy. We affirm the
conviction of OUI and vacate the guilty finding on the
subsequent offense portion of the charge.
Background. 1. Underlying offense. Because the defendant
challenges the sufficiency of the evidence, we summarize the facts in the light most favorable to the Commonwealth, reserving
some details for our discussion of the sufficiency of the
evidence. Commonwealth v. Lopez, 484 Mass. 211, 211 (2020). At
approximately 8:00 P.M. on February 6, 2021, the defendant was
driving a pickup truck on Brook Lane, a street located in the
Mountain Grove Association (Mountain Grove) in Becket, when the
truck skidded off the road, hit a fence, and became stuck in a
snowbank near his home. A witness saw the defendant's truck
come around a corner at a "higher than normal rate of speed,"
before it went off the road.
A police officer arrived and observed the defendant's truck
stuck in the snowbank, partially blocking the roadway. The
officer looked inside the truck and saw an "empty little bottle
of Fireball Whisky" on the passenger's side floor, and "a
Twisted Tea and a Truly" on the rear floorboard. After briefly
speaking to the neighbor and visitor, the officer walked to the
defendant's home, where he saw the defendant sitting in his
kitchen next to the front door. No one else was present at the
defendant's residence. The officer asked the defendant why his
truck was partially blocking the road, to which the defendant
responded that "that corner gives me trouble" and that "his son
was going to come and tow it out." When the officer asked where
he was driving from, the defendant replied that he was returning
from grocery shopping in Lee. The officer testified that the
2 defendant "appeared intoxicated" -- the defendant's pants' fly
was unzipped, he was slurring his words, he had "bloodshot and
glossy" eyes, and the officer smelled a "heavy" odor of alcohol
while the defendant spoke. The defendant stated that he had
consumed "a couple beers." At that point, the officer asked the
defendant to perform the one-leg stand test and he was
instructed to stand on one leg for thirty seconds. The
defendant could not perform the test satisfactorily, and after
putting his foot down, said to the officer, "just take me in."1
The officer gave the defendant an additional opportunity to
perform the test but he was only able to lift his foot very
briefly at which point the defendant stated, "I'm not doing it."
The officer placed the defendant under arrest.
1 The defendant argues that his statements during the field sobriety tests constituted inadmissible refusal evidence under art. 12 of the Massachusetts Declaration of Rights. Because the defendant did not object to the testimony at trial, we review for error and, if established, determine whether the error created a substantial risk of a miscarriage of justice such that "we have a serious doubt whether the result of the trial might have been different had the error not been made [quotation omitted]." Commonwealth v. Dirgo, 474 Mass. 1012, 1016 (2016). Here, where the defendant made the statements during an attempt and failure to complete the field sobriety tests, we perceive his statements as expressions of his inability to complete the tests, rather than expressions of unwillingness. We therefore conclude that the judge did not err in admitting the testimony. See Commonwealth v. Brown, 83 Mass. App. Ct. 772, 772-773 (2013).
3 The Commonwealth presented evidence related to the
characteristics of, and the public's access to, Brook Lane. To
reach Brook Lane, one must travel on Route 8 in Becket into
Mountain Grove. There are six points of entry from Route 8 to
Mountain Grove, none of which are gated. Additionally, Brook
Lane and the surrounding roads in Mountain Grove contain
telephone poles, speed-limit signs, signs cautioning drivers of
the presence of children, and a sign indicating where different
members of the association live.
Brook Lane is maintained by the Mountain Grove Association,
a nonprofit association of residents of Brook Lane and its
surrounding roads. Members pay annual fees for trash services
and beach rights. Members of the public can also pay an annual
fee to use the Mountain Grove clubhouse. There is a single no
trespassing sign in Mountain Grove located near the parking lot
to the club. The defendant's neighbor testified that despite
having lived on Brook Lane for thirty years, she was not aware
of any "no trespass" or "private property" signs located on
Brook Lane. Similarly, the officer testified that, despite
awareness of the no trespassing sign, he would not arrest a
nonresident for driving within the association.
