Commonwealth v. Painter

64 Va. Cir. 455, 2004 Va. Cir. LEXIS 161
CourtRockingham County Circuit Court
DecidedMay 28, 2004
DocketCase No. 29562
StatusPublished

This text of 64 Va. Cir. 455 (Commonwealth v. Painter) is published on Counsel Stack Legal Research, covering Rockingham County Circuit Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Painter, 64 Va. Cir. 455, 2004 Va. Cir. LEXIS 161 (Va. Super. Ct. 2004).

Opinion

By Judge John J. McGrath, Jr.

This case is before the Court on Defendant’s Motion to Dismiss and Exclude Evidence.

Facts

On November 18, 2003, the Defendant appeared in the Rockingham County General District Court for a preliminary hearing on a “Warrant of Arrest-Felony” charging Third Offence Petit Larceny in violation of § 18.2-96 of the Code of Virginia. The Commonwealth presented sworn testimony on the present larceny but failed to offer evidence of two prior convictions of Petit Larceny as required for the crime charged. The Court, [456]*456therefore, reduced the charge to Petit Larceny, a misdemeanor, and proceeded to tty Defendant under § 19.2-186 of the Code of Virginia. The Court convicted the Defendant of simple Petit Larceny and imposed sentence.

The Defendant then appealed her conviction to the Rockingham County Circuit Court. The Commonwealth, rather than pursuing the misdemeanor charge, moved for an Order of Nolle Prosequi, which the Circuit Court granted on January 13, 2004. The Commonwealth then, on February 17, 2004, obtained a direct indictment on the original felony charge of Larceny-Third Offence. Defendant now urges the Court to dismiss the Larceny-Third Offence charge based on the principals of due process, double jeopardy, collateral estoppel, and res judicata.

Analysis

A. Due Process

Defendant’s due process claim hinges on the proposition that the prosecution may not “up the ante” in retaliation for the Defendant’s exercise of her statutory right to appeal. The United States Supreme Court discussed this issue in Blackledge v. Perry, 417 U.S. 21 (1974), where it stated:

A prosecutor clearly has a considerable stake in discouraging convicted misdemeanants from appealing and thus obtaining a trial de novo in the Superior Court, since such an appeal will clearly require increased expenditures of prosecutorial resources before the defendant’s conviction becomes final, and may even result in a formerly convicted defendant’s going free. And, if the prosecutor has the means readily at hand to discourage such appeals - by “upping the ante” through a felony indictment whenever a convicted misdemeanant pursues his statutory appellate remedy - the State can insure that only the most hardy defendants will brave the hazards of a de novo trial. ... A person convicted of an offense is entitled to pursue his statutory right to a trial de novo, without apprehension that the State will retaliate by substituting a more serious charge for the original one, thus subjecting him to a significantly increased potential period of incarceration.

Id. at 27-29 (footnotes omitted).

[457]*457The Court of Appeals of Virginia has applied this rule to find a per se violation of due process when the Commonwealth originally prosecutes the Defendant for a lesser included offense and then increases the charge to a greater offense upon the Defendant’s appeal. See Allen v. Commonwealth, 36 Va. App. 334, 549 S.E.2d 652 (2001). As the Defendant admits in her brief, this is not the scenario before the Court in this case.

In the case at hand, the Commonwealth originally sought to prosecute the Defendant for Larceny -Third Offense, a felony. After the Defendant’s appeal and the granting of the Motion for Nolle Prosequi in that case, the Commonwealth did not indict on a more serious charge, but reinstated its original charge. The Court of Appeals has already held that in such a case “a due process violation did not occur ... because the defendants did not face a more serious charge in the circuit court than they first encountered in the general district court.” Id. at 341, (explaining Peterson v. Commonwealth, 5 Va. App. 389, 363 S.E.2d 440 (1991)).

