Commonwealth v. Niels N.

901 N.E.2d 166, 73 Mass. App. Ct. 689, 2009 Mass. App. LEXIS 238
Massachusetts Appeals Court·Decided February 23, 2009·No. No. 07-P-476·Published·Cited by 8 cases

Opinions

Wolohojian, J.

After a jury trial on a delinquency complaint and two indictments charging the juvenile as a youthful offender, the juvenile was adjudicated a delinquent child. The juvenile was found guilty on an indictment charging assault with intent to rape a child under age sixteen in violation of G. L. c. 265, § 24B1; on an indictment charging rape of a child with force, the juvenile was found guilty of the lesser included offense of assault and battery in violation of G. L. c. 265, § 13A. Lastly, the juvenile was found delinquent on a complaint charging indecent assault and battery on a child under age fourteen in violation of G. L. c. 265, § 13B.

On appeal, the juvenile claims that the adjudications were duplicative because (a) assault and battery was a lesser included offense of indecent assault and battery on a child, and (b) the acts underlying the charges of indecent assault and battery on a child and assault with intent to rape a child were so closely [691] related in fact as to constitute a single crime.2,3 We agree that the adjudications are duplicative, and as a result set aside the assault and battery and indecent assault and battery adjudications. We affirm the juvenile’s adjudication of delinquency by reason of assault with intent to rape a child under age sixteen.

Background. Viewing the evidence in the light most favorable to the Commonwealth, the jury could have found the following facts. On January 18, 2005, the juvenile, then age sixteen, sexually assaulted his seven year old half sister, Norma.2 4 Norma, who had gone to the juvenile’s bedroom to look for her doll, was pushed by the juvenile so that her knees were on the floor and her face on the bed. He pulled down her pants as well as his own,5 and then climbed atop her and began “humping her” [692] from behind. The juvenile’s eleven year old stepbrother, Kevin, arrived by coincidence while the incident was occurring and saw ■— through a crack between the locked bedroom door and the jamb — Norma face down on the bed and the juvenile on top of her with his pants down.

[693] Additional facts are set out in the sections of the discussion, infra, to which they pertain.

Discussion. 1. Duplicative convictions.6 The case rested on only three acts, all closely related in time, place, and intent. The Commonwealth presented no theory as to how these three acts related to the charged offenses, or to the elements of any of the crimes. Because of this, and the absence of a unanimity instruction,7 we do not and cannot know on which act or acts the jury predicated the convictions.

On appeal, the Commonwealth contends that the removal of Norma’s pants constituted indecent assault and battery, pushing her onto the bed constituted a separate assault and battery, and getting on top of her supported the separate crime of assault with intent to rape. Neither this theory nor any other was advanced during the trial, either to the judge or to the jury. The prosecutor at no point articulated the Commonwealth’s position as to which of the three acts (singly or in combination) satisfied which of the charges, the lesser included offenses that were also submitted to the jury for consideration,8 or the elements of either. In both its opening statement and its closing argument, the Commonwealth said merely that the case was not complicated and that the conduct consisted of: “[Norma] went down to the Defendant’s room, he pushed her onto the bed, he pulled down his pants, he pulled down her pants and he got on top of her.”

Nor did the jury receive guidance from any other source as to how they were to view the evidence in relation to the charges. The indictments and the delinquency complaint consisted only of a recitation of the elements of each applicable crime and the date on which the offense was charged to have occurred; they did not identify the Commonwealth’s theory as to how the juvenile com[694] mitted each crime. The jury instructions, too, were silent, containing no reference to any of the evidence in the case, or to how the evidence related to any of the offenses or their elements.

In short, the jury received no guidance — whether from the charges, the Commonwealth’s case, or the trial judge — as to what conduct could form the predicate for which offense(s) and which offenses needed to be predicated on separate and distinct acts. Contrast Commonwealth v. King, 445 Mass. 217, 225-226 (2005), cert, denied, 546 U.S. 1216 (2006) (convictions of indecent assault and battery and rape were not duplicative where the judge instructed the jury that separate and distinct acts were needed and explained the Commonwealth’s theory as to which acts constituted which offenses). In these circumstances, it is impossible to know which of the three acts, singly or in combination, was relied upon by the jury in finding the juvenile guilty of any of the charges.

a. Assault and battery and indecent assault and battery on a child. The juvenile argues that his adjudications of delinquency by reason of assault and battery and indecent assault and battery on a child are duplicative because assault and battery is a lesser included offense.

The juvenile was convicted of indecent assault and battery of a child under the age of fourteen, G. L. c. 265, § 13B, which, unlike simple assault and battery, does not require proof of lack of consent. See Commonwealth v. Farrell, 31 Mass. App. Ct. 267, 268 (1991) (“[b]y St. 1986, c. 187, the Legislature amended § 13B to exclude lack of consent as an element of the crime of indecent assault and battery on a child under fourteen”). Therefore, under a proper jury charge, “a simple assault and battery ... is not a lesser included offense within the statutory offense of indecent assault and battery of a child.” Id. at 268-269.

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Commonwealth v. Niels N., 901 N.E.2d 166, 73 Mass. App. Ct. 689, 2009 Mass. App. LEXIS 238 (Mass. Ct. App. 2009).

901 N.E.2d 166 (Commonwealth v. Niels N.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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