At the close of the Commonwealth's evidence, the defendant
moved for a required finding of not guilty, arguing that Brook
Lane was not a public way. The motion was denied. The
4 defendant rested without calling any witnesses or presenting any
evidence. The judge concluded that there was sufficient
evidence to prove the essential elements of the crime charged,
including that the defendant operated his vehicle on a public
way prior to entering Mountain Grove, and the defendant was
convicted of OUI.2
2. Subsequent offender proceeding. Following the judge's
verdict, the defendant moved for a separate trial on the
subsequent offender portion of the complaint. After consulting
his client, defense counsel stated to the judge that the
defendant "just [wanted to] be under sentence." Defense counsel
further stated that he
2 The defendant moved to dismiss the complaint, arguing that the police report attached to the complaint application failed to establish probable cause that the defendant operated the vehicle on a public way. After a hearing, the clerk-magistrate denied the defendant's motion.
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NOTICE: Summary decisions issued by the Appeals Court pursuant to M.A.C. Rule 23.0, as appearing in 97 Mass. App. Ct. 1017 (2020) (formerly known as rule 1:28, as amended by 73 Mass. App. Ct. 1001 [2009]), are primarily directed to the parties and, therefore, may not fully address the facts of the case or the panel's decisional rationale. Moreover, such decisions are not circulated to the entire court and, therefore, represent only the views of the panel that decided the case. A summary decision pursuant to rule 23.0 or rule 1:28 issued after February 25, 2008, may be cited for its persuasive value but, because of the limitations noted above, not as binding precedent. See Chace v. Curran, 71 Mass. App. Ct. 258, 260 n.4 (2008).
COMMONWEALTH OF MASSACHUSETTS
APPEALS COURT
24-P-1467
COMMONWEALTH
vs.
PATRICK R. VINCENT.
MEMORANDUM AND ORDER PURSUANT TO RULE 23.0
Following a jury-waived trial in the District Court, the
defendant, Patrick Vincent, was convicted of operating a motor
vehicle under the influence of liquor (OUI), third offense, in
violation of G. L. c. 90, § 24 (1) (a) (1). On appeal, the
defendant argues (1) that the evidence was insufficient to
charge and convict him of the underlying offense, and (2) that
the subsequent offender conviction should be vacated because the
judge conducted an inadequate plea colloquy. We affirm the
conviction of OUI and vacate the guilty finding on the
subsequent offense portion of the charge.
Background. 1. Underlying offense. Because the defendant
challenges the sufficiency of the evidence, we summarize the facts in the light most favorable to the Commonwealth, reserving
some details for our discussion of the sufficiency of the
evidence. Commonwealth v. Lopez, 484 Mass. 211, 211 (2020). At
approximately 8:00 P.M. on February 6, 2021, the defendant was
driving a pickup truck on Brook Lane, a street located in the
Mountain Grove Association (Mountain Grove) in Becket, when the
truck skidded off the road, hit a fence, and became stuck in a
snowbank near his home. A witness saw the defendant's truck
come around a corner at a "higher than normal rate of speed,"
before it went off the road.
A police officer arrived and observed the defendant's truck
stuck in the snowbank, partially blocking the roadway. The
officer looked inside the truck and saw an "empty little bottle
of Fireball Whisky" on the passenger's side floor, and "a
Twisted Tea and a Truly" on the rear floorboard. After briefly
speaking to the neighbor and visitor, the officer walked to the
defendant's home, where he saw the defendant sitting in his
kitchen next to the front door. No one else was present at the
defendant's residence. The officer asked the defendant why his
truck was partially blocking the road, to which the defendant
responded that "that corner gives me trouble" and that "his son
was going to come and tow it out." When the officer asked where
he was driving from, the defendant replied that he was returning
from grocery shopping in Lee. The officer testified that the
2 defendant "appeared intoxicated" -- the defendant's pants' fly
was unzipped, he was slurring his words, he had "bloodshot and
glossy" eyes, and the officer smelled a "heavy" odor of alcohol
while the defendant spoke. The defendant stated that he had
consumed "a couple beers." At that point, the officer asked the
defendant to perform the one-leg stand test and he was
instructed to stand on one leg for thirty seconds. The
defendant could not perform the test satisfactorily, and after
putting his foot down, said to the officer, "just take me in."1
The officer gave the defendant an additional opportunity to
perform the test but he was only able to lift his foot very
briefly at which point the defendant stated, "I'm not doing it."
The officer placed the defendant under arrest.