Moreover, the Defendant offers no additional evidence tending to show that the Commonwealth brought back the felony charge as a vindictive attempt to punish the Defendant for taking an appeal. To hold that there has been a per se due process violation based solely on the fact that the Commonwealth reinstated its original charge after the Defendant’s appeal would be inconsistent with precedent. See Id.

B. Double Jeopardy

Before addressing the Defendant’s double jeopardy argument, it is helpful to recall the operation of § 19.2-186 of the Code of Virginia. If a general district court judge is conducting a preliminary hearing on a felony charge and finds a lack of probable cause for the felony, § 19.2-186 allows the judge to reduce the charge to a lesser included misdemeanor charge, and try the Defendant at the preliminary hearing. See Va. Code § 19.2-186 (2003). As such, the preliminary hearing for the felony is transformed into a bench trial for the misdemeanor. For instance, in this case the Defendant’s preliminaiy hearing for Larceny -Third Offense was transformed into a bench trial on simple Petit Larceny. When examining issues of double jeopardy in conjunction with cases involving § 19.2-186, it is important to distinguish between the Court’s function as an assessor of probable cause in a preliminary hearing and the Court’s function as a trier of fact. This is so because while jeopardy does not attach in a preliminary hearing, it does attach when the Defendant is put on trial. See Moore v. Commonwealth, 218 Va. 388, 393, 237 S.E.2d 187, 191 (1977).

[458]*458Turning to the Defendant’s double jeopardy argument, the Defendant contends that the Commonwealth’s attempt to reinstate the Larceny-Third Offence charge after she has already been tried and convicted for Petit Larceny in the General District Court violates principals of double jeopardy. She contends that the General District Court’s reduction of the felony charge to a misdemeanor is tantamount to an acquittal on the felony charge and the Commonwealth’s subsequent attempt to reinstate this felony charge violates principals of double jeopardy.

Individuals are protected from being twice put in jeopardy for the same offense by both the United States Constitution and the Virginia Constitution. U.S. Const., amend. V; Va. Const., art. I, § 8. Virginia Courts have held that the double jeopardy clauses give a Defendant essentially three protections. First, “[i]t protects against a second prosecution for the same offense after acquittal.” Peterson v. Commonwealth, 5 Va. App. 389, 394, 363 S.E.2d 440, 443 (1991) (citing North Carolina v. Pearce, 395 U.S. 711, 717 (1969) (footnotes omitted)); Jordan v. Commonwealth, 2 Va. App. 590, 593, 347 S.E.2d 152, 154 (1986). Second, “[i]t protects against a second prosecution for the same offense after conviction.” Id. And third, “it protects against multiple punishments for the same offense.” Id.

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Related

Blockburger v. United States
284 U.S. 299 (Supreme Court, 1931)
North Carolina v. Pearce
395 U.S. 711 (Supreme Court, 1969)
Blackledge v. Perry
417 U.S. 21 (Supreme Court, 1974)
Serfass v. United States
420 U.S. 377 (Supreme Court, 1975)
Brown v. Ohio
432 U.S. 161 (Supreme Court, 1977)
McClellan v. Commonwealth
576 S.E.2d 785 (Court of Appeals of Virginia, 2003)
Allen v. Commonwealth
549 S.E.2d 652 (Court of Appeals of Virginia, 2001)
Jordan v. Commonwealth
347 S.E.2d 152 (Court of Appeals of Virginia, 1986)
Moore v. Commonwealth
237 S.E.2d 187 (Supreme Court of Virginia, 1977)
Rosser v. Commonwealth
167 S.E. 257 (Supreme Court of Virginia, 1933)
Gaskill v. Commonwealth
144 S.E.2d 293 (Supreme Court of Virginia, 1965)
Peterson v. Commonwealth
363 S.E.2d 440 (Court of Appeals of Virginia, 1987)

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Bluebook (online)
64 Va. Cir. 455, 2004 Va. Cir. LEXIS 161, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-painter-vaccrockingham-2004.