Commonwealth v. Norling

16 Mass. L. Rptr. 484
CourtMassachusetts Superior Court
DecidedJune 25, 2003
DocketNo. CR0201606
StatusPublished

This text of 16 Mass. L. Rptr. 484 (Commonwealth v. Norling) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Norling, 16 Mass. L. Rptr. 484 (Mass. Ct. App. 2003).

Opinion

McCann, J.

INTRODUCTION

For the Commonwealth — Assistant District Attorney, Michael J. Ball.

For the defendant — Joseph F. Brennan, Jr.

The Defendant, Ronald Norling (“the Defendant”), is charged with five counts of unlawful possession of a large capacity weapon and fifteen counts of unlawful possession of a large capacity feeding device in violation of G.L.c. 269, §10(m) (1998). The Defendant filed a Motion to Dismiss the charges on the grounds that the statute, as applied to him, violates his equal protection and due process rights pursuant to the Fourteenth Amendment of the United States Constitution. For the foregoing reasons, the Defendant’s Motion to Dismiss is ALLOWED.

BACKGROUND

On April 20, 2002, officers from the Rutland Police Department (“the Police”) arrested the Defendant for domestic assault and batteiy with a dangerous weapon. Subsequent to the arrest, the Defendant’s wife obtained an emergency abuse prevention order. Pursuant to that the order, the Defendant informed the Police that he possessed long guns in a locked cabinet in his cellar. The Police seized the guns and determined that they were large capacity firearms and feeding devices.

The Defendant purchased the weapons from licensed gun stores during the 1980s. At that time, the Defendant held a Class C firearms identification card (“FID card”), which the law required for the purchase of large capacity weapons. Up until 1998, the Commonwealth employed a two-tiered licensing system that required an FID card for the purchase and ownership of rifles and shotguns and a license for the purchase and ownership of a broader categoiy of weapons. In 1998, the Legislature passed the Massachusetts Gun Control Act and replaced the two-tiered licensing system with a three-tiered system. Pursuant to the new law, a Class A license allows its possessor to own any type of weapon, including large capacity, and a Class B license entitles its possessor to own non-large capacity firearms and both large and non-large capacity rifles and shotguns. G.L.c. 140, §131(a); G.L.c. 140, §131 (b). A person with an FID card has the same rights as someone with a Class B license, except he cannot cany firearms. G.L.c. 140, §129(b).

[485]*485The Defendant’s original license was set to expire on August 28, 2003. The revised statute, however, set forth new expiration and renewal dates for existing licenses. To comply with the new licensing system, the Defendant should have applied for a Class A or B license on or before August 28, 1999. The Defendant was unaware of the change in the law and did not seek to renew his license before the scheduled expiration date.

DISCUSSION

General Laws c. 269, §10(m) states, “Anypersonnot exempted by statute who knowingly has in his possession ... a large capacity weapon or large capacity feeding device . . . who does not possess a valid Class A or Class B license to cany firearms . . . shall be punished by imprisonment in a state prison for not less than two-and-one-half years and not more than ten years.” The statute requires that a defendant have knowledge of the facts comprising the offense, in this case, possession of large capacity firearms and feeding devices without a license or the benefit of statutory exemption. States v. Meade, 175 F.3d 215, 226 n.5 (1st Cir. 1999) (concluding possession statute refers only to knowledge of possession); United States v. Hancock, 231 F.3d 557, 562-63 (9th Cir. 2000). The Defendant argues that the statute is unconstitutional as applied to him because, although he knowingly possessed the weapons at issue, he did not know his license had been invalidated by changes in the law.

The Fourteenth Amendment to the U.S. Constitution provides that no person shall be deprived of life, liberty or properly without due process of law. While the principle that ignorance of the law is no excuse is deeply rooted in our legal system, the courts have drawn a limited distinction to this principle on due process grounds. Lambert v. California, 355 U.S. 225 (1957); United States v. Denis, 297 F.3d 25, 28 (1st Cir. 2002) (explaining that Lambert exception excuses “justifiable ignorance”).

In Lambert, the United States Supreme Court ruled that due process principles may excuse compliance with a statute when the conduct at issue is wholly passive in nature and the defendant did not know or had no reason to know of the requirements of the law. Lambert, 355 at 228-89. The municipal ordinance at issue in Lambert was one that required convicted felons to register with the chief of police within five days of arrival in the city of Los Angeles. Id. at 226-27. The Court held that the ordinance violated the defendant’s due process rights because she had no knowledge of her duty to register and the government failed to show that there was any probability that a person in her position would have had inquired about registration. Lambert, 355 U.S. at 229.

The Lambert exception, however, is a narrow one, which the courts have been hesitant to expand. Hancock, 231 F.3d at 564. The courts have limited application of the exception to distinctive facts and circumstances. Meade, 175 F.3d at 226 n.5.

While the Massachusetts state courts have yet to address the issue, other jurisdictions, including the First Circuit Court of Appeals, have interpreted and applied the Lambert exception. Although different jurisdictions have reached different results, it is clear that Lambert requires both wholly passive activity on the part of the defendant and a showing that the defendant did not know and had no reasonable probability of knowing of the illegality of his conduct.

Wholly passive activity involves an omission to act that is “unlike the commission of actsf] or the failure to act under circumstances that should alert the doer to the consequences of his deed.” Lambert, 355 U.S. at 228. In Lambert, the defendant’s failure to register as a felon when she entered the city did not involve any action beyond her mere presence in Los Angeles and, the court ruled that such passive action gave her no cause to inquire into whether she was committing a crime. Id. at 229. In State v. Young, the North Carolina Court of Appeals applied a similar analysis to hold that a sex-offender registration statute requiring offenders to register changes of address within 10 days of a move was unconstitutional as applied to an incompetent defendant who was neither formally notified of the statute’s requirements nor, by reason of his incompetence, had the wherewithal to inquire. 140 N.C.App. 1, 11 (2000).

On the other hand, courts have held that, unlike the omission to act involved in failure-to-register cases, the possession of firearms is active. Denis, 297 F.3d at 29; United States v. Hancock, 231 F.3d at 564. In both Denis and Hancock, the courts opined that the very act of possessing a weapon is an “active and potentially dangerous” one. Id.

Lambert also requires knowledge or the reasonable probability of knowledge that the conduct at issue constitutes a crime. Lambert,

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Related

Lambert v. California
355 U.S. 225 (Supreme Court, 1958)
United States v. Meade
175 F.3d 215 (First Circuit, 1999)
United States v. Denis
297 F.3d 25 (First Circuit, 2002)
United States v. Winston Eugene Mitchell, Sr.
209 F.3d 319 (Fourth Circuit, 2000)
United States v. Gary Hancock
231 F.3d 557 (Ninth Circuit, 2000)
State v. Young
535 S.E.2d 380 (Court of Appeals of North Carolina, 2000)
People v. Garcia
23 P.3d 590 (California Supreme Court, 2001)

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Bluebook (online)
16 Mass. L. Rptr. 484, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-norling-masssuperct-2003.