1 The defendant argues that his statements during the field sobriety tests constituted inadmissible refusal evidence under art. 12 of the Massachusetts Declaration of Rights. Because the defendant did not object to the testimony at trial, we review for error and, if established, determine whether the error created a substantial risk of a miscarriage of justice such that "we have a serious doubt whether the result of the trial might have been different had the error not been made [quotation omitted]." Commonwealth v. Dirgo, 474 Mass. 1012, 1016 (2016). Here, where the defendant made the statements during an attempt and failure to complete the field sobriety tests, we perceive his statements as expressions of his inability to complete the tests, rather than expressions of unwillingness. We therefore conclude that the judge did not err in admitting the testimony. See Commonwealth v. Brown, 83 Mass. App. Ct. 772, 772-773 (2013).
3 The Commonwealth presented evidence related to the
characteristics of, and the public's access to, Brook Lane. To
reach Brook Lane, one must travel on Route 8 in Becket into
Mountain Grove. There are six points of entry from Route 8 to
Mountain Grove, none of which are gated. Additionally, Brook
Lane and the surrounding roads in Mountain Grove contain
telephone poles, speed-limit signs, signs cautioning drivers of
the presence of children, and a sign indicating where different
members of the association live.
Brook Lane is maintained by the Mountain Grove Association,
a nonprofit association of residents of Brook Lane and its
surrounding roads. Members pay annual fees for trash services
and beach rights. Members of the public can also pay an annual
fee to use the Mountain Grove clubhouse. There is a single no
trespassing sign in Mountain Grove located near the parking lot
to the club. The defendant's neighbor testified that despite
having lived on Brook Lane for thirty years, she was not aware
of any "no trespass" or "private property" signs located on
Brook Lane. Similarly, the officer testified that, despite
awareness of the no trespassing sign, he would not arrest a
nonresident for driving within the association.
At the close of the Commonwealth's evidence, the defendant
moved for a required finding of not guilty, arguing that Brook
Lane was not a public way. The motion was denied. The
4 defendant rested without calling any witnesses or presenting any
evidence. The judge concluded that there was sufficient
evidence to prove the essential elements of the crime charged,
including that the defendant operated his vehicle on a public
way prior to entering Mountain Grove, and the defendant was
convicted of OUI.2
2. Subsequent offender proceeding. Following the judge's
verdict, the defendant moved for a separate trial on the
subsequent offender portion of the complaint. After consulting
his client, defense counsel stated to the judge that the
defendant "just [wanted to] be under sentence." Defense counsel
further stated that he
2 The defendant moved to dismiss the complaint, arguing that the police report attached to the complaint application failed to establish probable cause that the defendant operated the vehicle on a public way. After a hearing, the clerk-magistrate denied the defendant's motion. The defendant asserts that the clerk-magistrate erred in denying the defendant's motion to dismiss, arguing that the application was insufficient to show probable cause that the offense occurred on a public way. After reviewing the application in the light most favorable to the Commonwealth, and drawing all reasonable inferences in the Commonwealth's favor, we conclude that the complaint contained "reasonably trustworthy information sufficient to warrant a reasonable or prudent person in believing that the defendant has committed the offense [quotation omitted]." Commonwealth v. Humberto H., 466 Mass. 562, 565 (2013). See Commonwealth v. Geordi G., 94 Mass. App. Ct. 82, 85 (2018). The police report, attached to the complaint, contains the defendant's statement that he had traveled from Lee to Brook Lane, and thus there was sufficient circumstantial evidence to find probable cause that the defendant operated the vehicle on a public way. See Humberto H., supra at 566.
5 "underst[ood] that [the defendant] would have to basically admit he was the same person convicted of two prior offenses. . . . I don't think that's going to be an issue . . . [i]t deals with . . . the jury waiver and all that other stuff. But if we could go unagreed as to sentencing, I think that we're prepared to just try to move forward today."
The judge then asked the defendant the following: whether the
defendant understood (1) that he was entitled to a separate
trial on the subsequent offense, (2) that if he elected a jury
trial, the jury would have to be unanimous in their verdict and
would have to find that he was the same person who committed two
prior offenses for operation under the influence, and (3) that
the defendant was, in fact, waiving his right to a jury trial
freely and voluntarily. The defendant answered "yes" to all of
the questions.
