Commonwealth v. Nernberg

25 Pa. D. & C.3d 66, 1981 Pa. Dist. & Cnty. Dec. LEXIS 62
CourtPennsylvania Court of Common Pleas, Somerset County
DecidedJuly 27, 1981
Docketno. 323 Criminal 1980
StatusPublished

This text of 25 Pa. D. & C.3d 66 (Commonwealth v. Nernberg) is published on Counsel Stack Legal Research, covering Pennsylvania Court of Common Pleas, Somerset County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Nernberg, 25 Pa. D. & C.3d 66, 1981 Pa. Dist. & Cnty. Dec. LEXIS 62 (Pa. Super. Ct. 1981).

Opinion

SHAULIS, J.,

The court now considers an appeal from Maurice A. Nernberg’s summary conviction for three violations of the Motor Boat Law: 55 P.S. §483 et. seq. (repealed 1980, current version at 30 Pa.C.S.A. §5101 et seq.).

In June of 1980, appellant was boating on Indian Lake in this county when he was approached by two Deputy Waterways Patrolmen. The patrolmen discovered that appellant was in violation of several sections of the Motor Boat Law and so informed him. Patrolman Donald Anderson then explained to Mr. Nernberg the various ways in which the Fish Commission seeks to allow those found in violation of the Motor Boat Law to settle their case. Appellant was advised of the law’s provision for “field acknowledgments” of guilt and told that if he did not wish for citations, for all of the discovered violations to be filed with a district justice, who could set the penalty for each violation at up to $100 per violation, he might elect to sign a field acknowledgment of guilt to the most serious violation (having an insufficient number of personal flotation devices). He was told that he would be assessed a $25 fine by the Fish Commission for that violation and receive only written warnings for the others.

Appellant did not make his choice of action known to the deputy patrolmen on the day of the inspection. When appellant failed to contact a Fish Commission official within three days, citation for three violations were filed with a district justice’s office. Mr. Nernberg did not appear at the scheduled hearing, and was there found guilty and assessed with fines and costs.

Challenging those convictions, appellant contends that the actions of the Fish Commission through its employees, the two deputy patrolmen, [68]*68constituted prosecutorial misconduct and denied appellant certain of his rights under the Constitutions of Pennsylvania and the United States. The focus of this claim is the manner in which the Fish Commission’s employees extended the offer of written warning in exchange for a signed field acknowledgment of guilt as to one of the alleged violations.

DISCUSSION

At the time appellant’s boat was inspected by the deputy patrolmen, the field acknowledgment procedure utilized by the Fish Commission for violators of the Motor Boat Law, was authorized by 55 P.S. 490(b) (repealed 1980, replaced by a substantially similar provision at 30 Pa.C.S.A. §925). In pertinent part, 55 P.S. 490(b) read:

(b) Any person charged with violating any provision of this act, or any rule or regulation prescribed by the commission under this act, other than an offense which is classified as a misdemeanor, may sign an acknowledgment of the offense committed either before or after the beginning of prosecution and pay to any waterways patrolman the penalty in full together with costs accrued to that date. Before any person shall sign an acknowledgment pursuant to this subsection, the waterways patrolman shall orally advise the person of his rights to a hearing and summary proceeding.

Penalties for violations of the Motor Boat Law were set out in 55 P.S. 490(a) (repealed 1980), current provisions are at 30 Pa.C.S.A. §923).

(a) Any person violating any provisions of this act, or any rule or regulation prescribed by the commission under this act, shall, upon conviction thereof in a summary proceeding before a justice of [69]*69the peace, alderman or magistrate, be sentenced to pay a fine of not less than five dollars and costs, nor more than one hundred dollars and costs, or, in default of payment thereof, thirty days in jail.

Apparently it was the Fish Commission’s desire that its officers be able to accept field acknowledgments without the necessity of having the violator summoned before a district justice. The fact that §490(a) only set minimum and maximum guidelines for sentencing made this desired end difficult to achieve, however, since there was no way for the waterways patrolmen accepting a field acknowledgment to know what “the penalty in full” for a violation would be.

The Commission’s solution was to develop its own set of recommended penalties for acknowledged violations of the Motor Boat Law. These guidelines were distributed to Commission employees and were then used to determine the amount of fine to be collected from violators signing field acknowledgments. In the case at hand, for example, appellant was told that the fine to be levied, if he acknowledged the violation of having an insufficient number of personal flotation devices aboard his boat, would be $25, the penalty recommended by the Commission for that violation.

While the Commission undoubtedly adopted this procedure with an eye toward expediency and serving the public interest, it neither had, nor has now, any power to establish criminal penalties in such a manner. Our Pennsylvania Supreme Court has stated that the sentencing of criminals is a judicial duty and that determination of the “duration or period of the sentence is an essential part of a judicial judgment.” Young v. Commonwealth Board of Probation and Parole, 487 Pa. 428, 432, [70]*70409 A. 2d 843, 846 (1979). Since a monetary fine is as much a penalty in nature as is a period of incarceration, the determination of its amount is likewise a judicial duty. Pa. Const. Art. V, §1, vests the whole judicial power of the Commonwealth in the courts. No part of this judicial power belongs to either the legislature or execution agencies such as the Fish Commission: Young, at Pa. 342 A. 2d 846; Com. v. Halloway, 42 Pa. 446, 448 (1862). The determination of the amount of a fine to be imposed under 55 P.S. §490 was a judicial duty which could not be performed by any executive or administrative agency but only by a member of the judiciary as stated in § 490(a).

We draw support for this ruling from the decision in Com. v. Graber, 39 D. & C. 489 (1940). There defendant was convicted and fined under a section of The Game Law pertaining to damaging trees on state land. It provided for a fine based in part on the value of the injured trees “as determined or estimated by the game commission’s employees.” Noting that the legislature cannot vest any judicial power in an administrative officer or in any way trench upon the province of the judiciary the court held that the statute unconstitutionally permitted employees of the game commission to ultimately fix the amount of the fine imposed upon a convicted violator. Id, at 493. It was held that the function of setting the exact amount of a monetary fine was purely judicial and could only be performed by a verdict of a jury or by the judiciary. Id, at 491.

Since the Commission had no authority of its own to assess a $25 fine for a violation of the Motor Boat Law which carried no set fine, the procedures taken by its employees in offering such a fine in exchange for a field acknowledgment are clearly tainted with impropriety. Of even greater concern to this court, [71]*71however, is the actual bargaining which took place between the Commission’s deputy patrolmen and the appellant.

We recognize, of course, that the practice of plea bargaining between prosecutors and defense attorneys is, when surrounded by proper safeguards, a valid practice and a practice frequently in the best interests of both the Commonwealth and defendant. See, Com. v. Cavell, 424 Pa. 573, 576, 227 A. 2d 662, 663 (1967).

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Related

Commonwealth v. Sanutti
312 A.2d 42 (Supreme Court of Pennsylvania, 1973)
Young v. Com. Bd. of Probation and Parole
409 A.2d 843 (Supreme Court of Pennsylvania, 1979)
Commonwealth ex rel. Johnson v. Halloway
42 Pa. 446 (Supreme Court of Pennsylvania, 1862)
Commonwealth ex rel. Kerekes v. Maroney
223 A.2d 699 (Supreme Court of Pennsylvania, 1966)
Commonwealth ex rel. Bostic v. Cavell
227 A.2d 662 (Supreme Court of Pennsylvania, 1967)

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Bluebook (online)
25 Pa. D. & C.3d 66, 1981 Pa. Dist. & Cnty. Dec. LEXIS 62, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-nernberg-pactcomplsomers-1981.