Commonwealth v. Pardo

35 A.3d 1222, 2011 Pa. Super. 266, 2011 Pa. Super. LEXIS 4302
CourtSuperior Court of Pennsylvania
DecidedDecember 13, 2011
StatusPublished
Cited by53 cases

This text of 35 A.3d 1222 (Commonwealth v. Pardo) is published on Counsel Stack Legal Research, covering Superior Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Pardo, 35 A.3d 1222, 2011 Pa. Super. 266, 2011 Pa. Super. LEXIS 4302 (Pa. Ct. App. 2011).

Opinion

OPINION BY

LAZARUS, J.:

Ruben Pardo appeals from his judgment of sentence, entered in the Court of Common Pleas of Pike County, after entering an open guilty plea to two counts of delivery of a controlled substance.1 The charges stemmed from two drug buys that occurred among Pardo, his cohorts and an undercover Pike County Police Officer on October 15 and 17, 2008. At his June 17, 2010 sentencing, the trial court determined that Pardo was not eligible to participate in the Recidivism Risk Reduction Incentive (RRRI) program and sentenced him to an aggregate term of imprisonment of 5 years and nine months to 15 years.2 We reverse and remand for further proceedings.

On appeal, Pardo contends that the trial court erred by: (1) not permitting him to withdraw his guilty plea prior to sentenc[1224]*1224ing; (2) disqualifying him from participating in the RRRI3 program; (3) failing to hold a pre-sentence hearing on his sentencing entrapment claim; and (4) imposing consecutive sentences.

Because Pardo moved to withdraw his guilty plea prior to sentencing and had a fair and just reason for doing so, the trial court abused its discretion when it denied his motion to withdraw based upon the premise that he waived any such right in his written plea agreement.4 Furthermore, the Commonwealth neither alleged nor proved that it would suffer prejudice if Pardo were permitted to withdraw his plea.

Today we hold that it is an abuse of discretion by the trial court to find that a defendant has waived his right to withdraw a guilty plea prior to sentencing where the defendant enters an open plea with regard to sentence, asserts his innocence, and there is no alleged prejudice to the Commonwealth if the plea were to be withdrawn. We further hold that the trial court may not curtail a defendant’s ability to withdraw his guilty plea via a boilerplate statement of waiver in a written guilty plea colloquy. We believe this holding is consistent with the dictates of Pennsylvania Rules of Criminal Procedure 590 and 591 and our Supreme Court’s liberal standard of granting pre-sentence requests to withdraw guilty pleas. Accordingly, we reverse and remand for the withdrawal of Pardo’s guilty plea so that he may proceed to trial.

FACTS

Guilty Plea Agreement and Oral Plea Colloquy

Pardo signed a written guilty plea colloquy on March 5, 2010. The introductory paragraph of that colloquy, detailing his agreement with the Commonwealth, states:

The Defendant, by entering into this plea agreement, agrees that he/she MAY NOT withdraw this plea of guilty, unless the sentencing Court does not accept this plea agreement. The Defendant understands that the sentence imposed will be set forth below, unless the sentencing Court does not accept his plea agreement.

Written Guilty Plea Colloquy (Waiver Clause), 3/5/2010, at 1 (emphasis added). Pages 2 and 3 of the written colloquy, titled “Sentence Recommendation,” list no specific recommended sentence,5 but the [1225]*1225boxes for consecutive/concurrent sentences are checked off and indicate that they are to be determined “By Court.” Id. Similarly, the plea agreement indicates that “Imprisonment, Probation, and Fine” are all to be decided “By Court.” Id. As part of the open plea, the Commonwealth agreed to dismiss all remaining charges in the criminal information in exchange for Pardo pleading guilty to the two counts listed above at the time of sentencing.

Paragraph 37 of the plea agreement states that if the guilty plea is not entered pursuant to the plea agreement, then Par-do has the right to file a motion to withdraw his plea prior to sentencing. Id. at 14. Finally, the agreement explains that the court is not bound by the terms of the plea agreement that Pardo enters into with the Commonwealth and if the court rejects it, then he may withdraw his plea. Id. at 16. The trial court accepted the agreement, noting that Pardo “knowingly completed or participated in the completion of the foregoing guilty plea form, and [had] voluntarily, knowingly and intelligently entered a plea of guilty to the charges described therein.” Id. at 21.

At his oral plea colloquy, the court informed Pardo that his plea agreement “with the Commonwealth is [that] all sentencing will be open to the Court.” N.T. Guilty Plea Colloquy Hearing, 3/5/2010, at 3. The court also explained that this agreement included whether the court would run the sentences consecutively or concurrently. Id. The court explained the elements of each charged offense, the maximum sentences and fines Pardo could receive for each offense, and also informed Pardo that he would face a mandatory minimum sentence/fine on count 1. The court informed Pardo of the factual bases for each charge and covered the requisite minimum areas of inquiry for the acceptance of pleas that are listed in the Comment to Pa.R.Crim.P. 590. Finally, the court reiterated the statement found in Pardo’s written plea agreement that by “entering this plea you may not withdraw this plea unless the Court decides not to accept the plea.” Id. at 9. The Commonwealth’s attorney also explained to Pardo that he would not be allowed to withdraw his plea except in one instance: if the judge did not go along with the agreement. Id. at 12-13 (“So under no other circumstances will you be allowed to withdraw your plea of guilty.”).

Motion to Withdraw Guilty Plea

On April 23, 2010, County Probation Officer Robert W. Wolff prepared Pardo’s court-ordered presentence investigation (PSI) report for sentencing purposes in the instant case.6 The PSI included documentation of three prior incidents of misconduct that involved Pardo while he was an inmate in a Pike County Correctional Facility while awaiting the disposition of his two cases. The charges involved fighting with another inmate, acting insolent toward a staff member, and using another inmate’s pin number to make a telephone call. All three incidents resulted in guilty verdicts by the Disciplinary Board. The PSI also contained a detailed report of Pardo’s criminal history, which included a 1994 New York conviction for menacing.

On May 11, 2010, prior to sentencing, Pardo filed a pro se motion to withdraw his guilty plea, claiming that counsel misinformed him that he had to plead guilty to both drug charges, that it was a “package deal,” and that if he did not plead guilty to both charges there would be no plea agreement. Pardo also claimed that the sentence he believed he would receive pursuant to the plea agreement did not include two six-month terms for the miscon[1226]*1226duct charges incurred in jail prior to his plea. Finally, Pardo also sought to withdraw his plea on the basis that counsel told him that he would be RRRI eligible and receive credit for time served.7

On June 3, 2010, the court held a hearing on Pardo’s motion to withdraw his plea. Pardo testified that the reason he sought to withdraw his plea was because he “didn’t know everything [he] was supposed to know and [that he was] not guilty of all these charges.” Id. at 6-7.

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Cite This Page — Counsel Stack

Bluebook (online)
35 A.3d 1222, 2011 Pa. Super. 266, 2011 Pa. Super. LEXIS 4302, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-pardo-pasuperct-2011.