The judge then asked to "hear" some evidence from the
Commonwealth regarding whether the underlying conviction was the
defendant's third conviction. The Commonwealth handed the judge
certified copies of two convictions and the defendant's Registry
of Motor Vehicles (RMV) records without objection by the
defendant, to which the judge stated, "[w]e'll take them and put
them in the file." The judge then immediately asked for the
parties' recommendations for sentencing. The judge stated that
he found "sufficient factual basis" for the allegation that the
underlying conviction was the defendant's third offense and
adopted the defendant's sentencing recommendation.
6 Discussion. 1. Standard of review. "[W]e consider the
evidence introduced at trial in the light most favorable to the
Commonwealth, and determine whether a rational trier of fact
could have found the essential elements of the crime beyond a
reasonable doubt." Commonwealth v. Oberle, 476 Mass. 539, 547
(2017). "The inferences that support a conviction 'need only be
reasonable and possible; [they] need not be necessary or
inescapable.'" Commonwealth v. Waller, 90 Mass. App. Ct. 295,
303 (2016), quoting Commonwealth v. Woods, 466 Mass. 707, 713
(2014). To sustain a conviction for OUI, the Commonwealth must
prove that the defendant (1) operated a motor vehicle, (2) on a
public way, (3) while impaired by the influence of intoxicating
liquor. Commonwealth v. AdonSoto, 475 Mass. 497, 509 (2016).
Because, on appeal, the defendant does not challenge the
evidence that he was impaired or that he operated a motor
vehicle, we address only the element that the offense occurred
on a public way.
2. Sufficiency of public way evidence. To satisfy the
public way element, the Commonwealth must prove that the offense
took place "upon any way or in any place to which the public has
a right of access, or upon any way or in any place to which
members of the public have access as invitees or licensees."
G. L. c. 90, § 24 (1) (a) (1). In determining whether a way
meets the definition of a public way, the question is whether
7 "members of the public may reasonably conclude that it is open
for travel to invitees or licensees [quotation omitted]."
Commonwealth v. Wurtzberger, 104 Mass. App. Ct. 558, 564 (2024),
S.C., 496 Mass. 203 (2025). "We look to the characteristics of
the way to determine if there is sufficient 'indicia of
accessibility to the public' by motor vehicle." Id., quoting
Commonwealth v. Belliveau, 76 Mass. App. Ct. 830, 832-833
(2010). "Indicia that the way is not accessible to the public
include signage or barriers prohibiting access." Belliveau,
supra at 833.
The defendant argues that, given the Mountain Grove
Association's maintenance and purported control over the
public's access to Brook Lane, there was insufficient evidence
to find that Brook Lane was a public way. We disagree. First,
Brook Lane and its surrounding roads contain several "indicia of
accessibility to the public by motor vehicle," Wurtzberger, 104
Mass. App. Ct. at 564 (quotation omitted), including speed-limit
signs, "careful of children" signs, and a sign informing in
which direction residents in the neighborhood live. See
Belliveau, 76 Mass. App. Ct. at 832-833. Second, although there
was a single "no-trespassing" sign affixed near the
association's clubhouse, both the neighbor's and officer's
testimony suggest that members of the public would reasonably
believe they have access to Brook Lane. See Wurtzberger, supra.
8 See also Commonwealth v. Kiss, 59 Mass. App. Ct. 247, 249-250
(2003) ("[i]t is the objective appearance of the way that is
determinative of its status, rather than the subjective intent
of the property owner"). Moreover, the association permits the
public to pay a fee and visit the association clubhouse. Thus,
we conclude that, in the light most favorable to the
Commonwealth, there was sufficient evidence for the judge to
find that Brook Lane was a public way.
In any event, there was also sufficient evidence that
Route 8 constitutes a public way, and that the defendant
traveled thereon. As noted above, Brook Lane is only accessible
by traveling on Route 8. The Commonwealth introduced photos
that showed Route 8 to be paved and lined with streetlights,
street signs, and telephone poles -- all "indicia of
accessibility to the public by motor vehicle." Wurtzberger, 104
Mass. App. Ct. at 564 (quotation omitted). See Belliveau, 76
Mass. App. Ct. at 832-833. Furthermore, the defendant's
statement to the officer that he had been grocery shopping in
Lee leads to the reasonable inference that the defendant
operated his truck on Route 8 before becoming stuck in the
snowbank. It was therefore reasonable for the judge to
conclude, as he did, that Route 8 was a public way, and that the
defendant had been impaired while driving on it. Accordingly,
we affirm the conviction as to OUI.
9 3. Plea colloquy. Mass. R. Crim. P. 12 (c) (3) (A) (i),
as amended, 489 Mass. 1501 (2022), states that, upon a
defendant's guilty plea, the judge shall inform the defendant
that, among other things, they are waiving "the right to trial
with or without a jury, the right to confrontation of witnesses,
the right to be presumed innocent until proved guilty beyond a
reasonable doubt, and the privilege against self-incrimination."
On appeal, the defendant asserts that defense counsel's
statement that the defendant wanted "to just be under sentence"
constituted acquiescence to taking a guilty plea, but that the
judge's subsequent questioning of the defendant was an
inadequate plea colloquy. The defendant therefore contends that
the finding as to the portion of the complaint alleging
subsequent offenses should be vacated.3
Given the atypical course of the proceedings after the
judge found the defendant guilty of the underlying offense, we
must first determine whether the proceedings constituted a
guilty plea, or, as posited by the Commonwealth, a separate
3 We note that, under ordinary circumstances, the appropriate avenue to challenge the adequacy of a plea -- that is, whether the plea was voluntary, knowing, and made with sufficient awareness of the relevant circumstances and with the advice of competent counsel, see Brady v. United States, 397 U.S. 742, 748, 758 (1970); Commonwealth v. Roberts, 472 Mass. 355, 362 (2015) -- is through a motion to withdraw a guilty plea or a motion for new trial filed in the trial court.
10 trial. Here, following defense counsel's statement that the
defendant wanted "to just be under sentence," the judge asked
the defendant whether he understood that he had a right to a
trial regarding the subsequent offense charges, and, thereafter,
whether he was waiving this right. The Commonwealth offered
certified copies of the defendant's RMV records as anticipated
evidence as to the defendant's prior convictions. The judge
then, without giving the defendant an opportunity to present
evidence, call witnesses, or present a closing argument, heard
arguments from both parties regarding sentencing
recommendations, before stating that he found "sufficient
factual basis" for the allegation that the underlying conviction
was the defendant's third offense. Based on the record, and the
lack of indicia of a trial, we conclude that a trial did not
occur. Rather, as supported by the trial court docket entry on
September 20, 2021, which states that the defendant was
"[waiving] his rights to trial for proving [two] prior
convictions," we conclude that the defendant pleaded guilty to
the subsequent offenses portion of the complaint. See
Commonwealth v. MacDonald, 435 Mass. 1005, 1007 (2001) ("Docket
entries are prima facie evidence of the facts recorded
therein").
11 Having determined that the proceedings constituted a guilty
plea, we also conclude, and the Commonwealth concedes,4 that the
judge conducted an inadequate plea colloquy. As noted above,
Mass. R. Crim. P. 12 (c) (3) (A) (i), requires a judge taking a
plea from a defendant to inform the defendant of certain rights,
including that they are waiving the right to confrontation of
witnesses, the right to be presumed innocent until proved guilty
beyond a reasonable doubt, and the privilege against self-
incrimination. Commonwealth v. Petersen, 67 Mass. App. Ct. 49,
55 (2006) (failure to conduct plea colloquy despite defense
counsel's stipulation to prior offense was error).
Here, the judge did not inform the defendant that he was
waiving those rights and, thus, the plea colloquy was deficient.
In addition, the judge did not ask the defendant whether the
facts, as stated by the prosecutor, were true. In other words,
the defendant never admitted that he was guilty of the
subsequent offender portion of the offense.
We therefore vacate the subsequent offense portion of the
conviction. So much of the judgment as found the defendant
guilty of the underlying offense of operating a motor vehicle
while under the influence of liquor shall stand. The
Commonwealth may, at its discretion, pursue such further
4 The panel notes and appreciates the Commonwealth's candor.
12 proceedings with respect to the subsequent offense portion of
the charge as are consistent with this memorandum and order.
So ordered.
By the Court (Neyman, D'Angelo & Allen, JJ.5),
Clerk
Entered: January 16, 2026.
5 The panelists are listed in order of seniority.